Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −6 vs. Q3 2022
- Shares held
- 3.57M
- −157.4K (−4.2%) vs. Q3 2022
- Total value
- $31.3M
- −$824.0K (−2.6%) vs. Q3 2022
- New holders
- 4
- 14 more added
- Sold out
- 10
- 12 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 1,500 | $13 | 0.00% | +1,500 | New |
| Huntington National Bank | – | $18 | 0.00% | – | New |
| Gradient Investments LLC | 157 | $1.37K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $3.94K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.34K | 0.00% | −240−32.7% | Reduced |
| Global Retirement Partners, LLC | 1,165 | $10.2K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $12.9K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.7K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $51.7K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 10,400 | $91.2K | 0.00% | +10,400 | New |
| Hennion & Walsh Asset Management, Inc. | 10,483 | $92.0K | 0.01% | −144−1.4% | Reduced |
| AEGON USA Investment Management, LLC | 13,528 | $118.6K | 0.07% | 00.0% | Unchanged |
| Wedbush Securities Inc | 14,558 | $128.0K | 0.01% | −1,250−7.9% | Reduced |
| Qube Research & Technologies Ltd | 14,949 | $131.1K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,159 | $141.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 20,479 | $180.0K | 0.01% | −1,702−7.7% | Reduced |
| HighTower Advisors, LLC | 29,037 | $257.0K | 0.00% | −2,335−7.4% | Reduced |
| Melfa Wealth Management, LLC | 32,847 | $288.1K | 0.30% | +32,847 | New |
| Virtus ETF Advisers LLC | 37,951 | $332.8K | 0.17% | −4,257−10.1% | Reduced |
| Congress Wealth Management LLC | 41,788 | $366.5K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 47,672 | $418.1K | 0.00% | −3,964−7.7% | Reduced |
| Fiera Capital Corp | 57,915 | $507.9K | 0.00% | +3,141+5.7% | Added |
| Janney Montgomery Scott LLC | 76,987 | $675.0K | 0.00% | −45,564−37.2% | Reduced |
| CNH Partners LLC | 78,912 | $692.1K | 0.02% | +18,647+30.9% | Added |
| Wells Fargo & Company | 84,804 | $743.7K | 0.00% | +5,292+6.7% | Added |
| Riverbridge Partners LLC | 85,289 | $748.0K | 0.01% | +2,461+3.0% | Added |
| Advisor Group Holdings, Inc. | 86,614 | $759.0K | 0.00% | +28,252+48.4% | Added |
| Sit Investment Associates Inc | 92,797 | $814.0K | 0.02% | +81,377+712.6% | Added |
| Shaker Financial Services, LLC | 93,031 | $823.8K | 0.39% | −96,923−51.0% | Reduced |
| Flagship Harbor Advisors, LLC | 101,479 | $890.0K | 0.09% | −1,772−1.7% | Reduced |
| Clear Creek Financial Management, LLC | 107,395 | $941.9K | 0.21% | +3,953+3.8% | Added |
| Trustcore Financial Services, LLC | 110,982 | $973.3K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 118,738 | $1.04M | 0.00% | +27,755+30.5% | Added |
| Matisse Capital | 121,814 | $1.07M | 0.95% | 00.0% | Unchanged |
| Clough Capital Partners L P | 151,754 | $1.33M | 0.13% | +117,840+347.5% | Added |
| Guggenheim Capital LLC | 189,168 | $1.66M | 0.01% | −146,042−43.6% | Reduced |
| Wagner Wealth Management, LLC | 191,712 | $1.68M | 1.04% | +28,003+17.1% | Added |
| 1607 Capital Partners, LLC | 201,636 | $1.77M | 0.12% | +800+0.4% | Added |
| Morgan Stanley | 212,941 | $1.87M | 0.00% | +10,668+5.3% | Added |
| Invesco Ltd. | 302,045 | $2.65M | 0.00% | −31,797−9.5% | Reduced |
| Lake Street Financial LLC | 382,100 | $3.35M | 0.69% | +124,850+48.5% | Added |
| Bank of America Corp | 413,313 | $3.62M | 0.00% | +81,745+24.7% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −167,073−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −64,330−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −58,152−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −36,383−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −29,673−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −19,100−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −17,590−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −4,585−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −2,443−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |