Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- −2 vs. Q2 2024
- Shares held
- 3.21M
- −15.4K (−0.5%) vs. Q2 2024
- Total value
- $31.8M
- +$623.9K (+2.0%) vs. Q2 2024
- New holders
- 4
- 7 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lake Street Financial LLC | 703,350 | $6.96M | 1.12% | +37,750+5.7% | Added |
| Advisors Asset Management, Inc. | 347,536 | $3.44M | 0.06% | −11,323−3.2% | Reduced |
| Guggenheim Capital LLC | 335,441 | $3.32M | 0.02% | +1,766+0.5% | Added |
| Invesco Ltd. | 320,634 | $3.17M | 0.00% | +59,227+22.7% | Added |
| Bank of America Corp | 290,201 | $2.87M | 0.00% | −26,837−8.5% | Reduced |
| Morgan Stanley | 153,564 | $1.52M | 0.00% | −26,458−14.7% | Reduced |
| Clear Creek Financial Management, LLC | 137,527 | $1.36M | 0.15% | +13,424+10.8% | Added |
| Royal Bank of Canada | 97,578 | $966.0K | 0.00% | −252−0.3% | Reduced |
| Shaker Financial Services, LLC | 94,788 | $938.4K | 0.35% | −2,027−2.1% | Reduced |
| Pathstone Holdings, LLC | 85,367 | $845.2K | 0.00% | −2,598−3.0% | Reduced |
| Virtus ETF Advisers LLC | 70,244 | $695.4K | 0.33% | −19,570−21.8% | Reduced |
| Advisor Group Holdings, Inc. | 60,154 | $595.4K | 0.00% | −2,799−4.4% | Reduced |
| Riverbridge Partners LLC | 54,696 | $541.5K | 0.01% | −26,298−32.5% | Reduced |
| UBS Group AG | 54,081 | $535.4K | 0.00% | −7,334−11.9% | Reduced |
| Fiera Capital Corp | 51,360 | $508.5K | 0.00% | +51,360 | New |
| Captrust Financial Advisors | 50,231 | $497.3K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 46,751 | $463.0K | 0.01% | −26,412−36.1% | Reduced |
| Wells Fargo & Company | 43,686 | $432.5K | 0.00% | −1,850−4.1% | Reduced |
| Cetera Investment Advisers | 26,125 | $258.6K | 0.00% | +23+0.1% | Added |
| Rothschild Investment LLC | 24,800 | $245.5K | 0.02% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 21,151 | $209.4K | 0.14% | −10,184−32.5% | Reduced |
| Flagship Harbor Advisors, LLC | 18,578 | $183.9K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,371 | $162.0K | 0.00% | +70.0% | Added |
| LPL Financial LLC | 13,045 | $129.1K | 0.00% | −800−5.8% | Reduced |
| Capital Investment Advisors, LLC | 13,031 | $129.0K | 0.00% | −2,292−15.0% | Reduced |
| HighTower Advisors, LLC | 12,653 | $126.0K | 0.00% | −4,762−27.3% | Reduced |
| Stifel Financial Corp | 12,381 | $122.6K | 0.00% | +12,381 | New |
| Wedbush Securities Inc | 12,250 | $121.0K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 12,146 | $120.2K | 0.00% | −314−2.5% | Reduced |
| Kovack Advisors, Inc. | 10,000 | $99.0K | 0.01% | +10,000 | New |
| The PNC Financial Services Group, Inc. | 6,049 | $59.9K | 0.00% | +56+0.9% | Added |
| GPS Wealth Strategies Group, LLC | 3,555 | $35.2K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.7K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 2,443 | $24.2K | 0.00% | +2,443 | New |
| TCTC Holdings, LLC | 2,250 | $22.3K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $17.6K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,154 | $11.4K | 0.00% | −3−0.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 750 | $7.42K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 417 | $4.09K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $20 | 0.00% | – | – |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −13,214−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −12,115−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −5,659−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −449−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −157−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −126−100.0% | Sold out |
| Relative Value Partners Group, LLC | – | – | – | – | Not filed |