Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Occudo Quantitative Strategies LP | 10,486 | $198.3K | 0.02% | +10,486 | New |
| Federation des caisses Desjardins du Quebec | 10,575 | $200.0K | 0.00% | −3,200−23.2% | Reduced |
| Anfield Capital Management, LLC | 10,828 | $204.8K | 0.06% | −3,920−26.6% | Reduced |
| LM Advisors LLC | 10,900 | $206.0K | 0.03% | +10,900 | New |
| Baker Avenue Asset Management, LP | 11,015 | $208.3K | 0.00% | −162,493−93.7% | Reduced |
| ARGA Investment Management, LP | 11,223 | $212.2K | 0.01% | +11,223 | New |
| World Equity Group, Inc. | 11,333 | $214.3K | 0.05% | +11,333 | New |
| ORG Partners LLC | 11,425 | $216.0K | 0.04% | −331−2.8% | Reduced |
| Mackenzie Financial Corp | 11,442 | $216.4K | 0.00% | −11,040−49.1% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $218.4K | 0.00% | 00.0% | Unchanged |
| Advisory Research Inc | 11,836 | $223.8K | 0.03% | −112−0.9% | Reduced |
| HB Wealth Management, LLC | 11,928 | $225.6K | 0.00% | +11,928 | New |
| Invested Advisors | 11,295 | $225.7K | 0.33% | +11,295 | New |
| WealthBridge Capital Management, LLC | 12,000 | $226.9K | 0.05% | 00.0% | Unchanged |
| Keystone Financial Group | 12,198 | $230.7K | 0.02% | 00.0% | Unchanged |
| Stephens Inc | 12,453 | $235.5K | 0.00% | 00.0% | Unchanged |
| AXA Investment Managers S.A. | 12,462 | $235.7K | 0.00% | +12,462 | New |
| Sunbelt Securities, Inc. | 12,473 | $235.9K | 0.02% | −1,065−7.9% | Reduced |
| Beaumont Financial Advisors, LLC | 12,524 | $236.8K | 0.02% | +284+2.3% | Added |
| Snowden Capital Advisors LLC | 12,612 | $238.5K | 0.01% | −1,400−10.0% | Reduced |
| Fulton Bank, N.A. | 12,817 | $242.4K | 0.01% | 00.0% | Unchanged |
| Brookstone Capital Management | 12,843 | $242.9K | 0.00% | −13−0.1% | Reduced |
| Chung Wu Investment Group, LLC | 12,978 | $245.4K | 0.20% | −2,200−14.5% | Reduced |
| FourThought Financial Partners, LLC | 13,035 | $246.5K | 0.02% | +195+1.5% | Added |
| Modern Wealth Management, LLC | 13,765 | $260.3K | 0.01% | +41+0.3% | Added |
| United Capital Financial Advisers, LLC | 13,879 | $262.5K | 0.00% | −800−5.4% | Reduced |
| Wedbush Securities Inc | 13,916 | $263.0K | 0.01% | −818−5.6% | Reduced |
| Change Path, LLC | 14,135 | $267.3K | 0.01% | +185+1.3% | Added |
| Strategic Financial Concepts, LLC | 14,150 | $267.6K | 0.04% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 14,157 | $267.7K | 0.00% | −860−5.7% | Reduced |
| Walleye Trading LLC | 14,471 | $273.6K | 0.00% | +14,471 | New |
| Massar Capital Management, LP | 14,575 | $275.6K | 0.10% | +14,575 | New |
| CAPROCK Group, Inc. | 14,215 | $277.5K | 0.01% | +14,215 | New |
| Parallel Advisors, LLC | 14,694 | $277.9K | 0.01% | −36−0.2% | Reduced |
| Penbrook Management LLC | 14,775 | $279.4K | 0.20% | +212+1.5% | Added |
| SRS Capital Advisors, Inc. | 14,798 | $279.8K | 0.00% | +13,116+779.8% | Added |
| Global Endowment Management, LP | 15,000 | $283.6K | 0.04% | −5,000−25.0% | Reduced |
| Allie Family Office LLC | 15,000 | $283.6K | 0.13% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 15,293 | $289.2K | 0.03% | 00.0% | Unchanged |
| Whipplewood Advisors, LLC | 15,318 | $289.7K | 0.19% | +15,318 | New |
| Register Financial Advisors LLC | 15,338 | $290.0K | 0.11% | +21+0.1% | Added |
| Colonial River Wealth Management, LLC | 15,382 | $290.9K | 0.11% | −850−5.2% | Reduced |
| Axxcess Wealth Management, LLC | 15,382 | $290.9K | 0.01% | −850−5.2% | Reduced |
| Wolverine Trading, LLC | 15,444 | $291.6K | 0.01% | +2,719+21.4% | Added |
| Equitable Holdings, Inc. | 15,503 | $293.2K | 0.00% | −6,375−29.1% | Reduced |
| CWA Asset Management Group, LLC | 15,570 | $294.4K | 0.01% | +15,570 | New |
| GWM Advisors LLC | 15,794 | $298.7K | 0.00% | −1,081−6.4% | Reduced |
| Sand Hill Global Advisors, LLC | 15,832 | $299.4K | 0.01% | +329+2.1% | Added |
| Sowell Financial Services LLC | 16,122 | $304.9K | 0.01% | +9+0.1% | Added |
| Belpointe Asset Management LLC | 16,522 | $312.4K | 0.01% | +16,522 | New |
