Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −6 vs. Q3 2022
- Shares held
- 3.57M
- −157.4K (−4.2%) vs. Q3 2022
- Total value
- $31.3M
- −$824.0K (−2.6%) vs. Q3 2022
- New holders
- 4
- 14 more added
- Sold out
- 10
- 12 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 413,313 | $3.62M | 0.00% | +81,745+24.7% | Added |
| Lake Street Financial LLC | 382,100 | $3.35M | 0.69% | +124,850+48.5% | Added |
| Invesco Ltd. | 302,045 | $2.65M | 0.00% | −31,797−9.5% | Reduced |
| Morgan Stanley | 212,941 | $1.87M | 0.00% | +10,668+5.3% | Added |
| 1607 Capital Partners, LLC | 201,636 | $1.77M | 0.12% | +800+0.4% | Added |
| Wagner Wealth Management, LLC | 191,712 | $1.68M | 1.04% | +28,003+17.1% | Added |
| Guggenheim Capital LLC | 189,168 | $1.66M | 0.01% | −146,042−43.6% | Reduced |
| Clough Capital Partners L P | 151,754 | $1.33M | 0.13% | +117,840+347.5% | Added |
| Matisse Capital | 121,814 | $1.07M | 0.95% | 00.0% | Unchanged |
| Royal Bank of Canada | 118,738 | $1.04M | 0.00% | +27,755+30.5% | Added |
| Trustcore Financial Services, LLC | 110,982 | $973.3K | 0.09% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 107,395 | $941.9K | 0.21% | +3,953+3.8% | Added |
| Flagship Harbor Advisors, LLC | 101,479 | $890.0K | 0.09% | −1,772−1.7% | Reduced |
| Shaker Financial Services, LLC | 93,031 | $823.8K | 0.39% | −96,923−51.0% | Reduced |
| Sit Investment Associates Inc | 92,797 | $814.0K | 0.02% | +81,377+712.6% | Added |
| Advisor Group Holdings, Inc. | 86,614 | $759.0K | 0.00% | +28,252+48.4% | Added |
| Riverbridge Partners LLC | 85,289 | $748.0K | 0.01% | +2,461+3.0% | Added |
| Wells Fargo & Company | 84,804 | $743.7K | 0.00% | +5,292+6.7% | Added |
| CNH Partners LLC | 78,912 | $692.1K | 0.02% | +18,647+30.9% | Added |
| Janney Montgomery Scott LLC | 76,987 | $675.0K | 0.00% | −45,564−37.2% | Reduced |
| Fiera Capital Corp | 57,915 | $507.9K | 0.00% | +3,141+5.7% | Added |
| UBS Group AG | 47,672 | $418.1K | 0.00% | −3,964−7.7% | Reduced |
| Congress Wealth Management LLC | 41,788 | $366.5K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 37,951 | $332.8K | 0.17% | −4,257−10.1% | Reduced |
| Melfa Wealth Management, LLC | 32,847 | $288.1K | 0.30% | +32,847 | New |
| HighTower Advisors, LLC | 29,037 | $257.0K | 0.00% | −2,335−7.4% | Reduced |
| Capital Investment Advisors, LLC | 20,479 | $180.0K | 0.01% | −1,702−7.7% | Reduced |
| Commonwealth Equity Services, LLC | 16,159 | $141.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $131.1K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 14,558 | $128.0K | 0.01% | −1,250−7.9% | Reduced |
| AEGON USA Investment Management, LLC | 13,528 | $118.6K | 0.07% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 10,483 | $92.0K | 0.01% | −144−1.4% | Reduced |
| LPL Financial LLC | 10,400 | $91.2K | 0.00% | +10,400 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $51.7K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.7K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.7K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $12.9K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $10.2K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.34K | 0.00% | −240−32.7% | Reduced |
| Beacon Capital Management, LLC | 449 | $3.94K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $1.37K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $18 | 0.00% | – | New |
| GWM Advisors LLC | 1,500 | $13 | 0.00% | +1,500 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −167,073−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −64,330−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −58,152−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −36,383−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −29,673−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −19,100−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −17,590−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −4,585−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −2,443−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |