Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +2 vs. Q4 2024
- Shares held
- 3.71M
- +497.4K (+15.5%) vs. Q4 2024
- Total value
- $35.1M
- +$4.01M (+12.9%) vs. Q4 2024
- New holders
- 6
- 16 more added
- Sold out
- 4
- 9 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $19 | 0.00% | – | – |
| Tower Research Capital LLC (TRC) | 40 | $379 | 0.00% | +40 | New |
| Gen-Wealth Partners Inc | 417 | $3.95K | 0.00% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 900 | $8.52K | 0.01% | +900 | New |
| TCTC Holdings, LLC | 2,250 | $21.3K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $25.6K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $33.7K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 5,000 | $47.4K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,154 | $58.3K | 0.00% | +50+0.8% | Added |
| Kovack Advisors, Inc. | 10,000 | $94.7K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,941 | $103.6K | 0.00% | +68+0.6% | Added |
| Wedbush Securities Inc | 11,850 | $112.0K | 0.00% | −400−3.3% | Reduced |
| Avantax Advisory Services, Inc. | 12,821 | $121.4K | 0.00% | +928+7.8% | Added |
| HighTower Advisors, LLC | 13,097 | $124.0K | 0.00% | +210+1.6% | Added |
| Capital Investment Advisors, LLC | 13,099 | $124.1K | 0.00% | +32+0.2% | Added |
| LPL Financial LLC | 14,834 | $140.5K | 0.00% | +1,789+13.7% | Added |
| Commonwealth Equity Services, LLC | 15,756 | $149.0K | 0.00% | +50.0% | Added |
| Flagship Harbor Advisors, LLC | 18,578 | $175.9K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 19,497 | $184.6K | 0.12% | −1,654−7.8% | Reduced |
| Cetera Investment Advisers | 20,845 | $197.4K | 0.00% | −780−3.6% | Reduced |
| Raymond James Financial Inc | 21,593 | $204.5K | 0.00% | −34−0.2% | Reduced |
| Rothschild Investment LLC | 24,800 | $234.9K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 26,842 | $254.2K | 0.02% | +26,842 | New |
| Wolverine Asset Management LLC | 38,425 | $363.9K | 0.01% | +38,425 | New |
| Wells Fargo & Company | 41,328 | $391.4K | 0.00% | −3,223−7.2% | Reduced |
| UBS Group AG | 45,318 | $429.2K | 0.00% | −10,541−18.9% | Reduced |
| Sit Investment Associates Inc | 46,751 | $443.0K | 0.01% | 00.0% | Unchanged |
| Fiera Capital Corp | 48,795 | $462.1K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 50,231 | $475.7K | 0.00% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 59,870 | $567.0K | 0.01% | +5,557+10.2% | Added |
| Advisor Group Holdings, Inc. | 71,557 | $677.5K | 0.00% | +322+0.5% | Added |
| Royal Bank of Canada | 99,160 | $939.0K | 0.00% | +3,962+4.2% | Added |
| Virtus Investment Advisers, Inc. | 112,122 | $1.06M | 0.29% | +112,122 | New |
| Morgan Stanley | 128,376 | $1.22M | 0.00% | +9,902+8.4% | Added |
| Shaker Financial Services, LLC | 128,727 | $1.22M | 0.47% | +21,281+19.8% | Added |
| Clear Creek Financial Management, LLC | 143,775 | $1.36M | 0.14% | +706+0.5% | Added |
| Ethos Financial Group, LLC | 215,427 | $2.04M | 0.20% | +215,427 | New |
| Guggenheim Capital LLC | 219,137 | $2.08M | 0.02% | −85,973−28.2% | Reduced |
| Bank of America Corp | 253,930 | $2.40M | 0.00% | −11,284−4.3% | Reduced |
| Advisors Asset Management, Inc. | 345,387 | $3.27M | 0.06% | −1,291−0.4% | Reduced |
| Invesco Ltd. | 346,729 | $3.28M | 0.00% | +238+0.1% | Added |
| Pathstone Holdings, LLC | 375,164 | $3.53M | 0.02% | +235,667+168.9% | Added |
| Lake Street Financial LLC | 683,600 | $6.47M | 1.05% | +26,575+4.0% | Added |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −84,736−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,801−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −1,780−100.0% | Sold out |
| Maia Wealth LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |