Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +8 vs. Q1 2025
- Shares held
- 4.38M
- +669.4K (+18.1%) vs. Q1 2025
- Total value
- $43.0M
- +$7.89M (+22.5%) vs. Q1 2025
- New holders
- 13
- 14 more added
- Sold out
- 5
- 14 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $20 | 0.00% | – | – |
| Steward Partners Investment Advisory, LLC | 33 | $324 | 0.00% | +33 | New |
| JPMorgan Chase & Co | 128 | $1.26K | 0.00% | +128 | New |
| TCTC Holdings, LLC | 2,250 | $22.1K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.5K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $34.9K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 5,000 | $49.1K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,205 | $60.9K | 0.00% | +51+0.8% | Added |
| Wolverine Asset Management LLC | 8,035 | $78.9K | 0.00% | −30,390−79.1% | Reduced |
| Raymond James Financial Inc | 9,736 | $95.6K | 0.00% | −11,857−54.9% | Reduced |
| Kovack Advisors, Inc. | 10,000 | $98.2K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,157 | $109.6K | 0.00% | +216+2.0% | Added |
| LPL Financial LLC | 11,820 | $116.1K | 0.00% | −3,014−20.3% | Reduced |
| Avantax Advisory Services, Inc. | 11,955 | $117.4K | 0.00% | −866−6.8% | Reduced |
| XTX Topco Ltd | 13,080 | $128.4K | 0.01% | +13,080 | New |
| Capital Investment Advisors, LLC | 13,132 | $129.0K | 0.00% | +33+0.3% | Added |
| HighTower Advisors, LLC | 13,311 | $130.7K | 0.00% | +214+1.6% | Added |
| Flagship Harbor Advisors, LLC | 15,708 | $154.3K | 0.01% | −2,870−15.4% | Reduced |
| Commonwealth Equity Services, LLC | 15,762 | $155.0K | 0.00% | +60.0% | Added |
| Susquehanna International Group, LLP | 16,631 | $163.3K | 0.00% | +16,631 | New |
| Melfa Wealth Management, LLC | 19,497 | $191.5K | 0.12% | 00.0% | Unchanged |
| Quarry LP | 19,934 | $195.8K | 0.05% | +19,934 | New |
| Cetera Investment Advisers | 20,866 | $204.9K | 0.00% | +21+0.1% | Added |
| UBS Group AG | 24,759 | $243.1K | 0.00% | −20,559−45.4% | Reduced |
| Rothschild Investment LLC | 24,800 | $243.5K | 0.02% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 37,707 | $370.3K | 0.17% | +37,707 | New |
| Cohen & Steers, Inc. | 40,000 | $393.0K | 0.00% | +40,000 | New |
| Wells Fargo & Company | 42,249 | $414.9K | 0.00% | +921+2.2% | Added |
| Balyasny Asset Management LLC | 45,406 | $445.9K | 0.00% | +45,406 | New |
| Fiera Capital Corp | 48,795 | $479.2K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 51,161 | $502.4K | 0.00% | +930+1.9% | Added |
| Riverbridge Partners LLC | 62,293 | $611.7K | 0.01% | +2,423+4.0% | Added |
| Advisor Group Holdings, Inc. | 70,408 | $691.3K | 0.00% | −1,149−1.6% | Reduced |
| Absolute Investment Advisers LLC | 71,220 | $699.4K | 0.09% | +71,220 | New |
| CSS LLC | 73,012 | $717.0K | 0.05% | +73,012 | New |
| Virtus Investment Advisers, Inc. | 79,711 | $782.8K | 0.26% | −32,411−28.9% | Reduced |
| Royal Bank of Canada | 89,616 | $880.0K | 0.00% | −9,544−9.6% | Reduced |
| Sit Investment Associates Inc | 106,873 | $1.05M | 0.02% | +60,122+128.6% | Added |
| Morgan Stanley | 132,658 | $1.30M | 0.00% | +4,282+3.3% | Added |
| Kovitz Investment Group Partners, LLC | 144,085 | $1.41M | 0.01% | +144,085 | New |
| Clear Creek Financial Management, LLC | 173,155 | $1.70M | 0.16% | +29,380+20.4% | Added |
| Pathstone Holdings, LLC | 173,266 | $1.70M | 0.01% | −201,898−53.8% | Reduced |
| Bank of America Corp | 194,369 | $1.91M | 0.00% | −59,561−23.5% | Reduced |
| Ethos Financial Group, LLC | 213,365 | $2.10M | 0.18% | −2,062−1.0% | Reduced |
| Guggenheim Capital LLC | 224,400 | $2.20M | 0.02% | +5,263+2.4% | Added |
| Saba Capital Management, L.P. | 319,614 | $3.14M | 0.09% | +319,614 | New |
| Invesco Ltd. | 336,488 | $3.30M | 0.00% | −10,241−3.0% | Reduced |
| Almitas Capital LLC | 338,368 | $3.32M | 0.84% | +338,368 | New |
| Advisors Asset Management, Inc. | 342,948 | $3.37M | 0.06% | −2,439−0.7% | Reduced |
| Lake Street Financial LLC | 686,650 | $6.74M | 0.96% | +3,050+0.4% | Added |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −128,727−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −26,842−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −11,850−100.0% | Sold out |
| Gen-Wealth Partners Inc | 0 | $0 | 0.00% | −417−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |