PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 132
- +6 vs. Q4 2024
- Shares held
- 25.6M
- +7.32M (+40.2%) vs. Q4 2024
- Total value
- $285.9M
- +$86.6M (+43.4%) vs. Q4 2024
- New holders
- 28
- 55 more added
- Sold out
- 22
- 20 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HighTower Advisors, LLC | 96,383 | $1.08M | 0.00% | +322+0.3% | Added |
| Virtus Investment Advisers, Inc. | 99,055 | $1.11M | 0.30% | +99,055 | New |
| Toroso Investments, LLC | 103,334 | $1.16M | 0.01% | 00.0% | Unchanged |
| PFG Advisors | 108,150 | $1.21M | 0.07% | +4,002+3.8% | Added |
| PFG Investments, LLC | 112,590 | $1.26M | 0.08% | +5,410+5.0% | Added |
| Advisor Group Holdings, Inc. | 117,367 | $1.31M | 0.00% | +4,976+4.4% | Added |
| Magnetar Financial LLC | 132,368 | $1.48M | 0.02% | +132,368 | New |
| Wedbush Securities Inc | 132,529 | $1.48M | 0.05% | +5,037+4.0% | Added |
| HRT Financial LP | 151,195 | $1.69M | 0.01% | +151,195 | New |
| GraniteShares Advisors LLC | 239,300 | $2.68M | 1.71% | +14,500+6.5% | Added |
| NewEdge Wealth, LLC | 286,124 | $3.20M | 0.06% | −2,248−0.8% | Reduced |
| TrueMark Investments, LLC | 310,616 | $3.48M | 0.91% | +273,448+735.7% | Added |
| Jane Street Group, LLC | 319,736 | $3.58M | 0.01% | +279,399+692.7% | Added |
| Advisors Asset Management, Inc. | 331,123 | $3.71M | 0.07% | +18,963+6.1% | Added |
| BlackRock, Inc. | 383,055 | $4.29M | 0.00% | +81,259+26.9% | Added |
| Trexquant Investment LP | 416,710 | $4.66M | 0.05% | +43,097+11.5% | Added |
| LPL Financial LLC | 438,966 | $4.91M | 0.00% | +6,679+1.5% | Added |
| Legal & General Group Plc | 554,718 | $6.19M | 0.00% | +68,674+14.1% | Added |
| Morgan Stanley | 557,777 | $6.24M | 0.00% | +191,523+52.3% | Added |
| Citadel Advisors LLC | 571,655 | $6.40M | 0.01% | +565,708+9,512.5% | Added |
| Balyasny Asset Management LLC | 581,018 | $6.50M | 0.02% | −926,495−61.5% | Reduced |
| UBS Group AG | 615,021 | $6.88M | 0.00% | +325,786+112.6% | Added |
| Qube Research & Technologies Ltd | 1,001,915 | $11.2M | 0.02% | +467,525+87.5% | Added |
| Invesco Ltd. | 1,049,808 | $11.7M | 0.00% | +86,099+8.9% | Added |
| Millennium Management LLC | 1,196,752 | $13.4M | 0.01% | +550,011+85.0% | Added |
| Two Sigma Advisers, LP | 1,271,275 | $14.2M | 0.03% | +554,500+77.4% | Added |
| Scoggin Management LP | 1,469,691 | $16.4M | 8.14% | +1,469,691 | New |
| Altshuler Shaham Ltd | 1,573,156 | $17.6M | 0.43% | 00.0% | Unchanged |
| Marshall Wace, LLP | 1,729,517 | $19.4M | 0.03% | +1,604,766+1,286.4% | Added |
| Two Sigma Investments, LP | 1,739,847 | $19.5M | 0.04% | +633,719+57.3% | Added |
| Van Eck Associates Corp | 1,956,976 | $21.9M | 0.03% | −28,754−1.4% | Reduced |
| Sound Income Strategies, LLC | 3,585,201 | $40.1M | 2.37% | +265,162+8.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −95,680−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −80,829−100.0% | Sold out |
| We Are One Seven, LLC | 0 | $0 | 0.00% | −66,400−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −27,065−100.0% | Sold out |
| GWN Securities Inc. | 0 | $0 | 0.00% | −22,226−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −20,219−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −19,500−100.0% | Sold out |
| Walkner Condon Financial Advisors LLC | 0 | $0 | 0.00% | −17,500−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −16,959−100.0% | Sold out |
| Jmac Enterprises LLC | 0 | $0 | 0.00% | −15,669−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −13,389−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −12,400−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −12,069−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −10,750−100.0% | Sold out |
| Firethorn Wealth Partners, LLC | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Synergy Financial Management, LLC | 0 | $0 | 0.00% | −976−100.0% | Sold out |
| POM Investment Strategies, LLC | 0 | $0 | 0.00% | −1,033−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −299−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −69−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |