PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- −2 vs. Q2 2023
- Shares held
- 13.1M
- −3.11M (−19.1%) vs. Q2 2023
- Total value
- $139.8M
- −$32.4M (−18.8%) vs. Q2 2023
- New holders
- 17
- 30 more added
- Sold out
- 19
- 34 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 215,961 | $2.30M | 0.00% | −355,405−62.2% | Reduced |
| First Republic Investment Management, Inc. | 316,170 | $3.37M | 0.01% | −29,221−8.5% | Reduced |
| Advisors Asset Management, Inc. | 324,900 | $3.46M | 0.07% | +23,893+7.9% | Added |
| Legal & General Group Plc | 359,089 | $3.83M | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 363,230 | $3.87M | 0.00% | −1,041,110−74.1% | Reduced |
| Two Sigma Advisers, LP | 767,775 | $8.18M | 0.02% | −182,700−19.2% | Reduced |
| Van Eck Associates Corp | 913,933 | $9.74M | 0.02% | +187,337+25.8% | Added |
| Two Sigma Investments, LP | 954,493 | $10.2M | 0.03% | −77,640−7.5% | Reduced |
| Altshuler Shaham Ltd | 1,730,086 | $18.5M | 0.50% | −109,159−5.9% | Reduced |
| Sound Income Strategies, LLC | 3,127,715 | $33.3M | 2.82% | +121,478+4.0% | Added |
| Scoggin Management LP | 0 | $0 | 0.00% | −468,581−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −142,706−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −134,204−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −103,623−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −48,328−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −42,734−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −37,448−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −34,111−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −29,124−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −23,200−100.0% | Sold out |
| Mid-American Wealth Advisory Group, Inc. | 0 | $0 | 0.00% | −20,783−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −15,511−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −14,304−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,719−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −7,013−100.0% | Sold out |
| Castleview Partners, LLC | 0 | $0 | 0.00% | −3,587−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| Impact Partnership Wealth, LLC | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −54−100.0% | Sold out |