Pioneer Floating Rate Fund, Inc.
PHD- SEC CIK
- 0001305767
No open-market purchases or sales by Pioneer Floating Rate Fund, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $20 in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Pioneer Floating Rate Fund, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −1 vs. Q2 2025
- Shares held
- 6.29M
- +1.92M (+44.1%) vs. Q2 2025
- Total value
- $62.6M
- +$19.8M (+46.1%) vs. Q2 2025
- New holders
- 9
- 17 more added
- Sold out
- 10
- 13 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PHD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $20 |
| Q1 2026 | 1 | $20 |
| Q4 2025 | 1 | $20 |
| Q3 2025 | 48 | $62.6M |
| Q2 2025 | 50 | $43.0M |
| Q1 2025 | 43 | $35.1M |
| Q4 2024 | 41 | $31.1M |
| Q3 2024 | 40 | $31.8M |
| Q2 2024 | 43 | $37.6M |
| Q1 2024 | 42 | $31.1M |
| Q4 2023 | 49 | $32.1M |
| Q3 2023 | 47 | $29.5M |
| Q2 2023 | 52 | $30.7M |
| Q1 2023 | 50 | $29.0M |
| Q4 2022 | 43 | $31.3M |
| Q3 2022 | 49 | $32.1M |
| Q2 2022 | 50 | $31.5M |
| Q1 2022 | 39 | $30.6M |
| Q4 2021 | 38 | $30.6M |
| Q3 2021 | 37 | $39.5M |
| Q2 2021 | 39 | $37.5M |
| Q1 2021 | 42 | $37.9M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Pioneer Floating Rate Fund, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $20 | 0.00% | – | – |
| Highline Wealth Partners LLC | 700 | $6.97K | 0.00% | +700 | New |
| BNP Paribas Arbitrage, SA | 701 | $6.98K | 0.00% | +701 | New |
| CoreCap Advisors, LLC | 1,700 | $16.9K | 0.00% | +1,700 | New |
| TCTC Holdings, LLC | 2,250 | $22.4K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 2,700 | $26.9K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,555 | $35.4K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,000 | $39.8K | 0.00% | −2,205−35.5% | Reduced |
| MAI Capital Management | 5,000 | $49.8K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 10,000 | $99.6K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,373 | $103.3K | 0.00% | +10,373 | New |
| Stifel Financial Corp | 11,176 | $111.3K | 0.00% | +19+0.2% | Added |
| Capital Investment Advisors, LLC | 12,749 | $127.0K | 0.00% | −383−2.9% | Reduced |
| HighTower Advisors, LLC | 13,382 | $133.3K | 0.00% | +71+0.5% | Added |
| Susquehanna International Group, LLP | 13,520 | $134.7K | 0.00% | −3,111−18.7% | Reduced |
| Commonwealth Equity Services, LLC | 13,604 | $136.0K | 0.00% | −2,158−13.7% | Reduced |
| Flagship Harbor Advisors, LLC | 15,708 | $156.5K | 0.01% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 19,497 | $194.2K | 0.11% | 00.0% | Unchanged |
| Seven Mile Advisory | 22,139 | $220.5K | 0.04% | +22,139 | New |
| Rothschild Investment LLC | 24,100 | $240.0K | 0.01% | −700−2.8% | Reduced |
| UBS Group AG | 26,874 | $267.7K | 0.00% | +2,115+8.5% | Added |
| Cetera Investment Advisers | 29,268 | $291.5K | 0.00% | +8,402+40.3% | Added |
| Yakira Capital Management, Inc. | 34,079 | $339.4K | 0.13% | +34,079 | New |
| Captrust Financial Advisors | 50,231 | $500.3K | 0.00% | −930−1.8% | Reduced |
| Wells Fargo & Company | 50,678 | $504.8K | 0.00% | +8,429+20.0% | Added |
| Logan Stone Capital, LLC | 53,003 | $527.9K | 0.24% | +15,296+40.6% | Added |
| Fiera Capital Corp | 64,605 | $643.5K | 0.00% | +15,810+32.4% | Added |
| Advisor Group Holdings, Inc. | 67,653 | $670.2K | 0.00% | −2,755−3.9% | Reduced |
| Balyasny Asset Management LLC | 74,743 | $744.4K | 0.00% | +29,337+64.6% | Added |
| Adapt Wealth Advisors, LLC | 88,137 | $877.8K | 0.32% | +88,137 | New |
| Cohen & Steers, Inc. | 90,000 | $896.0K | 0.00% | +50,000+125.0% | Added |
| Noble Wealth Management PBC | 98,700 | $983.1K | 0.52% | +98,700 | New |
| Royal Bank of Canada | 99,340 | $989.0K | 0.00% | +9,724+10.9% | Added |
| Icon Advisers Inc | 126,566 | $1.26M | 0.28% | +126,566 | New |
| Guggenheim Capital LLC | 136,675 | $1.36M | 0.01% | −87,725−39.1% | Reduced |
| Morgan Stanley | 137,192 | $1.37M | 0.00% | +4,534+3.4% | Added |
| CSS LLC | 171,845 | $1.71M | 0.10% | +98,833+135.4% | Added |
| Bank of America Corp | 173,513 | $1.73M | 0.00% | −20,856−10.7% | Reduced |
| Clear Creek Financial Management, LLC | 196,389 | $1.96M | 0.17% | +23,234+13.4% | Added |
| Ethos Financial Group, LLC | 203,147 | $2.02M | 0.16% | −10,218−4.8% | Reduced |
| Lake Street Financial LLC | 232,000 | $2.31M | 0.30% | −454,650−66.2% | Reduced |
| Invesco Ltd. | 249,946 | $2.49M | 0.00% | −86,542−25.7% | Reduced |
| Advisors Asset Management, Inc. | 315,610 | $3.14M | 0.05% | −27,338−8.0% | Reduced |
| Saba Capital Management, L.P. | 319,614 | $3.18M | 0.11% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 360,129 | $3.59M | 0.01% | +216,044+149.9% | Added |
| Quarry LP | 531,617 | $5.29M | 1.29% | +511,683+2,566.9% | Added |
| Almitas Capital LLC | 699,986 | $6.97M | 1.60% | +361,618+106.9% | Added |
| Absolute Investment Advisers LLC | 1,421,772 | $14.2M | 1.78% | +1,350,552+1,896.3% | Added |
| Pathstone Holdings, LLC | 0 | $0 | 0.00% | −173,266−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −106,873−100.0% | Sold out |
| Virtus Investment Advisers, Inc. | 0 | $0 | 0.00% | −79,711−100.0% | Sold out |
| Riverbridge Partners LLC | 0 | $0 | 0.00% | −62,293−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −13,080−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −11,820−100.0% | Sold out |
| Raymond James Financial Inc | 0 | $0 | 0.00% | −9,736−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −8,035−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |