Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.57M (+21.0%) vs. Q3 2024
- Total value
- $760.4M
- +$132.6M (+21.1%) vs. Q3 2024
- New holders
- 64
- 140 more added
- Sold out
- 24
- 67 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Old Port Advisors | 10,302 | $207.0K | 0.06% | 00.0% | Unchanged |
| Diversified Enterprises, LLC | 10,312 | $207.2K | 0.02% | +10,312 | New |
| Evergreen Capital Management LLC | 10,484 | $210.6K | 0.01% | +10,484 | New |
| HB Wealth Management, LLC | 10,676 | $214.5K | 0.00% | +202+1.9% | Added |
| Principal Securities, Inc. | 10,774 | $216.4K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 10,826 | $217.5K | 0.00% | +802+8.0% | Added |
| LM Advisors LLC | 10,900 | $219.0K | 0.04% | 00.0% | Unchanged |
| IFP Advisors, Inc | 10,943 | $219.9K | 0.01% | +974+9.8% | Added |
| Wall Street Access Asset Management, LLC | 10,945 | $219.9K | 0.08% | 00.0% | Unchanged |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,000 | $221.0K | 0.00% | +11,000 | New |
| Beaumont Financial Advisors, LLC | 11,688 | $234.8K | 0.02% | +269+2.4% | Added |
| AXA S.A. | 11,892 | $238.9K | 0.00% | +11,892 | New |
| WealthBridge Capital Management, LLC | 12,000 | $241.1K | 0.07% | 00.0% | Unchanged |
| Stephens Inc | 12,050 | $242.1K | 0.00% | +12,050 | New |
| Sanctuary Advisors, LLC | 11,531 | $242.9K | 0.00% | −7,287−38.7% | Reduced |
| GWN Securities Inc. | 11,587 | $244.3K | 0.07% | +11,587 | New |
| Avantax Advisory Services, Inc. | 12,195 | $245.0K | 0.00% | −42−0.3% | Reduced |
| Keystone Financial Group | 12,198 | $245.1K | 0.02% | +12,198 | New |
| Empowered Funds, LLC | 12,295 | $247.0K | 0.00% | +12,295 | New |
| Prime Capital Investment Advisors, LLC | 12,335 | $247.8K | 0.00% | +410+3.4% | Added |
| Colony Group, LLC | 12,497 | $251.1K | 0.00% | +12,497 | New |
| Foundations Investment Advisors, LLC | 12,515 | $251.4K | 0.00% | −1,075−7.9% | Reduced |
| Advisory Research Inc | 12,695 | $255.0K | 0.04% | −147−1.1% | Reduced |
| Wintrust Investments LLC | 13,024 | $261.0K | 0.23% | +1,582+13.8% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $263.2K | 0.00% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 13,317 | $267.5K | 0.01% | −2,100−13.6% | Reduced |
| Mercer Global Advisors Inc | 13,399 | $269.2K | 0.00% | −8,095−37.7% | Reduced |
| Prosperity Consulting Group, LLC | 13,406 | $269.3K | 0.02% | +1,239+10.2% | Added |
| Sunbelt Securities, Inc. | 13,538 | $271.0K | 0.02% | −979−6.7% | Reduced |
| Wedbush Securities Inc | 13,913 | $280.0K | 0.01% | −1,814−11.5% | Reduced |
| Change Path, LLC | 13,950 | $280.3K | 0.01% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 14,014 | $281.5K | 0.01% | +1,020+7.8% | Added |
| Quest Investment Management LLC | 14,115 | $283.6K | 0.03% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 14,193 | $285.1K | 0.04% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 14,200 | $285.3K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,312 | $287.5K | 0.01% | −505−3.4% | Reduced |
| Triumph Capital Management | 14,469 | $290.7K | 0.10% | −1,027−6.6% | Reduced |
| Gsa Capital Partners LLP | 14,494 | $291.0K | 0.02% | +14,494 | New |
| Good Life Advisors, LLC | 14,498 | $291.3K | 0.02% | −14,498−50.0% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $296.3K | 0.11% | 00.0% | Unchanged |
| Allie Family Office LLC | 15,000 | $301.4K | 0.17% | 00.0% | Unchanged |
| GWM Advisors LLC | 15,030 | $301.9K | 0.00% | −935−5.9% | Reduced |
| Advisory Services Network, LLC | 15,124 | $303.8K | 0.01% | +848+5.9% | Added |
| Chung Wu Investment Group, LLC | 15,178 | $304.9K | 0.31% | +15,178 | New |
| FourThought Financial Partners, LLC | 15,190 | $305.2K | 0.03% | +15,190 | New |
| Register Financial Advisors LLC | 15,375 | $308.9K | 0.16% | +20+0.1% | Added |
| Parallel Advisors, LLC | 15,403 | $309.4K | 0.01% | −164−1.1% | Reduced |
| Occudo Quantitative Strategies LP | 15,490 | $311.2K | 0.06% | +4,848+45.6% | Added |
| Apollon Wealth Management, LLC | 15,622 | $313.8K | 0.01% | +15,622 | New |
