Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q2 2022
- Shares held
- 3.72M
- +173.3K (+4.9%) vs. Q2 2022
- Total value
- $32.1M
- +$569.4K (+1.8%) vs. Q2 2022
- New holders
- 3
- 17 more added
- Sold out
- 4
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 157 | $1.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 735 | $6.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $10.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $13.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,650 | $14.0K | 0.01% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.0K | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 2,443 | $21.0K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,585 | $40.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $51.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 10,627 | $92.0K | 0.01% | +10,627 | New |
| Sit Investment Associates Inc | 11,420 | $98.0K | 0.00% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 13,528 | $117.0K | 0.07% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $129.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,808 | $136.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,159 | $139.0K | 0.00% | +2,159+15.4% | Added |
| Northwestern Mutual Wealth Management Co | 17,590 | $152.0K | 0.00% | +9,284+111.8% | Added |
| Quantedge Capital Pte Ltd | 19,100 | $165.0K | 0.05% | −500−2.6% | Reduced |
| Capital Investment Advisors, LLC | 22,181 | $191.0K | 0.01% | −1,366−5.8% | Reduced |
| Saba Capital Management, L.P. | 29,673 | $256.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 31,372 | $270.0K | 0.00% | +15,132+93.2% | Added |
| Clough Capital Partners L P | 33,914 | $292.0K | 0.04% | +33,914 | New |
| Landscape Capital Management, L.L.C. | 36,383 | $314.0K | 0.04% | −5,062−12.2% | Reduced |
| Congress Wealth Management LLC | 41,788 | $360.0K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 42,208 | $364.0K | 0.15% | −9,290−18.0% | Reduced |
| UBS Group AG | 51,636 | $445.0K | 0.00% | +3,746+7.8% | Added |
| Fiera Capital Corp | 54,774 | $472.0K | 0.00% | −133−0.2% | Reduced |
| Logan Stone Capital, LLC | 58,152 | $501.0K | 0.33% | +12,664+27.8% | Added |
| Advisor Group Holdings, Inc. | 58,362 | $503.0K | 0.00% | +7,683+15.2% | Added |
| CNH Partners LLC | 60,265 | $519.0K | 0.01% | +24,691+69.4% | Added |
| Rivernorth Capital Management, LLC | 64,330 | $555.0K | 0.02% | +64,330 | New |
| Wells Fargo & Company | 79,512 | $686.0K | 0.00% | +42,480+114.7% | Added |
| Riverbridge Partners LLC | 82,828 | $714.0K | 0.01% | +2,791+3.5% | Added |
| Royal Bank of Canada | 90,983 | $784.0K | 0.00% | −4,744−5.0% | Reduced |
| Flagship Harbor Advisors, LLC | 103,251 | $890.0K | 0.10% | −300−0.3% | Reduced |
| Clear Creek Financial Management, LLC | 103,442 | $892.0K | 0.20% | +4,379+4.4% | Added |
| Trustcore Financial Services, LLC | 110,982 | $957.0K | 0.09% | 00.0% | Unchanged |
| Matisse Capital | 121,814 | $1.05M | 1.33% | +21,060+20.9% | Added |
| Janney Montgomery Scott LLC | 122,551 | $1.06M | 0.00% | −194,452−61.3% | Reduced |
| Wagner Wealth Management, LLC | 163,709 | $1.41M | 1.05% | +15,822+10.7% | Added |
| Wolverine Asset Management LLC | 167,073 | $1.44M | 0.02% | −18,644−10.0% | Reduced |
| Shaker Financial Services, LLC | 189,954 | $1.64M | 0.81% | +11,029+6.2% | Added |
| 1607 Capital Partners, LLC | 200,836 | $1.73M | 0.13% | +26,230+15.0% | Added |
| Morgan Stanley | 202,273 | $1.74M | 0.00% | −7,072−3.4% | Reduced |
| Lake Street Financial LLC | 257,250 | $2.22M | 0.51% | +169,000+191.5% | Added |
| Bank of America Corp | 331,568 | $2.86M | 0.00% | +18,265+5.8% | Added |
| Invesco Ltd. | 333,842 | $2.88M | 0.00% | +1,143+0.3% | Added |
| Guggenheim Capital LLC | 335,210 | $2.89M | 0.03% | −32,635−8.9% | Reduced |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −2,322−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −29,946−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,128−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −6,511−100.0% | Sold out |