Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −3 vs. Q1 2021
- Shares held
- 3.14M
- −164.3K (−5.0%) vs. Q1 2021
- Total value
- $37.5M
- −$397.0K (−1.0%) vs. Q1 2021
- New holders
- 4
- 12 more added
- Sold out
- 7
- 7 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 200 | $2.00K | 0.00% | +200 | New |
| Geneos Wealth Management Inc. | 735 | $8.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,165 | $14.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,307 | $16.0K | 0.00% | −693−34.7% | Reduced |
| Stonebridge Capital Advisors LLC | 1,469 | $18.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $27.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,900 | $70.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 6,051 | $72.0K | 0.01% | 00.0% | Unchanged |
| Zazove Associates LLC | 6,511 | $78.0K | 0.01% | +6,511 | New |
| Northwestern Mutual Wealth Management Co | 7,199 | $86.0K | 0.00% | −39,254−84.5% | Reduced |
| Commonwealth Equity Services, LLC | 12,000 | $143.0K | 0.00% | −1,000−7.7% | Reduced |
| Barclays PLC | 12,418 | $146.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 12,308 | $147.0K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 12,425 | $148.0K | 0.05% | −32,000−72.0% | Reduced |
| UBS Group AG | 14,088 | $168.0K | 0.00% | −1,853−11.6% | Reduced |
| Mid Atlantic Financial Management Inc | 15,000 | $179.0K | 0.01% | +600+4.2% | Added |
| Janney Montgomery Scott LLC | 15,699 | $187.0K | 0.00% | +15,699 | New |
| Round Table Services, LLC | 16,064 | $192.0K | 0.04% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 16,208 | $193.0K | 0.00% | +400+2.5% | Added |
| Congress Park Capital LLC | 16,500 | $197.0K | 0.10% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 19,382 | $231.0K | 0.00% | +43+0.2% | Added |
| Wagner Wealth Management, LLC | 20,215 | $241.0K | 0.17% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 21,100 | $252.0K | 0.55% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 25,241 | $301.0K | 0.01% | −428,653−94.4% | Reduced |
| Fiera Capital Corp | 34,359 | $410.0K | 0.00% | +8,975+35.4% | Added |
| Virtus ETF Advisers LLC | 41,845 | $499.0K | 0.21% | +12,996+45.0% | Added |
| Royal Bank of Canada | 48,818 | $582.0K | 0.00% | +4,760+10.8% | Added |
| Wells Fargo & Company | 106,227 | $1.27M | 0.00% | +4,883+4.8% | Added |
| Trustcore Financial Services, LLC | 110,982 | $1.32M | 0.14% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 138,159 | $1.65M | 0.18% | −3,800−2.7% | Reduced |
| Clear Creek Financial Management, LLC | 138,649 | $1.65M | 0.26% | +138,649 | New |
| Morgan Stanley | 173,894 | $2.08M | 0.00% | +32,780+23.2% | Added |
| Bank of America Corp | 194,595 | $2.32M | 0.00% | +4,524+2.4% | Added |
| Lake Street Financial LLC | 286,650 | $3.43M | 0.87% | +41,425+16.9% | Added |
| Invesco Ltd. | 484,132 | $5.78M | 0.00% | +38,604+8.7% | Added |
| Guggenheim Capital LLC | 505,583 | $6.03M | 0.04% | +90,698+21.9% | Added |
| Invesco Senior Secured Management Inc | 613,094 | $7.31M | 2.89% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −33,599−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −12,234−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −7,017−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,659−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,716−100.0% | Sold out |
| Logan Capital Management Inc | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Prentice Wealth Management LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |