Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +1.01M (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$186.4M (−20.0%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ProShare Advisors LLC | 31,479 | $464.9K | 0.00% | −689−2.1% | Reduced |
| Americana Partners, LLC | 32,250 | $476.3K | 0.01% | 00.0% | Unchanged |
| MQS Management LLC | 32,520 | $480.3K | 0.32% | −6,130−15.9% | Reduced |
| J.M. Arbour, LLC | 33,641 | $496.9K | 0.48% | −35,962−51.7% | Reduced |
| Virtus Investment Advisers, Inc. | 34,656 | $511.9K | 0.14% | +1,138+3.4% | Added |
| Palogic Value Management, L.P. | 34,783 | $513.7K | 0.23% | +34,783 | New |
| Sit Investment Associates Inc | 35,000 | $517.0K | 0.01% | 00.0% | Unchanged |
| Haven Private, LLC | 36,082 | $532.9K | 0.23% | +11,457+46.5% | Added |
| Guggenheim Capital LLC | 37,120 | $548.3K | 0.00% | +3,700+11.1% | Added |
| US Bancorp | 37,182 | $549.2K | 0.00% | 00.0% | Unchanged |
| Dakota Wealth Management | 37,710 | $557.0K | 0.01% | −125−0.3% | Reduced |
| Access Investment Management LLC | 38,200 | $564.2K | 0.15% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 39,470 | $583.0K | 0.02% | −12,865−24.6% | Reduced |
| Empowered Funds, LLC | 39,643 | $585.5K | 0.00% | +39,643 | New |
| Accel Wealth Management | 39,741 | $587.0K | 0.15% | +688+1.8% | Added |
| Summit Financial, LLC | 40,284 | $595.0K | 0.01% | 00.0% | Unchanged |
| Fieldview Capital Management, LLC | 40,418 | $597.0K | 0.17% | +40,418 | New |
| Catalyst Capital Advisors LLC | 40,565 | $599.1K | 0.01% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 40,640 | $600.3K | 0.02% | +1,000+2.5% | Added |
| CI Private Wealth, LLC | 40,742 | $601.8K | 0.00% | −400−1.0% | Reduced |
| SMH Capital Advisors Inc | 41,065 | $606.5K | 1.72% | 00.0% | Unchanged |
| Colony Group, LLC | 43,317 | $639.8K | 0.00% | −1,880−4.2% | Reduced |
| Envestnet Asset Management Inc | 44,381 | $655.5K | 0.00% | +11,030+33.1% | Added |
| Mirador Capital Partners LP | 44,700 | $660.2K | 0.09% | +1,083+2.5% | Added |
| Autumn Glory Partners, LLC | 45,000 | $664.6K | 0.24% | +10,000+28.6% | Added |
| Commerce Advisors, LLC | 45,142 | $666.7K | 0.56% | +45,142 | New |
| McDonald Partners LLC | 48,000 | $709.0K | 0.17% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 48,527 | $716.8K | 0.01% | +14,932+44.4% | Added |
| North Star Investment Management Corp. | 49,061 | $724.6K | 0.04% | +1,096+2.3% | Added |
| Campbell & CO Investment Adviser LLC | 51,378 | $758.9K | 0.04% | +40,622+377.7% | Added |
| Sigma Planning Corp | 52,069 | $769.1K | 0.02% | −7,283−12.3% | Reduced |
| Mariner, LLC | 53,984 | $797.3K | 0.00% | −2,469−4.4% | Reduced |
| Kovack Advisors, Inc. | 54,761 | $813.9K | 0.04% | −622−1.1% | Reduced |
| Golden State Wealth Management, LLC | 55,239 | $815.9K | 0.09% | −8,417−13.2% | Reduced |
| Essex Financial Services, Inc. | 55,412 | $818.4K | 0.05% | −1,327−2.3% | Reduced |
| Cordoba Advisory Partners LLC | 58,770 | $865.6K | 0.24% | +3,403+6.1% | Added |
| Whipplewood Advisors, LLC | 59,045 | $872.1K | 0.45% | +23,491+66.1% | Added |
| DnB Asset Management AS | 59,801 | $883.3K | 0.00% | −48,121−44.6% | Reduced |
| Abundance Wealth Counselors | 62,147 | $917.9K | 0.13% | +538+0.9% | Added |
| Kestra Advisory Services, LLC | 62,830 | $928.0K | 0.00% | −5,164−7.6% | Reduced |
| Tred Avon Family Wealth, LLC | 63,707 | $941.0K | 0.31% | +9,493+17.5% | Added |
| HighTower Advisors, LLC | 63,711 | $941.0K | 0.00% | −847−1.3% | Reduced |
| IMC-Chicago, LLC | 63,773 | $941.9K | 0.01% | +39,596+163.8% | Added |
| Quantbot Technologies LP | 63,983 | $945.0K | 0.04% | −149,706−70.1% | Reduced |
| Arkadios Wealth Advisors | 64,717 | $955.9K | 0.02% | +6,144+10.5% | Added |
| CMH Wealth Management LLC | 65,120 | $961.8K | 0.17% | +65,120 | New |
| Secure Asset Management, LLC | 65,539 | $968.0K | 0.15% | +17,022+35.1% | Added |
| Beacon Pointe Advisors, LLC | 66,525 | $982.6K | 0.01% | +24,078+56.7% | Added |
| Delphi Management Inc | 66,999 | $990.0K | 1.18% | −11,513−14.7% | Reduced |
| Creative Planning | 68,784 | $1.02M | 0.00% | +5,790+9.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 71,116 | $1.06M | 0.00% | −31,843−30.9% | Reduced |
| Romano Brothers and Company | 75,900 | $1.12M | 0.13% | +75,900 | New |
| Resolute Capital, LLC | 76,767 | $1.13M | 0.46% | +12,267+19.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 76,856 | $1.14M | 0.01% | +36,555+90.7% | Added |
| Toroso Investments, LLC | 77,178 | $1.14M | 0.00% | −1,696−2.2% | Reduced |
| Lido Advisors, LLC | 77,549 | $1.15M | 0.00% | +10,755+16.1% | Added |
| Invesco Ltd. | 78,563 | $1.16M | 0.00% | −1,087−1.4% | Reduced |
| Naples Global Advisors, LLC | 79,899 | $1.18M | 0.09% | +8,330+11.6% | Added |
| Triumph Capital Management | 81,862 | $1.21M | 0.25% | +72,257+752.3% | Added |
| Steward Partners Investment Advisory, LLC | 82,022 | $1.21M | 0.01% | −27,875−25.4% | Reduced |
| Independent Financial Group, LLC | 84,349 | $1.25M | 0.03% | +16,059+23.5% | Added |
| Northern Trust Corp | 86,233 | $1.27M | 0.00% | −115,152−57.2% | Reduced |
| Riverbridge Partners LLC | 90,672 | $1.34M | 0.03% | +90,672 | New |
| Jefferies Financial Group Inc. | 92,230 | $1.36M | 0.02% | +89,253+2,998.1% | Added |
| Truvestments Capital LLC | 93,754 | $1.38M | 0.25% | −87,972−48.4% | Reduced |
| Nations Financial Group Inc, | 94,616 | $1.40M | 0.07% | −3,721−3.8% | Reduced |
| International Assets Investment Management, LLC | 124,677 | $1.42M | 0.10% | +15,122+13.8% | Added |
| Pennington Partners & Co., LLC | 96,700 | $1.43M | 0.49% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 98,333 | $1.45M | 0.30% | +8,736+9.8% | Added |
| Advisor Group Holdings, Inc. | 100,251 | $1.48M | 0.00% | +554+0.6% | Added |
| AE Wealth Management LLC | 100,693 | $1.49M | 0.01% | +47,158+88.1% | Added |
| IHT Wealth Management, LLC | 100,895 | $1.49M | 0.03% | +14,012+16.1% | Added |
| Group One Trading, L.P. | 101,940 | $1.51M | 0.05% | +45,247+79.8% | Added |
| Private Advisor Group, LLC | 104,541 | $1.54M | 0.01% | −30,936−22.8% | Reduced |
| Triad Investment Management | 104,563 | $1.54M | 1.82% | +500+0.5% | Added |
| S&T Bank | 106,315 | $1.57M | 0.59% | −91,578−46.3% | Reduced |
| Lansforsakringar Fondforvaltning AB (publ) | 106,912 | $1.58M | 0.01% | +22,933+27.3% | Added |
| Centaurus Financial, Inc. | 107,492 | $1.59M | 0.08% | +1,098+1.0% | Added |
| XTX Topco Ltd | 107,976 | $1.59M | 0.03% | −85,328−44.1% | Reduced |
| Mather Group, LLC. | 109,084 | $1.61M | 0.02% | +109,084 | New |
| CIBC Bancorp USA Inc. | 111,276 | $1.64M | 0.00% | +111,276 | New |
| PFG Investments, LLC | 113,676 | $1.68M | 0.08% | +2,565+2.3% | Added |
| Natixis | 118,634 | $1.75M | 0.01% | +257+0.2% | Added |
| Brevan Howard Capital Management LP | 122,078 | $1.80M | 0.02% | +21,365+21.2% | Added |
| Lazard Asset Management LLC | 124,353 | $1.84M | 0.00% | +124,353 | New |
| Significant Wealth Partners LLC | 125,136 | $1.85M | 2.28% | +125,136 | New |
| Schonfeld Strategic Advisors LLC | 128,549 | $1.90M | 0.02% | −231,897−64.3% | Reduced |
| Rare Wolf Capital LLC | 130,771 | $1.93M | 1.25% | +75,742+137.6% | Added |
| Rockefeller Capital Management L.P. | 142,061 | $2.10M | 0.00% | +1,065+0.8% | Added |
| Sharpepoint LLC | 142,488 | $2.10M | 1.25% | +41,867+41.6% | Added |
| Bank of New York Mellon Corp | 144,459 | $2.13M | 0.00% | +30,852+27.2% | Added |
| Apollon Wealth Management, LLC | 151,796 | $2.24M | 0.04% | +132,351+680.6% | Added |
| Balyasny Asset Management LLC | 151,940 | $2.24M | 0.00% | +136,938+912.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 157,097 | $2.32M | 0.01% | −10,593−6.3% | Reduced |
| Taylor Frigon Capital Management LLC | 158,491 | $2.34M | 1.33% | −4,797−2.9% | Reduced |
| Financial Advisory Service, Inc. | 180,756 | $2.67M | 0.17% | −1,990−1.1% | Reduced |
| Great West Life Assurance Co | 184,580 | $2.74M | 0.00% | −31,016−14.4% | Reduced |
| Waterloo Capital, L.P. | 186,760 | $2.76M | 0.19% | +1,441+0.8% | Added |
| Blair William & Co | 191,193 | $2.82M | 0.01% | −4,400−2.2% | Reduced |
| BNP Paribas Arbitrage, SA | 193,310 | $2.86M | 0.00% | −14,129−6.8% | Reduced |