Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 201,606 | $3.79M | 0.22% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 205,311 | $3.86M | 0.00% | −16,442−7.4% | Reduced |
| Bank of America Corp | 205,420 | $3.87M | 0.00% | +59,902+41.2% | Added |
| BNP Paribas Arbitrage, SA | 207,439 | $3.90M | 0.00% | +128,013+161.2% | Added |
| Quantbot Technologies LP | 213,689 | $4.02M | 0.13% | +80,792+60.8% | Added |
| State Street Corp | 213,833 | $4.02M | 0.00% | +40,768+23.6% | Added |
| Cetera Investment Advisers | 215,036 | $4.05M | 0.00% | +3,694+1.7% | Added |
| Great West Life Assurance Co | 215,596 | $4.06M | 0.01% | +9,255+4.5% | Added |
| Commonwealth Equity Services, LLC | 220,042 | $4.14M | 0.01% | −8,627−3.8% | Reduced |
| Denali Advisors LLC | 233,249 | $4.39M | 0.49% | −32,327−12.2% | Reduced |
| The PNC Financial Services Group, Inc. | 234,058 | $4.40M | 0.00% | −34,260−12.8% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 239,614 | $4.51M | 0.81% | +132,466+123.6% | Added |
| Janney Montgomery Scott LLC | 255,335 | $4.80M | 0.01% | −32,210−11.2% | Reduced |
| Confluence Investment Management LLC | 289,789 | $5.45M | 0.08% | −12,724−4.2% | Reduced |
| Left Brain Wealth Management, LLC | 295,753 | $5.57M | 1.93% | +4,870+1.7% | Added |
| Neuberger Berman Group LLC | 302,845 | $5.70M | 0.00% | −18,900−5.9% | Reduced |
| D.A. Davidson & Co. | 309,211 | $5.82M | 0.04% | +9,072+3.0% | Added |
| Marshall Wace, LLP | 312,719 | $5.89M | 0.01% | −279,523−47.2% | Reduced |
| JPMorgan Chase & Co | 320,215 | $6.03M | 0.00% | −99,373−23.7% | Reduced |
| Jane Street Group, LLC | 358,937 | $6.76M | 0.01% | +299,807+507.0% | Added |
| Schonfeld Strategic Advisors LLC | 360,446 | $6.78M | 0.03% | +143,117+65.9% | Added |
| Jump Financial, LLC | 361,092 | $6.80M | 0.09% | +214,917+147.0% | Added |
| Advisors Asset Management, Inc. | 364,211 | $6.85M | 0.12% | −27,418−7.0% | Reduced |
| Ameriprise Financial Inc | 385,996 | $7.26M | 0.00% | +96,983+33.6% | Added |
| Border to Coast Pensions Partnership Ltd | 400,000 | $7.54M | 0.13% | +25,000+6.7% | Added |
| Trexquant Investment LP | 402,892 | $7.58M | 0.07% | +22,372+5.9% | Added |
| HRT Financial LP | 441,316 | $8.30M | 0.03% | −52,619−10.7% | Reduced |
| Citadel Advisors LLC | 472,139 | $8.89M | 0.01% | −431,996−47.8% | Reduced |
| Point72 Asset Management, L.P. | 557,660 | $10.5M | 0.02% | +482,260+639.6% | Added |
| Gilman Hill Asset Management, LLC | 580,440 | $10.9M | 1.72% | −3,611−0.6% | Reduced |
| Stifel Financial Corp | 607,140 | $11.4M | 0.01% | +40,402+7.1% | Added |
| Royal Bank of Canada | 643,770 | $12.1M | 0.00% | −116,787−15.4% | Reduced |
| Raymond James Financial Inc | 691,064 | $13.0M | 0.00% | −14,905−2.1% | Reduced |
| Voloridge Investment Management, LLC | 707,651 | $13.3M | 0.05% | +128,790+22.2% | Added |
| Wells Fargo & Company | 740,481 | $13.9M | 0.00% | −16,573−2.2% | Reduced |
| Tectonic Advisors LLC | 759,746 | $14.3M | 0.75% | +70,235+10.2% | Added |
| Melia Wealth LLC | 802,185 | $15.1M | 6.98% | −11,355−1.4% | Reduced |
| D. E. Shaw & Co., Inc. | 825,537 | $15.5M | 0.01% | +309,175+59.9% | Added |
| Advisors Capital Management, LLC | 828,258 | $15.6M | 0.18% | +34,007+4.3% | Added |
| Franklin Resources Inc | 975,355 | $18.4M | 0.00% | +46,726+5.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,018,759 | $19.2M | 0.01% | +133,813+15.1% | Added |
| Morgan Stanley | 1,114,173 | $21.0M | 0.00% | −59,453−5.1% | Reduced |
| BlackRock, Inc. | 1,333,016 | $25.1M | 0.00% | −6,021−0.4% | Reduced |
| Muzinich & Co., Inc. | 1,335,787 | $25.1M | 7.90% | +342,967+34.5% | Added |