| Stratos Wealth Partners, LTD. | 16,722 | $316.2K | 0.00% | +3,785+29.3% | Added |
| Wetherby Asset Management Inc | 17,018 | $321.8K | 0.01% | +17,018 | New |
| Advisory Services Network, LLC | 17,307 | $327.3K | 0.00% | −12,244−41.4% | Reduced |
| Farther Finance Advisors, LLC | 17,869 | $337.9K | 0.01% | +13,449+304.3% | Added |
| Pasadena Private Wealth, LLC | 17,940 | $339.3K | 0.05% | −500−2.7% | Reduced |
| Inspire Advisors, LLC | 17,971 | $339.8K | 0.03% | −282−1.5% | Reduced |
| Chicago Partners Investment Group LLC | 19,003 | $343.0K | 0.01% | +231+1.2% | Added |
| Simplex Trading, LLC | 18,276 | $345.0K | 0.01% | +680+3.9% | Added |
| Founders Financial Alliance, LLC | 18,591 | $351.6K | 0.07% | +18,591 | New |
| Allspring Global Investments Holdings, LLC | 18,700 | $353.6K | 0.00% | +5,600+42.7% | Added |
| Colony Group, LLC | 18,836 | $356.2K | 0.00% | +6,029+47.1% | Added |
| Pathstone Holdings, LLC | 18,944 | $358.2K | 0.00% | +33+0.2% | Added |
| Apollon Wealth Management, LLC | 19,144 | $362.0K | 0.01% | +41+0.2% | Added |
| Bank of New York Mellon Corp | 19,243 | $363.9K | 0.00% | −94,069−83.0% | Reduced |
| Balyasny Asset Management LLC | 19,267 | $364.3K | 0.00% | −133,846−87.4% | Reduced |
| Principle Wealth Partners LLC | 19,385 | $366.6K | 0.02% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $371.3K | 0.01% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $378.2K | 0.31% | 00.0% | Unchanged |
| RMR Wealth Builders | 20,062 | $379.4K | 0.03% | +407+2.1% | Added |
| Integrated Wealth Concepts LLC | 20,304 | $383.9K | 0.00% | +198+1.0% | Added |
| Independent Financial Group, LLC | 20,654 | $390.6K | 0.01% | +3,029+17.2% | Added |
| Investment Research Partners LLC | 22,181 | $393.7K | 0.18% | +22,181 | New |
| Cornerstone Wealth Management, LLC | 21,176 | $400.4K | 0.02% | +736+3.6% | Added |
| CX Institutional | 21,857 | $413.0K | 0.01% | +21,857 | New |
| Twinbeech Capital LP | 22,056 | $417.1K | 0.02% | −240,766−91.6% | Reduced |
| MML Investors Services, LLC | 22,103 | $418.0K | 0.00% | +1,178+5.6% | Added |
| Diversify Advisory Services, LLC | 23,534 | $419.1K | 0.01% | +1,189+5.3% | Added |
| Accredited Investors Inc. | 23,000 | $434.9K | 0.02% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 23,101 | $436.8K | 0.01% | −9,892−30.0% | Reduced |
| MAS Advisors LLC | 23,323 | $441.0K | 0.70% | +2,331+11.1% | Added |
| Fox Run Management, L.L.C. | 23,697 | $448.1K | 0.07% | +23,697 | New |
| Captrust Financial Advisors | 23,989 | $453.6K | 0.00% | +450+1.9% | Added |
| Core Wealth Partners LLC | 24,153 | $456.7K | 0.21% | 00.0% | Unchanged |
| Summit Global Investments | 24,200 | $458.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 24,517 | $463.6K | 0.01% | +3,237+15.2% | Added |
| Diligent Investors, LLC | 24,525 | $463.8K | 0.12% | −3,480−12.4% | Reduced |
| Virtu Financial LLC | 24,898 | $471.0K | 0.03% | +24,898 | New |
| Prime Capital Investment Advisors, LLC | 25,066 | $474.0K | 0.01% | +1,185+5.0% | Added |
| Foundations Investment Advisors, LLC | 25,902 | $489.8K | 0.01% | +732+2.9% | Added |
| Caxton Associates LLP | 27,400 | $518.1K | 0.01% | −6,923−20.2% | Reduced |
| Kovitz Investment Group Partners, LLC | 28,046 | $530.4K | 0.00% | −3,729−11.7% | Reduced |
| Cerity Partners LLC | 28,593 | $540.7K | 0.00% | −1,329−4.4% | Reduced |
| AE Wealth Management LLC | 28,966 | $547.7K | 0.00% | +553+1.9% | Added |
| Autumn Glory Partners, LLC | 29,000 | $548.4K | 0.23% | 00.0% | Unchanged |
| CWM Advisors, LLC | 29,068 | $549.7K | 0.05% | +3,252+12.6% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $553.0K | 0.12% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 29,500 | $557.8K | 0.14% | −9,000−23.4% | Reduced |
| Future Financial Wealth Managment LLC | 30,175 | $570.6K | 0.36% | −200−0.7% | Reduced |
| Truist Financial Corp | 30,257 | $572.2K | 0.00% | −158−0.5% | Reduced |
| Balboa Wealth Partners | 31,017 | $586.5K | 0.10% | +1,068+3.6% | Added |