Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2024
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +8 vs. Q4 2023
- Shares held
- 33.8M
- +1.93M (+6.1%) vs. Q4 2023
- Total value
- $618.4M
- +$87.6M (+16.5%) vs. Q4 2023
- New holders
- 40
- 121 more added
- Sold out
- 32
- 73 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Independent Financial Group, LLC | 49,454 | $912.4K | 0.04% | −154,322−75.7% | Reduced |
| Abundance Wealth Counselors | 50,978 | $941.0K | 0.22% | +3,750+7.9% | Added |
| IHT Wealth Management, LLC | 52,330 | $965.5K | 0.04% | +6,446+14.0% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $1.00M | 0.05% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 54,902 | $1.01M | 0.08% | +161+0.3% | Added |
| Schonfeld Strategic Advisors LLC | 55,600 | $1.03M | 0.01% | −94,200−62.9% | Reduced |
| Jump Financial, LLC | 59,405 | $1.10M | 0.03% | −105,995−64.1% | Reduced |
| Naples Global Advisors, LLC | 63,029 | $1.16M | 0.12% | −100−0.2% | Reduced |
| Toroso Investments, LLC | 63,037 | $1.16M | 0.02% | +3,768+6.4% | Added |
| HighTower Advisors, LLC | 65,860 | $1.21M | 0.00% | +8,747+15.3% | Added |
| Trexquant Investment LP | 68,298 | $1.26M | 0.03% | +39,937+140.8% | Added |
| Steward Partners Investment Advisory, LLC | 72,198 | $1.33M | 0.01% | +1,776+2.5% | Added |
| Boston Private Wealth LLC | 74,141 | $1.37M | 0.03% | +7,569+11.4% | Added |
| Natixis | 76,351 | $1.41M | 0.01% | +12,878+20.3% | Added |
| International Assets Investment Management, LLC | 80,378 | $1.46M | 0.15% | −350−0.4% | Reduced |
| HRT Financial LP | 80,734 | $1.49M | 0.01% | −28,264−25.9% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 82,620 | $1.52M | 1.02% | 00.0% | Unchanged |
| Invesco Ltd. | 82,994 | $1.53M | 0.00% | −7,590−8.4% | Reduced |
| Significant Wealth Partners LLC | 86,717 | $1.60M | 1.05% | +57,059+192.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 87,646 | $1.62M | 0.00% | +16,617+23.4% | Added |
| Nations Financial Group Inc, | 89,153 | $1.64M | 0.14% | +3,543+4.1% | Added |
| Northern Trust Corp | 90,260 | $1.67M | 0.00% | −17,830−16.5% | Reduced |
| Napa Wealth Management | 90,320 | $1.67M | 0.88% | +2,444+2.8% | Added |
| Naviter Wealth, LLC | 92,184 | $1.70M | 0.28% | +92,184 | New |
| Delphi Management Inc | 97,450 | $1.80M | 1.39% | +5,479+6.0% | Added |
| Private Advisor Group, LLC | 100,619 | $1.86M | 0.01% | +7,355+7.9% | Added |
| Millennium Management LLC | 104,204 | $1.92M | 0.00% | +83,178+395.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 104,693 | $1.93M | 0.01% | −6,102−5.5% | Reduced |
| Triad Investment Management | 109,202 | $2.01M | 2.44% | +2,970+2.8% | Added |
| PFG Investments, LLC | 109,511 | $2.02M | 0.12% | +94,736+641.2% | Added |
| Wintrust Investments LLC | 110,262 | $2.03M | 0.18% | +1,676+1.5% | Added |
| Taylor Frigon Capital Management LLC | 111,026 | $2.05M | 0.98% | +238+0.2% | Added |
| Great West Life Assurance Co | 112,339 | $2.08M | 0.00% | −10,312−8.4% | Reduced |
| CIBC Private Wealth Group, LLC | 115,495 | $2.10M | 0.00% | +1,000+0.9% | Added |
| DnB Asset Management AS | 115,630 | $2.13M | 0.01% | +10,345+9.8% | Added |
| Truvestments Capital LLC | 123,188 | $2.27M | 0.87% | +103,374+521.7% | Added |
| Polaris Capital Management, LLC | 125,545 | $2.32M | 0.12% | 00.0% | Unchanged |
| Cetera Investment Advisers | 126,789 | $2.34M | 0.01% | +79,947+170.7% | Added |
| Graypoint LLC | 133,374 | $2.46M | 0.18% | +3,416+2.6% | Added |
| Rockefeller Capital Management L.P. | 135,435 | $2.50M | 0.01% | +746+0.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 137,302 | $2.53M | 0.14% | −33,817−19.8% | Reduced |
| Bank of America Corp | 139,690 | $2.58M | 0.00% | −8,768−5.9% | Reduced |
| Mount Yale Investment Advisors, LLC | 140,090 | $2.58M | 0.20% | +1,107+0.8% | Added |
| Alliancebernstein L.P. | 140,163 | $2.59M | 0.00% | −71,241−33.7% | Reduced |
| Blair William & Co | 141,879 | $2.62M | 0.01% | +1,500+1.1% | Added |
| Ares Management LLC | 143,038 | $2.64M | 0.06% | +25,000+21.2% | Added |
| Waterloo Capital, L.P. | 144,347 | $2.66M | 0.34% | +36,166+33.4% | Added |
