Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2022
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 237
- −7 vs. Q2 2022
- Shares held
- 31.2M
- +1.30M (+4.3%) vs. Q2 2022
- Total value
- $364.1M
- −$40.6M (−10.0%) vs. Q2 2022
- New holders
- 29
- 96 more added
- Sold out
- 36
- 65 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 19,924 | $231.0K | 0.00% | +1,427+7.7% | Added |
| MML Investors Services, LLC | 19,954 | $231.0K | 0.00% | +9,480+90.5% | Added |
| Kestra Advisory Services, LLC | 20,137 | $233.0K | 0.00% | +1,660+9.0% | Added |
| Continuum Advisory, LLC | 20,215 | $234.0K | 0.04% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 20,273 | $235.0K | 0.05% | +4,426+27.9% | Added |
| Allspring Global Investments Holdings, LLC | 21,200 | $245.0K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 21,946 | $254.0K | 0.13% | +678+3.2% | Added |
| Sowell Financial Services LLC | 22,804 | $264.0K | 0.03% | −35−0.2% | Reduced |
| First Republic Investment Management, Inc. | 23,151 | $268.0K | 0.00% | +1,926+9.1% | Added |
| Putnam Investments LLC | 23,427 | $272.0K | 0.00% | +23,427 | New |
| Stephens Inc | 23,667 | $274.0K | 0.01% | −785−3.2% | Reduced |
| Ancora Advisors, LLC | 24,250 | $280.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 24,259 | $281.0K | 0.04% | −1,621−6.3% | Reduced |
| Accredited Investors Inc. | 25,000 | $290.0K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 26,150 | $303.0K | 0.00% | −6,014−18.7% | Reduced |
| Wetherby Asset Management Inc | 27,250 | $316.0K | 0.02% | +850+3.2% | Added |
| Essex Financial Services, Inc. | 27,625 | $320.0K | 0.04% | −680−2.4% | Reduced |
| Heritage Trust Co | 28,000 | $324.0K | 0.06% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 28,250 | $327.0K | 0.00% | −27,299−49.1% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $339.0K | 0.12% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 29,640 | $343.0K | 0.27% | +120+0.4% | Added |
| FourThought Financial, LLC | 30,112 | $349.0K | 0.05% | −2,118−6.6% | Reduced |
| Captrust Financial Advisors | 30,281 | $351.0K | 0.00% | +30,281 | New |
| Virtus ETF Advisers LLC | 30,591 | $354.0K | 0.14% | −11,427−27.2% | Reduced |
| Kovack Advisors, Inc. | 31,023 | $359.0K | 0.05% | +1,002+3.3% | Added |
| Alps Advisors Inc | 31,500 | $365.0K | 0.00% | +31,500 | New |
| Bristlecone Advisors, LLC | 32,246 | $373.0K | 0.05% | +1,087+3.5% | Added |
| Sit Investment Associates Inc | 32,500 | $376.0K | 0.01% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 32,513 | $377.0K | 0.00% | −723,486−95.7% | Reduced |
| Claybrook Capital, LLC | 32,620 | $378.0K | 0.24% | 00.0% | Unchanged |
| Diligent Investors, LLC | 34,076 | $395.0K | 0.14% | +23,213+213.7% | Added |
| Archer Investment Corp | 35,400 | $409.9K | 0.17% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 36,293 | $420.0K | 0.62% | −136−0.4% | Reduced |
| Future Financial Wealth Managment LLC | 31,300 | $422.0K | 0.49% | −5,000−13.8% | Reduced |
| Cetera Advisors LLC | 37,861 | $438.0K | 0.01% | +30+0.1% | Added |
| Abundance Wealth Counselors | 38,691 | $448.0K | 0.13% | +1,968+5.4% | Added |
| Jag Capital Management, LLC | 39,501 | $457.0K | 0.06% | −843−2.1% | Reduced |
| US Bancorp | 39,974 | $463.0K | 0.00% | −70−0.2% | Reduced |
| Twinbeech Capital LP | 40,902 | $474.0K | 0.01% | +40,902 | New |
| Raymond James Financial Services Advisors, Inc. | 41,197 | $477.0K | 0.00% | −2,099−4.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 41,674 | $483.0K | 0.01% | +1,325+3.3% | Added |
| Cetera Investment Advisers | 42,436 | $491.0K | 0.01% | +8,089+23.6% | Added |
| Baker Avenue Asset Management, LP | 43,724 | $506.0K | 0.03% | −42,651−49.4% | Reduced |
| Advisory Services Network, LLC | 44,451 | $515.0K | 0.02% | +11,108+33.3% | Added |
| Toroso Investments, LLC | 44,524 | $516.0K | 0.02% | +873+2.0% | Added |
| HighTower Advisors, LLC | 45,390 | $525.0K | 0.00% | +268+0.6% | Added |
| Trexquant Investment LP | 46,507 | $539.0K | 0.02% | +46,507 | New |
| GraniteShares Advisors LLC | 47,317 | $547.0K | 0.44% | −565−1.2% | Reduced |
| Invesco Ltd. | 47,311 | $548.0K | 0.00% | −38,716−45.0% | Reduced |
