Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +1 vs. Q1 2024
- Shares held
- 3.89M
- +674.4K (+21.0%) vs. Q1 2024
- Total value
- $37.6M
- +$6.45M (+20.7%) vs. Q1 2024
- New holders
- 5
- 13 more added
- Sold out
- 4
- 13 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $19 | 0.00% | – | – |
| Tower Research Capital LLC (TRC) | 126 | $1.22K | 0.00% | +126 | New |
| Gradient Investments LLC | 157 | $1.51K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 417 | $4.03K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 449 | $4.34K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 750 | $7.25K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,157 | $11.2K | 0.00% | +1,157 | New |
| Venturi Wealth Management, LLC | 1,780 | $17.2K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $21.7K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.1K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.3K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 5,659 | $54.7K | 0.02% | −50,105−89.9% | Reduced |
| The PNC Financial Services Group, Inc. | 5,993 | $57.9K | 0.00% | +56+0.9% | Added |
| Absolute Investment Advisers LLC | 12,115 | $117.0K | 0.02% | −125,329−91.2% | Reduced |
| Wedbush Securities Inc | 12,250 | $118.0K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 12,460 | $120.4K | 0.00% | +2,030+19.5% | Added |
| Private Advisor Group, LLC | 13,214 | $127.7K | 0.00% | +13,214 | New |
| LPL Financial LLC | 13,845 | $133.7K | 0.00% | −1,700−10.9% | Reduced |
| Capital Investment Advisors, LLC | 15,323 | $148.0K | 0.00% | −1,639−9.7% | Reduced |
| Commonwealth Equity Services, LLC | 16,364 | $158.0K | 0.00% | +205+1.3% | Added |
| HighTower Advisors, LLC | 17,415 | $167.0K | 0.00% | −5,764−24.9% | Reduced |
| Flagship Harbor Advisors, LLC | 18,578 | $179.5K | 0.01% | −800−4.1% | Reduced |
| Rothschild Investment LLC | 24,800 | $239.6K | 0.02% | −8,440−25.4% | Reduced |
| Cetera Investment Advisers | 26,102 | $252.2K | 0.00% | +3,422+15.1% | Added |
| Melfa Wealth Management, LLC | 31,335 | $302.7K | 0.21% | 00.0% | Unchanged |
| Wells Fargo & Company | 45,536 | $439.9K | 0.00% | −5,680−11.1% | Reduced |
| Captrust Financial Advisors | 50,231 | $485.2K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 61,415 | $593.3K | 0.00% | +6,787+12.4% | Added |
| Advisor Group Holdings, Inc. | 62,953 | $608.0K | 0.00% | −46,995−42.7% | Reduced |
| Sit Investment Associates Inc | 73,163 | $707.0K | 0.02% | −20,845−22.2% | Reduced |
| Riverbridge Partners LLC | 80,994 | $782.4K | 0.01% | +3,037+3.9% | Added |
| Pathstone Holdings, LLC | 87,965 | $849.7K | 0.00% | +87,965 | New |
| Virtus ETF Advisers LLC | 89,814 | $867.6K | 0.42% | +26,580+42.0% | Added |
| Shaker Financial Services, LLC | 96,815 | $935.2K | 0.38% | −10,156−9.5% | Reduced |
| Royal Bank of Canada | 97,830 | $945.0K | 0.00% | −8,360−7.9% | Reduced |
| Clear Creek Financial Management, LLC | 124,103 | $1.20M | 0.15% | +8,588+7.4% | Added |
| Morgan Stanley | 180,022 | $1.74M | 0.00% | +11,688+6.9% | Added |
| Invesco Ltd. | 261,407 | $2.53M | 0.00% | +25,737+10.9% | Added |
| Bank of America Corp | 317,038 | $3.06M | 0.00% | −22,415−6.6% | Reduced |
| Guggenheim Capital LLC | 333,675 | $3.22M | 0.02% | +5,802+1.8% | Added |
| Advisors Asset Management, Inc. | 358,859 | $3.47M | 0.07% | +133,975+59.6% | Added |
| Lake Street Financial LLC | 665,600 | $6.43M | 0.83% | +67,350+11.3% | Added |
| Relative Value Partners Group, LLC | 665,600 | $6.43M | 0.83% | +665,600 | New |
| CNH Partners LLC | 0 | $0 | 0.00% | −56,530−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −17,358−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −6,511−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −270−100.0% | Sold out |