| Legal & General Group Plc | 1,382,084 | $26.0M | 0.01% | +209,854+17.9% | Added |
| Millennium Management LLC | 1,392,476 | $26.2M | 0.02% | +30,114+2.2% | Added |
| Qube Research & Technologies Ltd | 1,526,526 | $28.7M | 0.04% | +499,252+48.6% | Added |
| Two Sigma Investments, LP | 1,616,456 | $30.4M | 0.05% | +288,440+21.7% | Added |
| UBS Group AG | 1,671,860 | $31.5M | 0.01% | +353,092+26.8% | Added |
| LPL Financial LLC | 1,823,405 | $34.3M | 0.01% | +29,292+1.6% | Added |
| Two Sigma Advisers, LP | 1,922,200 | $36.2M | 0.07% | −34,200−1.7% | Reduced |
| Sound Income Strategies, LLC | 2,703,275 | $51.1M | 2.42% | −49,592−1.8% | Reduced |
| Van Eck Associates Corp | 3,458,277 | $65.1M | 0.05% | −188,907−5.2% | Reduced |
| Union Bancaire Privee, UBP SA | 27,808 | – | – | −7,973−22.3% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −434,118−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −385,594−100.0% | Sold out |
| Mount Yale Investment Advisors, LLC | 0 | $0 | 0.00% | −171,516−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −35,947−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −31,422−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −28,046−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −24,898−100.0% | Sold out |
| Diligent Investors, LLC | 0 | $0 | 0.00% | −24,525−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −20,304−100.0% | Sold out |
| Founders Financial Alliance, LLC | 0 | $0 | 0.00% | −18,591−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −16,522−100.0% | Sold out |
| CWA Asset Management Group, LLC | 0 | $0 | 0.00% | −15,570−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −15,503−100.0% | Sold out |
| Massar Capital Management, LP | 0 | $0 | 0.00% | −14,575−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −14,150−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −12,453−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −11,836−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −11,333−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −10,146−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −10,078−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −7,505−100.0% | Sold out |
| Heartwood Wealth Advisors LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Alpine Bank Wealth Management | 0 | $0 | 0.00% | −1,829−100.0% | Sold out |
| Painted Porch Advisors LLC | 0 | $0 | 0.00% | −1,544−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −960−100.0% | Sold out |
| Crowley Wealth Management, Inc. | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −577−100.0% | Sold out |
| JPL Wealth Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Flagship Wealth Advisors, LLC | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| Roble, Belko & Company, Inc | 0 | $0 | 0.00% | −56−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −46−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | – | – | – | – | Not filed |
| Napa Wealth Management | – | – | – | – | Not filed |
| MAS Advisors LLC | – | – | – | – | Not filed |
| Wetherby Asset Management Inc | – | – | – | – | Not filed |
| Wolverine Trading, LLC | – | – | – | – | Not filed |
| AXA Investment Managers S.A. | – | – | – | – | Not filed |
| Guerra Advisors Inc | – | – | – | – | Not filed |
| Point72 (DIFC) Ltd | – | – | – | – | Not filed |
| Kathleen S. Wright Associates Inc. | – | – | – | – | Not filed |
| AllSquare Wealth Management LLC | – | – | – | – | Not filed |
| Point72 Asia (Singapore) Pte. Ltd. | – | – | – | – | Not filed |
| Point72 Europe (London) LLP | – | – | – | – | Not filed |
| Creekmur Asset Management LLC | – | – | – | – | Not filed |