Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +8 vs. Q4 2022
- Shares held
- 3.33M
- −126.2K (−3.7%) vs. Q4 2022
- Total value
- $29.0M
- −$1.34M (−4.4%) vs. Q4 2022
- New holders
- 10
- 9 more added
- Sold out
- 2
- 14 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $17 | 0.00% | – | – |
| Gradient Investments LLC | 157 | $1.36K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 270 | $2.35K | 0.00% | +270 | New |
| Fortis Capital Advisors, LLC | 270 | $2.35K | 0.00% | +270 | New |
| Beacon Capital Management, LLC | 449 | $3.91K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 495 | $4.31K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,469 | $12.8K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,500 | $13.0K | 0.00% | +1,500 | New |
| GWM Advisors LLC | 1,500 | $13.1K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $15.5K | 0.00% | +1,780 | New |
| TCTC Holdings, LLC | 2,250 | $19.6K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $23.5K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $30.9K | 0.01% | +3,555 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $51.3K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 10,000 | $87.0K | 0.04% | +10,000 | New |
| Hennion & Walsh Asset Management, Inc. | 10,366 | $90.0K | 0.01% | −117−1.1% | Reduced |
| Wolverine Asset Management LLC | 10,927 | $95.1K | 0.00% | +10,927 | New |
| Walleye Capital LLC | 11,059 | $96.2K | 0.00% | +11,059 | New |
| LPL Financial LLC | 12,833 | $111.6K | 0.00% | +2,433+23.4% | Added |
| AEGON USA Investment Management, LLC | 13,528 | $117.7K | 0.07% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 13,546 | $117.8K | 0.02% | +13,546 | New |
| Wedbush Securities Inc | 14,558 | $127.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 14,625 | $127.2K | 0.00% | −33,047−69.3% | Reduced |
| Qube Research & Technologies Ltd | 14,949 | $130.1K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,159 | $140.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 18,956 | $164.9K | 0.00% | −1,523−7.4% | Reduced |
| Janney Montgomery Scott LLC | 20,437 | $178.0K | 0.00% | −56,550−73.5% | Reduced |
| HighTower Advisors, LLC | 31,171 | $270.0K | 0.00% | +2,134+7.3% | Added |
| Melfa Wealth Management, LLC | 32,847 | $285.8K | 0.29% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 37,729 | $328.2K | 0.18% | −222−0.6% | Reduced |
| Congress Wealth Management LLC | 41,788 | $363.6K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 71,593 | $622.9K | 0.00% | −15,021−17.3% | Reduced |
| 1607 Capital Partners, LLC | 85,836 | $746.8K | 0.05% | −115,800−57.4% | Reduced |
| CNH Partners LLC | 86,990 | $756.8K | 0.02% | +8,078+10.2% | Added |
| Riverbridge Partners LLC | 88,955 | $773.9K | 0.01% | +3,666+4.3% | Added |
| Shaker Financial Services, LLC | 90,613 | $788.3K | 0.34% | −2,418−2.6% | Reduced |
| Sit Investment Associates Inc | 92,797 | $807.0K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 97,234 | $845.9K | 0.00% | +12,430+14.7% | Added |
| Flagship Harbor Advisors, LLC | 101,049 | $879.1K | 0.08% | −430−0.4% | Reduced |
| Captrust Financial Advisors | 110,982 | $965.5K | 0.00% | +110,982 | New |
| Clear Creek Financial Management, LLC | 117,125 | $1.02M | 0.19% | +9,730+9.1% | Added |
| Matisse Capital | 121,814 | $1.06M | 0.68% | 00.0% | Unchanged |
| Royal Bank of Canada | 128,312 | $1.12M | 0.00% | +9,574+8.1% | Added |
| Clough Capital Partners L P | 157,816 | $1.37M | 0.15% | +6,062+4.0% | Added |
| Morgan Stanley | 160,439 | $1.40M | 0.00% | −52,502−24.7% | Reduced |
| Guggenheim Capital LLC | 174,954 | $1.52M | 0.01% | −14,214−7.5% | Reduced |
| Wagner Wealth Management, LLC | 187,929 | $1.63M | 0.74% | −3,783−2.0% | Reduced |
| Invesco Ltd. | 213,774 | $1.86M | 0.00% | −88,271−29.2% | Reduced |
| Bank of America Corp | 410,585 | $3.57M | 0.00% | −2,728−0.7% | Reduced |
| Lake Street Financial LLC | 483,600 | $4.21M | 0.78% | +101,500+26.6% | Added |
| Fiera Capital Corp | 0 | $0 | 0.00% | −57,915−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |