Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +2 vs. Q1 2023
- Shares held
- 3.54M
- +205.5K (+6.2%) vs. Q1 2023
- Total value
- $30.7M
- +$1.72M (+5.9%) vs. Q1 2023
- New holders
- 5
- 11 more added
- Sold out
- 3
- 19 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $17 | 0.00% | – | – |
| Gradient Investments LLC | 157 | $1.36K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $3.90K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.30K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $12.8K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,548 | $13.0K | 0.00% | +48+3.2% | Added |
| Venturi Wealth Management, LLC | 1,780 | $15.5K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $19.5K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.4K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $30.9K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $51.2K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 10,212 | $88.6K | 0.00% | −847−7.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 10,365 | $90.0K | 0.01% | −10.0% | Reduced |
| Susquehanna International Group, LLP | 10,507 | $91.2K | 0.00% | +10,507 | New |
| GWM Advisors LLC | 11,800 | $102.4K | 0.00% | +10,300+686.7% | Added |
| UBS Group AG | 12,609 | $109.4K | 0.00% | −2,016−13.8% | Reduced |
| LPL Financial LLC | 12,760 | $110.8K | 0.00% | −73−0.6% | Reduced |
| Wedbush Securities Inc | 13,250 | $115.0K | 0.01% | −1,308−9.0% | Reduced |
| AEGON USA Investment Management, LLC | 13,528 | $117.4K | 0.07% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 14,949 | $129.8K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,159 | $140.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 18,169 | $157.7K | 0.00% | −787−4.2% | Reduced |
| Janney Montgomery Scott LLC | 18,319 | $159.0K | 0.00% | −2,118−10.4% | Reduced |
| Landscape Capital Management, L.L.C. | 23,831 | $206.9K | 0.03% | +10,285+75.9% | Added |
| HighTower Advisors, LLC | 24,396 | $210.0K | 0.00% | −6,775−21.7% | Reduced |
| Robinson Capital Management, LLC | 27,277 | $236.8K | 0.11% | +27,277 | New |
| Flagship Harbor Advisors, LLC | 28,538 | $247.7K | 0.02% | −72,511−71.8% | Reduced |
| Melfa Wealth Management, LLC | 31,558 | $273.9K | 0.28% | −1,289−3.9% | Reduced |
| Quarry LP | 36,900 | $320.3K | 0.21% | +36,900 | New |
| Virtus ETF Advisers LLC | 36,927 | $320.5K | 0.19% | −802−2.1% | Reduced |
| Guggenheim Capital LLC | 40,585 | $352.3K | 0.00% | −134,369−76.8% | Reduced |
| Congress Wealth Management LLC | 41,788 | $362.7K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 66,830 | $580.1K | 0.01% | +55,903+511.6% | Added |
| Advisor Group Holdings, Inc. | 66,983 | $581.4K | 0.00% | −4,610−6.4% | Reduced |
| Wells Fargo & Company | 70,370 | $610.8K | 0.00% | −26,864−27.6% | Reduced |
| Saba Capital Management, L.P. | 81,915 | $711.0K | 0.02% | +81,915 | New |
| Riverbridge Partners LLC | 82,971 | $720.2K | 0.01% | −5,984−6.7% | Reduced |
| 1607 Capital Partners, LLC | 85,836 | $745.1K | 0.05% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 86,286 | $749.0K | 0.33% | −4,327−4.8% | Reduced |
| Logan Stone Capital, LLC | 87,659 | $760.9K | 0.26% | +87,659 | New |
| Sit Investment Associates Inc | 102,797 | $892.0K | 0.02% | +10,000+10.8% | Added |
| Captrust Financial Advisors | 110,982 | $963.3K | 0.00% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 119,370 | $1.04M | 0.18% | +2,245+1.9% | Added |
| Matisse Capital | 121,814 | $1.06M | 0.66% | 00.0% | Unchanged |
| CNH Partners LLC | 144,281 | $1.25M | 0.05% | +57,291+65.9% | Added |
| Morgan Stanley | 157,132 | $1.36M | 0.00% | −3,307−2.1% | Reduced |
| Royal Bank of Canada | 179,081 | $1.55M | 0.00% | +50,769+39.6% | Added |
| Wagner Wealth Management, LLC | 188,682 | $1.64M | 0.63% | +753+0.4% | Added |
| Clough Capital Partners L P | 194,716 | $1.69M | 0.17% | +36,900+23.4% | Added |
| Invesco Ltd. | 202,457 | $1.76M | 0.00% | −11,317−5.3% | Reduced |
| Bank of America Corp | 402,682 | $3.50M | 0.00% | −7,903−1.9% | Reduced |
| Lake Street Financial LLC | 508,050 | $4.41M | 0.77% | +24,450+5.1% | Added |
| Almitas Capital LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −270−100.0% | Sold out |
| Fortis Capital Advisors, LLC | 0 | $0 | 0.00% | −270−100.0% | Sold out |