Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
Q1 2024 vs. Q4 2023
How the institutions holding Pioneer Floating Rate Fund, Inc. changed between Q4 2023 and Q1 2024.
All holders in Q1 2024All holders in Q4 2023
| Measure | Q4 2023 | Of which not filed for Q1 2024 | Q1 2024 | Change |
|---|---|---|---|---|
| Holders | 49 | 2 | 42 | −5 |
| Shares | 3.50M | 1.77K | 3.22M | −285.6K (−8.2%) |
| Value | $32.1M | $16.4K | $31.1M | −$989.3K (−3.1%) |
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so the changes leave them out.
New holders (4)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q1 2024 but not at the end of Q4 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Absolute Investment Advisers LLC | 137,444 | $1.33M | 0.18% |
| Cetera Investment Advisers | 22,680 | $219.5K | 0.00% |
| Avantax Advisory Services, Inc. | 10,430 | $101.0K | 0.00% |
| Gen-Wealth Partners Inc | 417 | $4.04K | 0.00% |
Sold out (9)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q4 2023 and filed for Q1 2024 without it.
| Institution | Shares, Q4 2023 | Value, Q4 2023 |
|---|---|---|
| Clough Capital Partners L P | 217,409 | $1.99M |
| Wagner Wealth Management, LLC | 157,261 | $1.44M |
| Matisse Capital | 80,955 | $742.4K |
| Robinson Capital Management, LLC | 15,455 | $142.3K |
| Qube Research & Technologies Ltd | 14,949 | $137.1K |
| 1607 Capital Partners, LLC | 14,336 | $131.5K |
| AEGON USA Investment Management, LLC | 13,528 | $124.1K |
| Nomura Holdings Inc | 12,032 | $110.3K |
| JPMorgan Chase & Co | 4,294 | $39.4K |
Not filed for Q1 2024 yet (2)
Institutions that held Pioneer Floating Rate Fund, Inc. at the end of Q4 2023 and haven't filed a 13F for Q1 2024. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2023 | Value, Q4 2023 |
|---|---|---|
| Baystate Wealth Management LLC | 1,020 | $9.36K |
| Bartlett & Co. LLC | 750 | $7.00K |