| Voloridge Investment Management, LLC | 147,138 | $2.71M | 0.01% | +74,490+102.5% | Added |
| Envestnet Asset Management Inc | 148,704 | $2.74M | 0.00% | +92,184+163.1% | Added |
| Tudor Investment Corp Et Al | 148,907 | $2.75M | 0.03% | +16,303+12.3% | Added |
| Baker Avenue Asset Management, LP | 158,824 | $2.93M | 0.12% | −9,030−5.4% | Reduced |
| Goldman Sachs Group Inc | 159,052 | $2.93M | 0.00% | −86,392−35.2% | Reduced |
| Advisor Group Holdings, Inc. | 161,921 | $2.99M | 0.01% | +12,894+8.7% | Added |
| Cubist Systematic Strategies, LLC | 171,182 | $3.16M | 0.04% | +151,660+776.9% | Added |
| Left Brain Wealth Management, LLC | 181,401 | $3.35M | 1.62% | +16,580+10.1% | Added |
| Ameriprise Financial Inc | 200,328 | $3.77M | 0.00% | +2,996+1.5% | Added |
| Financial Advisory Service, Inc. | 209,986 | $3.87M | 0.34% | −8,710−4.0% | Reduced |
| Centaurus Financial, Inc. | 240,818 | $4.44M | 0.31% | −3,770−1.5% | Reduced |
| D.A. Davidson & Co. | 248,115 | $4.58M | 0.04% | +26,121+11.8% | Added |
| UBS Group AG | 253,425 | $4.68M | 0.00% | +82,026+47.9% | Added |
| Miller Howard Investments Inc | 270,000 | $4.98M | 0.16% | 00.0% | Unchanged |
| Franklin Resources Inc | 271,569 | $5.01M | 0.00% | +271,569 | New |
| Atria Wealth Solutions, Inc. | 277,989 | $5.13M | 0.06% | −6,184−2.2% | Reduced |
| Commonwealth Equity Services, LLC | 297,346 | $5.49M | 0.01% | +34,808+13.3% | Added |
| The PNC Financial Services Group, Inc. | 297,806 | $5.49M | 0.00% | +1,170+0.4% | Added |
| Janney Montgomery Scott LLC | 301,373 | $5.56M | 0.02% | +18,777+6.6% | Added |
| Capital Advisory Group Advisory Services, LLC | 303,818 | $5.61M | 2.66% | +24,715+8.9% | Added |
| Muzinich & Co., Inc. | 378,292 | $6.31M | 5.47% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 341,867 | $6.31M | 0.76% | −10,586−3.0% | Reduced |
| Tectonic Advisors LLC | 344,863 | $6.36M | 0.49% | +20,071+6.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 371,183 | $6.85M | 0.00% | +1200.0% | Added |
| Advisors Asset Management, Inc. | 374,007 | $6.90M | 0.13% | +6,643+1.8% | Added |
| Border to Coast Pensions Partnership Ltd | 374,837 | $6.91M | 0.15% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 376,673 | $6.95M | 0.09% | −10,751−2.8% | Reduced |
| Stifel Financial Corp | 376,698 | $6.95M | 0.01% | +3,057+0.8% | Added |
| Citadel Advisors LLC | 505,530 | $9.33M | 0.01% | +274,071+118.4% | Added |
| S&T Bank | 528,548 | $9.75M | 1.87% | −46,848−8.1% | Reduced |
| JPMorgan Chase & Co | 535,371 | $9.88M | 0.00% | −65,664−10.9% | Reduced |
| Wells Fargo & Company | 583,996 | $10.8M | 0.00% | +70,658+13.8% | Added |
| Gilman Hill Asset Management, LLC | 600,184 | $11.1M | 1.99% | −9,139−1.5% | Reduced |
| Two Sigma Investments, LP | 614,756 | $11.3M | 0.03% | +219,403+55.5% | Added |
| BlackRock Inc. | 627,448 | $11.6M | 0.00% | −14,560−2.3% | Reduced |
| Melia Wealth LLC | 691,540 | $12.8M | 7.17% | +36,325+5.5% | Added |
| Royal Bank of Canada | 779,780 | $14.4M | 0.00% | +51,070+7.0% | Added |
| Raymond James & Associates | 779,948 | $14.4M | 0.01% | −77,729−9.1% | Reduced |
| Two Sigma Advisers, LP | 785,400 | $14.5M | 0.03% | +66,800+9.3% | Added |
| LPL Financial LLC | 786,129 | $14.5M | 0.01% | +204,742+35.2% | Added |
| Advisors Capital Management, LLC | 928,042 | $17.1M | 0.31% | −1,457−0.2% | Reduced |
| Hudson Bay Capital Management LP | 1,056,266 | $19.5M | 0.17% | +1,056,266 | New |
| Morgan Stanley | 1,141,112 | $21.1M | 0.00% | +117,234+11.4% | Added |
| Legal & General Group Plc | 1,214,282 | $22.4M | 0.01% | +43,781+3.7% | Added |
| Marshall Wace, LLP | 1,499,164 | $27.7M | 0.05% | −314,758−17.4% | Reduced |
| Van Eck Associates Corp | 2,525,848 | $46.6M | 0.07% | +111,101+4.6% | Added |
| Sound Income Strategies, LLC | 2,654,119 | $49.0M | 3.66% | +73,747+2.9% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −240,996−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −140,352−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −131,390−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −99,722−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −89,021−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −87,453−100.0% | Sold out |