| Chicago Partners Investment Group LLC | 15,811 | $315.9K | 0.01% | +107+0.7% | Added |
| Oppenheimer & Co Inc | 15,866 | $318.7K | 0.00% | +15,866 | New |
| Magnetar Financial LLC | 16,113 | $323.7K | 0.01% | +16,113 | New |
| Integrated Wealth Concepts LLC | 16,282 | $327.1K | 0.00% | +16,282 | New |
| Strategic Financial Concepts, LLC | 16,300 | $327.5K | 0.06% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 16,388 | $329.2K | 0.00% | +12,302+301.1% | Added |
| Brown Advisory Inc | 16,919 | $339.9K | 0.00% | −1,000−5.6% | Reduced |
| Accel Wealth Management | 17,003 | $341.6K | 0.13% | +1,154+7.3% | Added |
| Beacon Pointe Advisors, LLC | 17,111 | $343.8K | 0.00% | 00.0% | Unchanged |
| Monument Capital Management | 17,161 | $344.8K | 0.10% | −149−0.9% | Reduced |
| Colonial River Wealth Management, LLC | 17,177 | $345.1K | 0.17% | +1,875+12.3% | Added |
| Axxcess Wealth Management, LLC | 17,177 | $345.1K | 0.01% | +1,875+12.3% | Added |
| Stratos Wealth Partners, LTD. | 17,260 | $346.8K | 0.00% | +109+0.6% | Added |
| Prossimo Advisors, LLC | 17,304 | $348.0K | 0.25% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 17,645 | $354.5K | 0.00% | +10.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 17,717 | $354.7K | 0.00% | −9,602−35.1% | Reduced |
| Sit Investment Associates Inc | 18,050 | $363.0K | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 17,921 | $373.3K | 0.02% | +426+2.4% | Added |
| MAS Advisors LLC | 18,921 | $380.1K | 0.64% | −2,037−9.7% | Reduced |
| RMR Wealth Builders | 19,084 | $383.4K | 0.04% | +385+2.1% | Added |
| Principle Wealth Partners LLC | 19,385 | $389.4K | 0.03% | +3,120+19.2% | Added |
| Dark Forest Capital Management LP | 19,462 | $391.0K | 0.06% | +19,462 | New |
| First National Trust Co | 19,634 | $394.4K | 0.01% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 19,894 | $399.7K | 0.00% | −17,885−47.3% | Reduced |
| Global Endowment Management, LP | 20,000 | $401.8K | 0.05% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $401.8K | 0.32% | 00.0% | Unchanged |
| Brookstone Capital Management | 20,229 | $406.4K | 0.01% | +9,604+90.4% | Added |
| Autumn Glory Partners, LLC | 20,500 | $411.8K | 0.20% | +6,000+41.4% | Added |
| Cerity Partners LLC | 20,908 | $417.4K | 0.00% | +6,295+43.1% | Added |
| Campbell & CO Investment Adviser LLC | 20,891 | $419.7K | 0.03% | +20,891 | New |
| International Assets Investment Management, LLC | 20,742 | $422.7K | 0.04% | −386,377−94.9% | Reduced |
| Inspire Advisors, LLC | 21,071 | $423.3K | 0.05% | +2,385+12.8% | Added |
| Cornerstone Wealth Management, LLC | 21,441 | $430.8K | 0.03% | +1,568+7.9% | Added |
| MML Investors Services, LLC | 21,978 | $442.0K | 0.00% | −4,543−17.1% | Reduced |
| CWM Advisors, LLC | 22,377 | $449.6K | 0.05% | −826−3.6% | Reduced |
| Accredited Investors Inc. | 23,000 | $462.1K | 0.03% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 23,021 | $462.5K | 0.00% | −2,154−8.6% | Reduced |
| Captrust Financial Advisors | 23,413 | $470.4K | 0.00% | +2,198+10.4% | Added |
| Core Wealth Partners LLC | 24,153 | $485.2K | 0.28% | 00.0% | Unchanged |
| Diligent Investors, LLC | 24,463 | $491.5K | 0.11% | +21+0.1% | Added |
| BigSur Wealth Management LLC | 24,500 | $492.2K | 0.14% | −815−3.2% | Reduced |
| Crestline Management, LP | 24,597 | $494.2K | 0.02% | −12,806−34.2% | Reduced |
| Penbrook Management LLC | 24,602 | $494.3K | 0.34% | +408+1.7% | Added |
| Grimes & Company, Inc. | 25,414 | $510.6K | 0.01% | +5,962+30.6% | Added |
| Mariner, LLC | 25,545 | $513.2K | 0.00% | −1,027−3.9% | Reduced |
| ExodusPoint Capital Management, LP | 26,900 | $540.0K | 0.01% | +26,900 | New |
| Eagle Global Advisors LLC | 26,900 | $540.4K | 0.02% | 00.0% | Unchanged |
| AE Wealth Management LLC | 26,924 | $540.9K | 0.00% | +2,608+10.7% | Added |
| ProShare Advisors LLC | 26,966 | $541.7K | 0.00% | +3,970+17.3% | Added |
| Sand Hill Global Advisors, LLC | 27,417 | $550.8K | 0.02% | +665+2.5% | Added |
| Balboa Wealth Partners | 28,449 | $571.5K | 0.13% | +1,555+5.8% | Added |