Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Pioneer Floating Rate Fund, Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 37 | 2 | 38 | +3 |
| Shares | 3.44M | 23.6K | 2.64M | −776.2K (−22.7%) |
| Value | $39.5M | $271.0K | $30.6M | −$8.67M (−22.1%) |
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Congress Wealth Management LLC | 41,788 | $485.0K | 0.01% |
| HRT Financial LP | 20,106 | $233.0K | 0.00% |
| Jane Street Group, LLC | 15,183 | $176.0K | 0.00% |
| Axxcess Wealth Management, LLC | 14,580 | $169.0K | 0.01% |
| Qube Research & Technologies Ltd | 12,418 | $144.0K | 0.00% |
| Goldman Sachs Group Inc | 10,000 | $116.0K | 0.00% |
| Byrne Asset Management LLC | 1,650 | $19.0K | 0.01% |
| CWM, LLC | 5 | $0 | 0.00% |
Sold out (5)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| FNY Investment Advisers, LLC | 17,300 | $198.0K |
| Kestra Advisory Services, LLC | 17,174 | $197.0K |
| Barclays PLC | 12,418 | $146.0K |
| Citigroup Inc | 1,617 | $19.0K |
| Global Retirement Partners, LLC | 1,165 | $13.0K |
Not filed for Q4 2021 yet (2)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 17,100 | $196.0K |
| Zazove Associates LLC | 6,511 | $75.0K |