Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2024
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 288
- −3 vs. Q1 2024
- Shares held
- 32.4M
- −1.27M (−3.8%) vs. Q1 2024
- Total value
- $671.2M
- +$54.9M (+8.9%) vs. Q1 2024
- New holders
- 32
- 118 more added
- Sold out
- 35
- 81 more reduced
3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 13,158 | $269.1K | 0.00% | +1,006+8.3% | Added |
| Advisory Research Inc | 13,997 | $286.2K | 0.05% | −217−1.5% | Reduced |
| Quest Investment Management LLC | 14,115 | $288.7K | 0.03% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 14,193 | $290.2K | 0.04% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 14,200 | $290.4K | 0.01% | +2,700+23.5% | Added |
| Advisory Services Network, LLC | 14,276 | $291.9K | 0.01% | +236+1.7% | Added |
| Chicago Partners Investment Group LLC | 13,603 | $294.8K | 0.01% | +1,619+13.5% | Added |
| Good Life Advisors, LLC | 14,498 | $296.5K | 0.02% | −649−4.3% | Reduced |
| Jane Street Group, LLC | 14,657 | $299.7K | 0.00% | −9,876−40.3% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $301.6K | 0.15% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,912 | $304.9K | 0.01% | −655−4.2% | Reduced |
| Allie Family Office LLC | 15,000 | $306.8K | 0.18% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 15,049 | $307.8K | 0.00% | −6,772−31.0% | Reduced |
| Colonial River Wealth Management, LLC | 15,302 | $312.9K | 0.17% | +1,325+9.5% | Added |
| Axxcess Wealth Management, LLC | 15,302 | $312.9K | 0.01% | +15,302 | New |
| Register Financial Advisors LLC | 15,306 | $313.0K | 0.16% | +45+0.3% | Added |
| Fulton Bank, N.A. | 15,417 | $315.3K | 0.01% | −2,000−11.5% | Reduced |
| Accel Wealth Management | 15,578 | $318.6K | 0.13% | +1,066+7.3% | Added |
| Cerity Partners LLC | 15,621 | $319.4K | 0.00% | +1,294+9.0% | Added |
| Wedbush Securities Inc | 15,689 | $321.0K | 0.01% | +569+3.8% | Added |
| IAM Advisory, LLC | 15,765 | $322.4K | 0.09% | +79+0.5% | Added |
| Principle Wealth Partners LLC | 16,390 | $335.2K | 0.03% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 16,405 | $335.5K | 0.01% | +16,405 | New |
| Aquatic Capital Management LLC | 16,700 | $341.5K | 0.01% | −11,500−40.8% | Reduced |
| Parallel Advisors, LLC | 16,725 | $342.0K | 0.01% | −22−0.1% | Reduced |
| Global Assets Advisory, LLC | 16,757 | $342.7K | 0.55% | −204,294−92.4% | Reduced |
| Prossimo Advisors, LLC | 16,949 | $347.0K | 0.31% | +16,949 | New |
| RMR Wealth Builders | 16,997 | $347.6K | 0.04% | +571+3.5% | Added |
| Proequities, Inc. | 17,073 | $349.1K | 0.02% | +398+2.4% | Added |
| Brown Advisory Inc | 17,919 | $366.4K | 0.00% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 18,009 | $368.3K | 0.01% | +7,969+79.4% | Added |
| Sit Investment Associates Inc | 18,050 | $369.0K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,150 | $371.2K | 0.04% | −552−3.0% | Reduced |
| Beacon Pointe Advisors, LLC | 18,241 | $373.0K | 0.00% | −610−3.2% | Reduced |
| TownSquare Capital, LLC | 18,400 | $376.3K | 0.01% | +2,066+12.6% | Added |
| IFP Advisors, Inc | 18,403 | $376.3K | 0.01% | −194−1.0% | Reduced |
| Monument Capital Management | 18,418 | $376.6K | 0.11% | −612−3.2% | Reduced |
| Cornerstone Wealth Management, LLC | 18,606 | $380.5K | 0.03% | +3,996+27.4% | Added |
| TFG Advisers LLC | 18,906 | $386.6K | 0.15% | +18,906 | New |
| CWM Advisors, LLC | 19,440 | $397.5K | 0.05% | −2,673−12.1% | Reduced |
| First National Trust Co | 19,634 | $401.5K | 0.02% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 20,000 | $409.0K | 0.00% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $409.0K | 0.34% | 00.0% | Unchanged |
| Captrust Financial Advisors | 20,452 | $418.2K | 0.00% | −3,519−14.7% | Reduced |
| International Assets Investment Management, LLC | 20,752 | $424.4K | 0.04% | −59,626−74.2% | Reduced |
| Inspire Advisors, LLC | 20,790 | $425.2K | 0.06% | −1,083−5.0% | Reduced |
| MAS Advisors LLC | 20,958 | $428.6K | 1.02% | −721−3.3% | Reduced |
| Kestra Advisory Services, LLC | 24,584 | $435.9K | 0.00% | +3,190+14.9% | Added |
| Equitable Holdings, Inc. | 21,862 | $447.1K | 0.00% | −1,183−5.1% | Reduced |
| Accredited Investors Inc. | 23,000 | $470.4K | 0.03% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 23,081 | $472.0K | 0.43% | −630−2.7% | Reduced |
| ProShare Advisors LLC | 23,771 | $486.1K | 0.00% | +2,902+13.9% | Added |
| Penbrook Management LLC | 23,789 | $486.5K | 0.30% | +93+0.4% | Added |
| Core Wealth Partners LLC | 24,153 | $493.9K | 0.34% | 00.0% | Unchanged |
| Diligent Investors, LLC | 24,422 | $499.4K | 0.12% | −8,782−26.4% | Reduced |
| Pathstone Holdings, LLC | 24,434 | $499.7K | 0.00% | +110.0% | Added |
| MML Investors Services, LLC | 24,670 | $505.0K | 0.00% | −434−1.7% | Reduced |
| Neuberger Berman Group LLC | 25,159 | $514.5K | 0.00% | +409+1.7% | Added |
| Triumph Capital Management | 25,297 | $517.3K | 0.20% | +25,297 | New |
| Mirae Asset Global Investments Co., Ltd. | 26,608 | $539.6K | 0.00% | +9,995+60.2% | Added |
| Sand Hill Global Advisors, LLC | 27,188 | $556.0K | 0.03% | −27,160−50.0% | Reduced |
| Verition Fund Management LLC | 27,300 | $558.3K | 0.00% | −10,080−27.0% | Reduced |
| Sowell Financial Services LLC | 27,418 | $561.0K | 0.03% | +338+1.2% | Added |
| Founders Financial Alliance, LLC | 28,028 | $573.2K | 0.17% | +627+2.3% | Added |
| Steel Peak Wealth Management LLC | 28,384 | $580.5K | 0.03% | +15,709+123.9% | Added |
| Guggenheim Capital LLC | 29,005 | $593.2K | 0.00% | +1,192+4.3% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $598.1K | 0.14% | 00.0% | Unchanged |
| AE Wealth Management LLC | 30,393 | $621.5K | 0.01% | +4,825+18.9% | Added |
| Future Financial Wealth Managment LLC | 31,300 | $640.1K | 0.56% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 31,632 | $646.9K | 0.00% | +13,765+77.0% | Added |
| 1620 Investment Advisors, Inc. | 31,746 | $649.2K | 0.50% | −200−0.6% | Reduced |
| Creative Planning | 31,994 | $654.3K | 0.00% | −7,975−20.0% | Reduced |
| Truist Financial Corp | 32,640 | $667.5K | 0.00% | −4,068−11.1% | Reduced |
| Millennium Management LLC | 33,046 | $675.8K | 0.00% | −71,158−68.3% | Reduced |
| Eagle Global Advisors LLC | 33,300 | $681.0K | 0.04% | 00.0% | Unchanged |
| Morse Asset Management, Inc | 34,300 | $701.0K | 0.17% | +34,300 | New |
| Magnetar Financial LLC | 35,064 | $717.1K | 0.01% | +35,064 | New |
| Virtus ETF Advisers LLC | 36,414 | $744.7K | 0.36% | +8,632+31.1% | Added |
| BigSur Wealth Management LLC | 37,000 | $756.6K | 0.23% | +7,300+24.6% | Added |
| Concurrent Investment Advisors, LLC | 37,493 | $766.7K | 0.03% | +10,886+40.9% | Added |
| Access Investment Management LLC | 38,200 | $781.2K | 0.25% | 00.0% | Unchanged |
| Mirador Capital Partners LP | 38,218 | $781.6K | 0.15% | +2,063+5.7% | Added |
| Federation des caisses Desjardins du Quebec | 39,412 | $806.0K | 0.00% | +35,000+793.3% | Added |
| Voloridge Investment Management, LLC | 39,549 | $808.8K | 0.00% | −107,589−73.1% | Reduced |
| Simplicity Wealth,LLC | 40,171 | $821.5K | 0.02% | +2,150+5.7% | Added |
| Bleakley Financial Group, LLC | 40,171 | $821.5K | 0.02% | +2,150+5.7% | Added |
| Independent Financial Group, LLC | 40,581 | $829.9K | 0.03% | −8,873−17.9% | Reduced |
| Dakota Wealth Management | 41,779 | $854.4K | 0.02% | 00.0% | Unchanged |
| Bristlecone Advisors, LLC | 41,986 | $858.6K | 0.07% | 00.0% | Unchanged |
| Quantbot Technologies LP | 42,677 | $872.7K | 0.04% | +11,486+36.8% | Added |
| Sigma Planning Corp | 43,186 | $883.2K | 0.03% | +1,827+4.4% | Added |
| Lido Advisors, LLC | 43,564 | $890.9K | 0.01% | +7,388+20.4% | Added |
| Mariner, LLC | 44,384 | $907.7K | 0.00% | +28,981+188.2% | Added |
| US Bancorp | 44,986 | $920.0K | 0.00% | −479−1.1% | Reduced |
| Bank of New York Mellon Corp | 44,989 | $920.0K | 0.00% | +376+0.8% | Added |
| Boston Private Wealth LLC | 46,981 | $960.8K | 0.02% | −27,160−36.6% | Reduced |
| McDonald Partners LLC | 48,000 | $981.6K | 0.26% | 00.0% | Unchanged |
| Alps Advisors Inc | 48,275 | $987.2K | 0.01% | +1,525+3.3% | Added |
| Essex Financial Services, Inc. | 53,607 | $988.5K | 0.07% | +8,930+20.0% | Added |
| Global Retirement Partners, LLC | 48,406 | $989.9K | 0.03% | +44,401+1,108.6% | Added |