Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −5 vs. Q2 2023
- Shares held
- 3.28M
- −257.1K (−7.3%) vs. Q2 2023
- Total value
- $29.5M
- −$1.14M (−3.7%) vs. Q2 2023
- New holders
- 3
- 13 more added
- Sold out
- 8
- 14 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $18 | 0.00% | – | – |
| Gradient Investments LLC | 157 | $1.41K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $3.90K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.46K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 750 | $6.76K | 0.00% | +750 | New |
| Bartlett & Co. LLC | 750 | $7.00K | 0.00% | +750 | New |
| Stonebridge Capital Advisors LLC | 1,469 | $13.2K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $16.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $20.3K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $24.3K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $32.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $53.2K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 6,511 | $59.0K | 0.01% | +6,511 | New |
| Hennion & Walsh Asset Management, Inc. | 10,059 | $90.6K | 0.01% | −306−3.0% | Reduced |
| Janney Montgomery Scott LLC | 10,158 | $92.0K | 0.00% | −8,161−44.5% | Reduced |
| AEGON USA Investment Management, LLC | 13,528 | $121.9K | 0.09% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,650 | $123.0K | 0.01% | +400+3.0% | Added |
| Qube Research & Technologies Ltd | 14,949 | $134.7K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 15,260 | $137.5K | 0.00% | +2,500+19.6% | Added |
| UBS Group AG | 15,929 | $143.5K | 0.00% | +3,320+26.3% | Added |
| Commonwealth Equity Services, LLC | 16,159 | $146.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 17,791 | $160.3K | 0.00% | −378−2.1% | Reduced |
| Flagship Harbor Advisors, LLC | 23,538 | $212.1K | 0.02% | −5,000−17.5% | Reduced |
| HighTower Advisors, LLC | 24,627 | $222.0K | 0.00% | +231+0.9% | Added |
| Saba Capital Management, L.P. | 29,318 | $264.2K | 0.01% | −52,597−64.2% | Reduced |
| Melfa Wealth Management, LLC | 31,308 | $282.1K | 0.31% | −250−0.8% | Reduced |
| Congress Wealth Management LLC | 41,788 | $376.5K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 50,231 | $452.6K | 0.00% | −60,751−54.7% | Reduced |
| Guggenheim Capital LLC | 58,257 | $524.9K | 0.00% | +17,672+43.5% | Added |
| Virtus ETF Advisers LLC | 67,774 | $610.6K | 0.37% | +30,847+83.5% | Added |
| Advisor Group Holdings, Inc. | 77,855 | $701.5K | 0.00% | +10,872+16.2% | Added |
| Quarry LP | 85,200 | $767.7K | 0.50% | +48,300+130.9% | Added |
| Shaker Financial Services, LLC | 85,433 | $769.8K | 0.36% | −853−1.0% | Reduced |
| Wells Fargo & Company | 85,526 | $770.6K | 0.00% | +15,156+21.5% | Added |
| 1607 Capital Partners, LLC | 85,836 | $773.4K | 0.06% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 98,350 | $886.1K | 0.01% | +15,379+18.5% | Added |
| Sit Investment Associates Inc | 102,797 | $926.0K | 0.03% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 117,604 | $1.06M | 0.19% | −1,766−1.5% | Reduced |
| Royal Bank of Canada | 118,235 | $1.06M | 0.00% | −60,846−34.0% | Reduced |
| Matisse Capital | 121,814 | $1.10M | 0.77% | 00.0% | Unchanged |
| CNH Partners LLC | 131,106 | $1.18M | 0.05% | −13,175−9.1% | Reduced |
| Morgan Stanley | 150,425 | $1.36M | 0.00% | −6,707−4.3% | Reduced |
| Invesco Ltd. | 182,575 | $1.65M | 0.00% | −19,882−9.8% | Reduced |
| Wagner Wealth Management, LLC | 188,792 | $1.70M | 0.62% | +110+0.1% | Added |
| Clough Capital Partners L P | 243,016 | $2.19M | 0.23% | +48,300+24.8% | Added |
| Bank of America Corp | 396,105 | $3.57M | 0.00% | −6,577−1.6% | Reduced |
| Lake Street Financial LLC | 526,750 | $4.75M | 0.85% | +18,700+3.7% | Added |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −87,659−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −66,830−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −27,277−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,831−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,507−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −10,212−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,548−100.0% | Sold out |