| Balyasny Asset Management LLC | 47,574 | $551.0K | 0.00% | +16,053+50.9% | Added |
| Mackenzie Financial Corp | 50,714 | $587.0K | 0.00% | −11,805−18.9% | Reduced |
| North Star Investment Management Corp. | 50,986 | $590.0K | 0.06% | +9,044+21.6% | Added |
| Independent Financial Group, LLC | 51,028 | $590.9K | 0.05% | −40,368−44.2% | Reduced |
| Bank of New York Mellon Corp | 53,807 | $623.0K | 0.00% | +41,757+346.5% | Added |
| Truist Financial Corp | 54,331 | $629.0K | 0.00% | +539+1.0% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $629.0K | 0.04% | +54,348 | New |
| Y-Intercept (Hong Kong) Ltd | 58,577 | $678.3K | 0.07% | +45,291+340.9% | Added |
| New York State Common Retirement Fund | 59,092 | $684.0K | 0.00% | +59,092 | New |
| Envestnet Asset Management Inc | 59,873 | $693.0K | 0.00% | −22,137−27.0% | Reduced |
| AE Wealth Management LLC | 60,885 | $705.0K | 0.01% | −10,063−14.2% | Reduced |
| Sterling Investment Advisors, Ltd. | 61,000 | $706.0K | 0.26% | 00.0% | Unchanged |
| Natixis | 61,917 | $724.0K | 0.00% | +3,221+5.5% | Added |
| Voloridge Investment Management, LLC | 64,076 | $742.0K | 0.00% | −165,877−72.1% | Reduced |
| Legacy Capital Wealth Partners, LLC | 64,710 | $749.0K | 0.40% | +2,318+3.7% | Added |
| Naples Global Advisors, LLC | 64,819 | $751.0K | 0.10% | +1,986+3.2% | Added |
| Boston Private Wealth LLC | 66,605 | $771.0K | 0.01% | +320.0% | Added |
| Banque Pictet & Cie SA | 67,151 | $777.6K | 0.01% | −62,865−48.4% | Reduced |
| Pictet North America Advisors SA | 67,151 | $777.6K | 0.12% | −62,865−48.4% | Reduced |
| Caption Management, LLC | 68,208 | $789.0K | 0.14% | +68,208 | New |
| Baird Financial Group, Inc. | 68,561 | $794.0K | 0.00% | −1,763−2.5% | Reduced |
| Qube Research & Technologies Ltd | 71,855 | $832.0K | 0.01% | +31,558+78.3% | Added |
| Deutsche Bank AG | 80,294 | $930.0K | 0.00% | +2,568+3.3% | Added |
| Bank of America Corp | 81,086 | $939.0K | 0.00% | +707+0.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 81,493 | $944.0K | 0.00% | +51,734+173.8% | Added |
| Private Advisor Group, LLC | 81,803 | $947.0K | 0.01% | +9,013+12.4% | Added |
| Taylor Frigon Capital Management LLC | 81,865 | $948.0K | 0.49% | +2,011+2.5% | Added |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $971.0K | 0.84% | 00.0% | Unchanged |
| Jump Financial, LLC | 85,161 | $986.0K | 0.04% | +85,161 | New |
| Advisory Research Inc | 89,258 | $1.03M | 0.10% | +10,458+13.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 89,697 | $1.04M | 0.01% | +3,840+4.5% | Added |
| Triad Investment Management | 92,233 | $1.07M | 1.85% | +27,852+43.3% | Added |
| International Assets Investment Management, LLC | 96,678 | $1.12M | 0.24% | −4,035−4.0% | Reduced |
| Advisor Group Holdings, Inc. | 96,692 | $1.12M | 0.00% | −15,268−13.6% | Reduced |
| CIBC Private Wealth Group, LLC | 98,010 | $1.14M | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 100,198 | $1.16M | 0.09% | −57,201−36.3% | Reduced |
| DnB Asset Management AS | 105,285 | $1.22M | 0.01% | +523+0.5% | Added |
| Polaris Capital Management, LLC | 105,798 | $1.23M | 0.05% | +8,700+9.0% | Added |
| Ameriprise Financial Inc | 111,991 | $1.30M | 0.00% | −9,955−8.2% | Reduced |
| Rockefeller Capital Management L.P. | 113,914 | $1.32M | 0.01% | +10.0% | Added |
| LSV Asset Management | 123,395 | $1.43M | 0.00% | −1,500−1.2% | Reduced |
| Goldman Sachs Group Inc | 136,026 | $1.57M | 0.00% | −147,657−52.0% | Reduced |
| Blair William & Co | 140,292 | $1.63M | 0.01% | +950+0.7% | Added |
| Great West Life Assurance Co | 148,655 | $1.72M | 0.00% | +18,374+14.1% | Added |
| Tectonic Advisors LLC | 150,159 | $1.74M | 0.32% | +33,397+28.6% | Added |
| D.A. Davidson & Co. | 155,278 | $1.80M | 0.02% | +10,956+7.6% | Added |
| Financial Advisory Service, Inc. | 159,621 | $1.85M | 0.21% | +3,222+2.1% | Added |
| Sigma Planning Corp | 160,720 | $1.86M | 0.07% | +9,739+6.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 166,136 | $1.92M | 0.13% | −4,984−2.9% | Reduced |
| Mount Yale Investment Advisors, LLC | 167,288 | $1.94M | 0.26% | +4,246+2.6% | Added |
| Security National Bank | 178,127 | $2.06M | 0.58% | +15,580+9.6% | Added |