Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Virtus Investment Advisers, Inc. | 33,518 | $630.8K | 0.17% | −7,478−18.2% | Reduced |
| Foundations Investment Advisors, LLC | 33,595 | $632.3K | 0.01% | +7,693+29.7% | Added |
| Simplex Trading, LLC | 34,820 | $655.3K | 0.02% | +16,544+90.5% | Added |
| Autumn Glory Partners, LLC | 35,000 | $658.7K | 0.23% | +6,000+20.7% | Added |
| Sit Investment Associates Inc | 35,000 | $659.0K | 0.01% | 00.0% | Unchanged |
| Whipplewood Advisors, LLC | 35,554 | $669.1K | 0.43% | +20,236+132.1% | Added |
| Y-Intercept (Hong Kong) Ltd | 36,487 | $686.7K | 0.02% | −16,191−30.7% | Reduced |
| US Bancorp | 37,182 | $699.8K | 0.00% | −4,288−10.3% | Reduced |
| Bramshill Investments, LLC | 37,385 | $703.6K | 0.04% | +252+0.7% | Added |
| Dakota Wealth Management | 37,835 | $712.1K | 0.01% | −885−2.3% | Reduced |
| Access Investment Management LLC | 38,200 | $722.4K | 0.19% | 00.0% | Unchanged |
| MQS Management LLC | 38,650 | $727.4K | 0.43% | +38,650 | New |
| Accel Wealth Management | 39,053 | $735.0K | 0.20% | +6,152+18.7% | Added |
| Rhodes Investment Advisors Inc | 39,300 | $739.6K | 0.60% | +39,300 | New |
| Eagle Global Advisors LLC | 39,640 | $746.0K | 0.03% | +8,465+27.2% | Added |
| Summit Financial, LLC | 40,284 | $758.1K | 0.01% | −533−1.3% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 40,301 | $758.5K | 0.00% | +3,703+10.1% | Added |
| Catalyst Capital Advisors LLC | 40,565 | $763.4K | 0.02% | +40,565 | New |
| Price T Rowe Associates Inc | 40,719 | $767.0K | 0.00% | +2,594+6.8% | Added |
| SMH Capital Advisors Inc | 41,065 | $772.8K | 1.57% | +500+1.2% | Added |
| CI Private Wealth, LLC | 41,142 | $774.3K | 0.00% | −10,945−21.0% | Reduced |
| Beacon Pointe Advisors, LLC | 42,447 | $798.9K | 0.01% | +9,750+29.8% | Added |
| Mirador Capital Partners LP | 43,617 | $820.9K | 0.11% | −550−1.2% | Reduced |
| Colony Group, LLC | 45,197 | $850.6K | 0.00% | +26,361+140.0% | Added |
| ExodusPoint Capital Management, LP | 47,430 | $892.6K | 0.01% | −6,644−12.3% | Reduced |
| Ares Financial Consulting, LLC | 47,730 | $898.3K | 0.86% | +47,730 | New |
| North Star Investment Management Corp. | 47,965 | $902.7K | 0.06% | −2,508−5.0% | Reduced |
| McDonald Partners LLC | 48,000 | $903.4K | 0.28% | 00.0% | Unchanged |
| Secure Asset Management, LLC | 48,517 | $913.1K | 0.14% | +48,517 | New |
| J.W. Cole Advisors, Inc. | 56,129 | $946.0K | 0.02% | +2,380+4.4% | Added |
| Aquatic Capital Management LLC | 52,335 | $984.9K | 0.03% | +48,620+1,308.7% | Added |
| AE Wealth Management LLC | 53,535 | $1.01M | 0.01% | +24,569+84.8% | Added |
| Tred Avon Family Wealth, LLC | 54,214 | $1.02M | 0.33% | −903−1.6% | Reduced |
| Rare Wolf Capital LLC | 55,029 | $1.04M | 0.65% | +55,029 | New |
| Cordoba Advisory Partners LLC | 55,367 | $1.04M | 0.26% | +55,367 | New |
| Kovack Advisors, Inc. | 55,383 | $1.04M | 0.05% | +55,383 | New |
| Mariner, LLC | 56,453 | $1.06M | 0.00% | +764+1.4% | Added |
| Group One Trading, L.P. | 56,693 | $1.07M | 0.03% | +50,190+771.8% | Added |
| Essex Financial Services, Inc. | 56,739 | $1.07M | 0.06% | +330+0.6% | Added |
| Twinbeech Capital LP | 58,421 | $1.10M | 0.08% | +36,365+164.9% | Added |
| Arkadios Wealth Advisors | 58,573 | $1.10M | 0.02% | −606−1.0% | Reduced |
| Sigma Planning Corp | 59,352 | $1.12M | 0.03% | +6,937+13.2% | Added |
| Abundance Wealth Counselors | 61,609 | $1.16M | 0.20% | +1,652+2.8% | Added |
| Creative Planning | 62,994 | $1.19M | 0.00% | +22,379+55.1% | Added |
| Magnetar Financial LLC | 63,570 | $1.20M | 0.01% | +23,191+57.4% | Added |
| Golden State Wealth Management, LLC | 63,656 | $1.20M | 0.13% | −921−1.4% | Reduced |
| Resolute Capital, LLC | 64,500 | $1.21M | 0.51% | +64,500 | New |
| HighTower Advisors, LLC | 64,558 | $1.21M | 0.00% | −1,284−2.0% | Reduced |
| Squarepoint Ops LLC | 64,595 | $1.22M | 0.00% | +27,873+75.9% | Added |
| Lido Advisors, LLC | 66,794 | $1.26M | 0.00% | +3,748+5.9% | Added |
