Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Denali Advisors LLC | 265,576 | $5.02M | 0.57% | −68,277−20.5% | Reduced |
| The PNC Financial Services Group, Inc. | 268,318 | $5.07M | 0.00% | −380−0.1% | Reduced |
| Credit Agricole S A | 278,720 | $5.27M | 0.02% | +278,720 | New |
| Janney Montgomery Scott LLC | 287,545 | $5.44M | 0.01% | +287,545 | New |
| Ameriprise Financial Inc | 289,013 | $5.47M | 0.00% | −38,010−11.6% | Reduced |
| Left Brain Wealth Management, LLC | 290,883 | $5.50M | 1.73% | +6,815+2.4% | Added |
| D.A. Davidson & Co. | 300,139 | $5.68M | 0.04% | +4,625+1.6% | Added |
| Confluence Investment Management LLC | 302,513 | $5.72M | 0.08% | −81,265−21.2% | Reduced |
| Neuberger Berman Group LLC | 321,745 | $6.08M | 0.00% | −27,629−7.9% | Reduced |
| Border to Coast Pensions Partnership Ltd | 375,000 | $7.09M | 0.12% | 00.0% | Unchanged |
| Trexquant Investment LP | 380,520 | $7.20M | 0.07% | +380,520 | New |
| Atom Investors LP | 385,594 | $7.29M | 0.55% | −2,889−0.7% | Reduced |
| Advisors Asset Management, Inc. | 391,629 | $7.41M | 0.13% | +8,878+2.3% | Added |
| JPMorgan Chase & Co | 419,588 | $7.93M | 0.00% | −106,781−20.3% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 434,118 | $8.21M | 0.03% | +216,057+99.1% | Added |
| HRT Financial LP | 493,935 | $9.34M | 0.03% | −64,075−11.5% | Reduced |
| D. E. Shaw & Co., Inc. | 516,362 | $9.76M | 0.01% | +173,505+50.6% | Added |
| Stifel Financial Corp | 566,738 | $10.7M | 0.01% | −2,464−0.4% | Reduced |
| Voloridge Investment Management, LLC | 578,861 | $10.9M | 0.04% | −51,783−8.2% | Reduced |
| Gilman Hill Asset Management, LLC | 584,051 | $11.0M | 1.73% | +13,672+2.4% | Added |
| Marshall Wace, LLP | 592,242 | $11.2M | 0.01% | +592,242 | New |
| Tectonic Advisors LLC | 689,511 | $13.0M | 0.71% | +67,949+10.9% | Added |
| Raymond James Financial Inc | 705,969 | $13.3M | 0.00% | +72,228+11.4% | Added |
| Wells Fargo & Company | 757,054 | $14.3M | 0.00% | +3,400+0.5% | Added |
| Royal Bank of Canada | 760,557 | $14.4M | 0.00% | −27,816−3.5% | Reduced |
| Advisors Capital Management, LLC | 794,251 | $15.0M | 0.19% | +39,730+5.3% | Added |
| Melia Wealth LLC | 813,540 | $15.4M | 6.74% | +19,954+2.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 884,946 | $16.7M | 0.01% | +263,222+42.3% | Added |
| Citadel Advisors LLC | 904,135 | $17.1M | 0.01% | +239,925+36.1% | Added |
| Franklin Resources Inc | 928,629 | $17.6M | 0.00% | +85,515+10.1% | Added |
| Muzinich & Co., Inc. | 992,820 | $18.8M | 7.28% | +254,651+34.5% | Added |
| Qube Research & Technologies Ltd | 1,027,274 | $19.4M | 0.03% | +446,860+77.0% | Added |
| Legal & General Group Plc | 1,172,230 | $22.2M | 0.00% | −80,974−6.5% | Reduced |
| Morgan Stanley | 1,173,626 | $22.2M | 0.00% | −255,959−17.9% | Reduced |
| UBS Group AG | 1,318,768 | $24.9M | 0.00% | +165,762+14.4% | Added |
| Two Sigma Investments, LP | 1,328,016 | $25.1M | 0.04% | +7,700+0.6% | Added |
| BlackRock, Inc. | 1,339,037 | $25.3M | 0.00% | +272,219+25.5% | Added |
| Millennium Management LLC | 1,362,362 | $25.8M | 0.02% | −1,546,798−53.2% | Reduced |
| LPL Financial LLC | 1,794,113 | $33.9M | 0.01% | +497,579+38.4% | Added |
| Two Sigma Advisers, LP | 1,956,400 | $37.0M | 0.07% | −125,200−6.0% | Reduced |
| Sound Income Strategies, LLC | 2,752,867 | $47.0M | 2.57% | −177,473−6.1% | Reduced |
| Van Eck Associates Corp | 3,647,184 | $69.0M | 0.06% | +28,757+0.8% | Added |
| Union Bancaire Privee, UBP SA | 35,781 | – | – | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −128,987−100.0% | Sold out |
| Bryce Point Capital, LLC | 0 | $0 | 0.00% | −36,842−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −36,798−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −31,240−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −30,338−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −27,059−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −23,367−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −19,297−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −16,919−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −15,442−100.0% | Sold out |
| Prossimo Advisors, LLC | 0 | $0 | 0.00% | −13,089−100.0% | Sold out |
| Wall Street Access Asset Management, LLC | 0 | $0 | 0.00% | −12,864−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −12,110−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Bayforest Capital Ltd | 0 | $0 | 0.00% | −5,289−100.0% | Sold out |
| Whittier Trust Co of Nevada Inc | 0 | $0 | 0.00% | −2,723−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −1,848−100.0% | Sold out |
| GHP Investment Advisors, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −1,520−100.0% | Sold out |
| Skopos Labs, Inc. | 0 | $0 | 0.00% | −1,199−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −835−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −825−100.0% | Sold out |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Twin Peaks Wealth Advisors, LLC | 0 | $0 | 0.00% | −451−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| PEAK6 LLC | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −66−100.0% | Sold out |
| Graypoint LLC | – | – | – | – | Not filed |
| TFG Advisers LLC | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |
| Iron Horse Wealth Management, LLC | – | – | – | – | Not filed |