Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
Q1 2023 vs. Q4 2022
How the institutions holding Pioneer Floating Rate Fund, Inc. changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 43 | 1 | 50 | +8 |
| Shares | 3.57M | 111.0K | 3.33M | −126.2K (−3.7%) |
| Value | $31.3M | $973.3K | $29.0M | −$1.34M (−4.4%) |
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (10)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Captrust Financial Advisors | 110,982 | $965.5K | 0.00% |
| Landscape Capital Management, L.L.C. | 13,546 | $117.8K | 0.02% |
| Walleye Capital LLC | 11,059 | $96.2K | 0.00% |
| Wolverine Asset Management LLC | 10,927 | $95.1K | 0.00% |
| Almitas Capital LLC | 10,000 | $87.0K | 0.04% |
| GPS Wealth Strategies Group, LLC | 3,555 | $30.9K | 0.01% |
| Venturi Wealth Management, LLC | 1,780 | $15.5K | 0.00% |
| CWM, LLC | 1,500 | $13.0K | 0.00% |
| Belpointe Asset Management LLC | 270 | $2.35K | 0.00% |
| Fortis Capital Advisors, LLC | 270 | $2.35K | 0.00% |
Sold out (2)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Fiera Capital Corp | 57,915 | $507.9K |
| Global Retirement Partners, LLC | 1,165 | $10.2K |
Not filed for Q1 2023 yet (1)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Trustcore Financial Services, LLC | 110,982 | $973.3K |