| Kestra Advisory Services, LLC | 67,994 | $1.28M | 0.01% | −15,532−18.6% | Reduced |
| Independent Financial Group, LLC | 68,290 | $1.29M | 0.03% | +47,636+230.6% | Added |
| Global Retirement Partners, LLC | 69,574 | $1.31M | 0.02% | −41−0.1% | Reduced |
| J.M. Arbour, LLC | 69,603 | $1.31M | 1.31% | +69,603 | New |
| Naples Global Advisors, LLC | 71,569 | $1.35M | 0.10% | +120+0.2% | Added |
| Credit Agricole S A | 77,368 | $1.46M | 0.00% | −201,352−72.2% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 78,420 | $1.48M | 0.96% | −1,250−1.6% | Reduced |
| Delphi Management Inc | 78,512 | $1.48M | 1.44% | +3,818+5.1% | Added |
| Toroso Investments, LLC | 78,874 | $1.48M | 0.01% | −4,240−5.1% | Reduced |
| Invesco Ltd. | 79,650 | $1.50M | 0.00% | +35,722+81.3% | Added |
| International Assets Investment Management, LLC | 109,555 | $1.53M | 0.10% | +30,000+37.7% | Added |
| Lansforsakringar Fondforvaltning AB (publ) | 83,979 | $1.58M | 0.01% | +83,979 | New |
| IHT Wealth Management, LLC | 86,883 | $1.64M | 0.04% | +2,806+3.3% | Added |
| Legacy Capital Wealth Partners, LLC | 89,597 | $1.69M | 0.36% | +7,935+9.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 91,125 | $1.71M | 0.50% | −1,361−1.5% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.82M | 0.73% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 97,735 | $1.84M | 0.02% | −3,809−3.8% | Reduced |
| Nations Financial Group Inc, | 98,337 | $1.85M | 0.10% | +1,647+1.7% | Added |
| Advisor Group Holdings, Inc. | 99,697 | $1.88M | 0.00% | −14,190−12.5% | Reduced |
| Sharpepoint LLC | 100,621 | $1.89M | 1.13% | +12,285+13.9% | Added |
| Brevan Howard Capital Management LP | 100,713 | $1.90M | 0.04% | +12,347+14.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 102,959 | $1.92M | 0.00% | +13,384+14.9% | Added |
| Triad Investment Management | 104,063 | $1.96M | 1.98% | +104,063 | New |
| Centaurus Financial, Inc. | 106,394 | $2.00M | 0.09% | +68,575+181.3% | Added |
| DnB Asset Management AS | 107,922 | $2.03M | 0.01% | −6,270−5.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 109,897 | $2.07M | 0.01% | −2,059−1.8% | Reduced |
| PFG Investments, LLC | 111,111 | $2.09M | 0.10% | −1,072−1.0% | Reduced |
| CIBC Private Wealth Group, LLC | 111,276 | $2.09M | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 113,607 | $2.14M | 0.00% | +94,364+490.4% | Added |
| Verition Fund Management LLC | 116,530 | $2.19M | 0.01% | +79,103+211.4% | Added |
| Natixis | 118,377 | $2.23M | 0.01% | +214+0.2% | Added |
| Sage Advisors, LLC | 119,974 | $2.26M | 1.50% | +61,944+106.7% | Added |
| Engineers Gate Manager LP | 132,688 | $2.50M | 0.03% | −24,610−15.6% | Reduced |
| Private Advisor Group, LLC | 135,477 | $2.55M | 0.01% | +9,666+7.7% | Added |
| Rockefeller Capital Management L.P. | 140,996 | $2.65M | 0.00% | +20.0% | Added |
| Deutsche Bank AG | 141,281 | $2.66M | 0.00% | +535+0.4% | Added |
| Taylor Frigon Capital Management LLC | 163,288 | $3.07M | 1.56% | +8,874+5.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 167,690 | $3.16M | 0.01% | +222+0.1% | Added |
| FJ Capital Management LLC | 169,984 | $3.20M | 0.35% | −34,007−16.7% | Reduced |
| Walleye Trading LLC | 171,395 | $3.23M | 0.05% | +156,924+1,084.4% | Added |
| Barclays PLC | 176,373 | $3.32M | 0.00% | −26,554−13.1% | Reduced |
| Truvestments Capital LLC | 181,726 | $3.42M | 0.62% | −6,892−3.7% | Reduced |
| Financial Advisory Service, Inc. | 182,746 | $3.44M | 0.22% | −2,300−1.2% | Reduced |
| Waterloo Capital, L.P. | 185,319 | $3.49M | 0.25% | +27,266+17.3% | Added |
| XTX Topco Ltd | 193,304 | $3.64M | 0.10% | +193,304 | New |
| Naviter Wealth, LLC | 193,963 | $3.65M | 0.48% | −15,042−7.2% | Reduced |
| Blair William & Co | 195,593 | $3.68M | 0.01% | −7,612−3.7% | Reduced |
| S&T Bank | 197,893 | $3.72M | 1.18% | −51,123−20.5% | Reduced |
| Cerity Partners LLC | 197,961 | $3.73M | 0.01% | +169,368+592.3% | Added |
| Northern Trust Corp | 201,385 | $3.79M | 0.00% | −13,654−6.3% | Reduced |