Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q2 2022
- Shares held
- 3.72M
- +173.3K (+4.9%) vs. Q2 2022
- Total value
- $32.1M
- +$569.4K (+1.8%) vs. Q2 2022
- New holders
- 3
- 17 more added
- Sold out
- 4
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 335,210 | $2.89M | 0.03% | −32,635−8.9% | Reduced |
| Invesco Ltd. | 333,842 | $2.88M | 0.00% | +1,143+0.3% | Added |
| Bank of America Corp | 331,568 | $2.86M | 0.00% | +18,265+5.8% | Added |
| Lake Street Financial LLC | 257,250 | $2.22M | 0.51% | +169,000+191.5% | Added |
| Morgan Stanley | 202,273 | $1.74M | 0.00% | −7,072−3.4% | Reduced |
| 1607 Capital Partners, LLC | 200,836 | $1.73M | 0.13% | +26,230+15.0% | Added |
| Shaker Financial Services, LLC | 189,954 | $1.64M | 0.81% | +11,029+6.2% | Added |
| Wolverine Asset Management LLC | 167,073 | $1.44M | 0.02% | −18,644−10.0% | Reduced |
| Wagner Wealth Management, LLC | 163,709 | $1.41M | 1.05% | +15,822+10.7% | Added |
| Janney Montgomery Scott LLC | 122,551 | $1.06M | 0.00% | −194,452−61.3% | Reduced |
| Matisse Capital | 121,814 | $1.05M | 1.33% | +21,060+20.9% | Added |
| Trustcore Financial Services, LLC | 110,982 | $957.0K | 0.09% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 103,442 | $892.0K | 0.20% | +4,379+4.4% | Added |
| Flagship Harbor Advisors, LLC | 103,251 | $890.0K | 0.10% | −300−0.3% | Reduced |
| Royal Bank of Canada | 90,983 | $784.0K | 0.00% | −4,744−5.0% | Reduced |
| Riverbridge Partners LLC | 82,828 | $714.0K | 0.01% | +2,791+3.5% | Added |
| Wells Fargo & Company | 79,512 | $686.0K | 0.00% | +42,480+114.7% | Added |
| Rivernorth Capital Management, LLC | 64,330 | $555.0K | 0.02% | +64,330 | New |
| CNH Partners LLC | 60,265 | $519.0K | 0.01% | +24,691+69.4% | Added |
| Advisor Group Holdings, Inc. | 58,362 | $503.0K | 0.00% | +7,683+15.2% | Added |
| Logan Stone Capital, LLC | 58,152 | $501.0K | 0.33% | +12,664+27.8% | Added |
| Fiera Capital Corp | 54,774 | $472.0K | 0.00% | −133−0.2% | Reduced |
| UBS Group AG | 51,636 | $445.0K | 0.00% | +3,746+7.8% | Added |
| Virtus ETF Advisers LLC | 42,208 | $364.0K | 0.15% | −9,290−18.0% | Reduced |
| Congress Wealth Management LLC | 41,788 | $360.0K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 36,383 | $314.0K | 0.04% | −5,062−12.2% | Reduced |
| Clough Capital Partners L P | 33,914 | $292.0K | 0.04% | +33,914 | New |
| HighTower Advisors, LLC | 31,372 | $270.0K | 0.00% | +15,132+93.2% | Added |
| Saba Capital Management, L.P. | 29,673 | $256.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 22,181 | $191.0K | 0.01% | −1,366−5.8% | Reduced |
| Quantedge Capital Pte Ltd | 19,100 | $165.0K | 0.05% | −500−2.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 17,590 | $152.0K | 0.00% | +9,284+111.8% | Added |
| Commonwealth Equity Services, LLC | 16,159 | $139.0K | 0.00% | +2,159+15.4% | Added |
| Wedbush Securities Inc | 15,808 | $136.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $129.0K | 0.00% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 13,528 | $117.0K | 0.07% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 11,420 | $98.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 10,627 | $92.0K | 0.01% | +10,627 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $51.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,585 | $40.0K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.0K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,443 | $21.0K | 0.01% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $14.0K | 0.01% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $13.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $10.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $6.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $4.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.00K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −2,322−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −29,946−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,128−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −6,511−100.0% | Sold out |