Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q3 2024
- Shares held
- 3.21M
- +1.21K (0.0%) vs. Q3 2024
- Total value
- $31.1M
- −$694.2K (−2.2%) vs. Q3 2024
- New holders
- 3
- 12 more added
- Sold out
- 2
- 12 more reduced
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $19 | 0.00% | – | – |
| Maia Wealth LLC | 200 | $1.94K | 0.00% | +200 | New |
| Gen-Wealth Partners Inc | 417 | $4.04K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,780 | $17.2K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,801 | $17.4K | 0.00% | +647+56.1% | Added |
| TCTC Holdings, LLC | 2,250 | $21.8K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.1K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.4K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 5,000 | $48.4K | 0.00% | +5,000 | New |
| The PNC Financial Services Group, Inc. | 6,104 | $59.1K | 0.00% | +55+0.9% | Added |
| Kovack Advisors, Inc. | 10,000 | $96.8K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,873 | $105.3K | 0.00% | −1,508−12.2% | Reduced |
| Avantax Advisory Services, Inc. | 11,893 | $115.1K | 0.00% | −253−2.1% | Reduced |
| Wedbush Securities Inc | 12,250 | $119.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,887 | $124.7K | 0.00% | +234+1.8% | Added |
| LPL Financial LLC | 13,045 | $126.3K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 13,067 | $126.5K | 0.00% | +36+0.3% | Added |
| Commonwealth Equity Services, LLC | 15,751 | $152.0K | 0.00% | −620−3.8% | Reduced |
| Flagship Harbor Advisors, LLC | 18,578 | $179.8K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 21,151 | $204.7K | 0.14% | 00.0% | Unchanged |
| Cetera Investment Advisers | 21,625 | $209.3K | 0.00% | −4,500−17.2% | Reduced |
| Raymond James Financial Inc | 21,627 | $209.3K | 0.00% | +21,627 | New |
| Rothschild Investment LLC | 24,800 | $240.1K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 44,551 | $431.3K | 0.00% | +865+2.0% | Added |
| Sit Investment Associates Inc | 46,751 | $453.0K | 0.01% | 00.0% | Unchanged |
| Fiera Capital Corp | 48,795 | $472.3K | 0.00% | −2,565−5.0% | Reduced |
| Captrust Financial Advisors | 50,231 | $486.2K | 0.00% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 54,313 | $525.8K | 0.01% | −383−0.7% | Reduced |
| UBS Group AG | 55,859 | $540.7K | 0.00% | +1,778+3.3% | Added |
| Advisor Group Holdings, Inc. | 71,235 | $689.4K | 0.00% | +11,081+18.4% | Added |
| Virtus ETF Advisers LLC | 84,736 | $820.2K | 0.33% | +14,492+20.6% | Added |
| Royal Bank of Canada | 95,198 | $922.0K | 0.00% | −2,380−2.4% | Reduced |
| Shaker Financial Services, LLC | 107,446 | $1.04M | 0.40% | +12,658+13.4% | Added |
| Morgan Stanley | 118,474 | $1.15M | 0.00% | −35,090−22.9% | Reduced |
| Pathstone Holdings, LLC | 139,497 | $1.35M | 0.01% | +54,130+63.4% | Added |
| Clear Creek Financial Management, LLC | 143,069 | $1.38M | 0.15% | +5,542+4.0% | Added |
| Bank of America Corp | 265,214 | $2.57M | 0.00% | −24,987−8.6% | Reduced |
| Guggenheim Capital LLC | 305,110 | $2.95M | 0.02% | −30,331−9.0% | Reduced |
| Invesco Ltd. | 346,491 | $3.35M | 0.00% | +25,857+8.1% | Added |
| Advisors Asset Management, Inc. | 346,678 | $3.36M | 0.06% | −858−0.2% | Reduced |
| Lake Street Financial LLC | 657,025 | $6.36M | 1.02% | −46,325−6.6% | Reduced |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −2,443−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −750−100.0% | Sold out |