Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +2 vs. Q3 2023
- Shares held
- 3.50M
- +226.2K (+6.9%) vs. Q3 2023
- Total value
- $32.1M
- +$2.60M (+8.8%) vs. Q3 2023
- New holders
- 7
- 12 more added
- Sold out
- 5
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $18 | 0.00% | – | – |
| Gradient Investments LLC | 157 | $1.44K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 270 | $2.48K | 0.00% | −225−45.5% | Reduced |
| Beacon Capital Management, LLC | 449 | $4.04K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 750 | $6.94K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 750 | $7.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,020 | $9.36K | 0.00% | +1,020 | New |
| Venturi Wealth Management, LLC | 1,780 | $16.3K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,250 | $20.6K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $24.8K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $32.6K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,294 | $39.4K | 0.00% | +4,294 | New |
| The PNC Financial Services Group, Inc. | 5,900 | $54.1K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 6,511 | $60.0K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 12,032 | $110.3K | 0.00% | +12,032 | New |
| Wedbush Securities Inc | 13,250 | $122.0K | 0.01% | −400−2.9% | Reduced |
| AEGON USA Investment Management, LLC | 13,528 | $124.1K | 0.09% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 14,336 | $131.5K | 0.01% | −71,500−83.3% | Reduced |
| Qube Research & Technologies Ltd | 14,949 | $137.1K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 15,260 | $139.9K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 15,455 | $142.3K | 0.05% | +15,455 | New |
| Commonwealth Equity Services, LLC | 16,159 | $148.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 17,746 | $162.7K | 0.00% | −45−0.3% | Reduced |
| Flagship Harbor Advisors, LLC | 21,828 | $200.2K | 0.01% | −1,710−7.3% | Reduced |
| HighTower Advisors, LLC | 22,946 | $210.0K | 0.00% | −1,681−6.8% | Reduced |
| Landscape Capital Management, L.L.C. | 30,385 | $278.6K | 0.02% | +30,385 | New |
| Melfa Wealth Management, LLC | 31,335 | $287.3K | 0.27% | +27+0.1% | Added |
| Rothschild Investment LLC | 33,240 | $304.8K | 0.03% | +33,240 | New |
| UBS Group AG | 44,327 | $406.5K | 0.00% | +28,398+178.3% | Added |
| Virtus ETF Advisers LLC | 49,725 | $456.0K | 0.29% | −18,049−26.6% | Reduced |
| Captrust Financial Advisors | 50,921 | $466.9K | 0.00% | +690+1.4% | Added |
| Advisor Group Holdings, Inc. | 73,720 | $676.0K | 0.00% | −4,135−5.3% | Reduced |
| Matisse Capital | 80,955 | $742.4K | 0.40% | −40,859−33.5% | Reduced |
| Quarry LP | 85,200 | $781.3K | 0.39% | 00.0% | Unchanged |
| Wells Fargo & Company | 91,826 | $842.0K | 0.00% | +6,300+7.4% | Added |
| Shaker Financial Services, LLC | 93,683 | $867.7K | 0.36% | +8,250+9.7% | Added |
| Riverbridge Partners LLC | 99,527 | $912.7K | 0.01% | +1,177+1.2% | Added |
| Royal Bank of Canada | 115,050 | $1.05M | 0.00% | −3,185−2.7% | Reduced |
| Clear Creek Financial Management, LLC | 118,871 | $1.09M | 0.17% | +1,267+1.1% | Added |
| CNH Partners LLC | 119,581 | $1.10M | 0.04% | −11,525−8.8% | Reduced |
| Advisors Asset Management, Inc. | 130,134 | $1.19M | 0.02% | +130,134 | New |
| Morgan Stanley | 153,056 | $1.40M | 0.00% | +2,631+1.7% | Added |
| Wagner Wealth Management, LLC | 157,261 | $1.44M | 0.48% | −31,531−16.7% | Reduced |
| Guggenheim Capital LLC | 161,504 | $1.48M | 0.01% | +103,247+177.2% | Added |
| Invesco Ltd. | 201,525 | $1.85M | 0.00% | +18,950+10.4% | Added |
| Clough Capital Partners L P | 217,409 | $1.99M | 0.22% | −25,607−10.5% | Reduced |
| Sit Investment Associates Inc | 244,661 | $2.24M | 0.06% | +141,864+138.0% | Added |
| Bank of America Corp | 371,075 | $3.40M | 0.00% | −25,030−6.3% | Reduced |
| Lake Street Financial LLC | 541,900 | $4.97M | 0.78% | +15,150+2.9% | Added |
| Congress Wealth Management LLC | 0 | $0 | 0.00% | −41,788−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −29,318−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,158−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −10,059−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −1,469−100.0% | Sold out |