Horizon Technology Finance Corp
HRZN- Exchange
- Nasdaq
- SEC CIK
- 0001487428
No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.
Other share classesHTFC
13F holders, Q1 2023
Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −17 vs. Q4 2022
- Shares held
- 1.57M
- −1.16M (−42.6%) vs. Q4 2022
- Total value
- $17.7M
- −$14.0M (−44.2%) vs. Q4 2022
- New holders
- 4
- 19 more added
- Sold out
- 21
- 21 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 108 | $37.7M |
| Q1 2026 | 55 | $13.5M |
| Q4 2025 | 66 | $25.8M |
| Q3 2025 | 63 | $19.2M |
| Q2 2025 | 61 | $18.9M |
| Q1 2025 | 67 | $30.1M |
| Q4 2024 | 82 | $30.3M |
| Q3 2024 | 67 | $26.7M |
| Q2 2024 | 56 | $26.9M |
| Q1 2024 | 61 | $23.8M |
| Q4 2023 | 55 | $21.4M |
| Q3 2023 | 46 | $20.7M |
| Q2 2023 | 50 | $19.7M |
| Q1 2023 | 52 | $17.7M |
| Q4 2022 | 70 | $31.7M |
| Q3 2022 | 58 | $26.0M |
| Q2 2022 | 64 | $36.4M |
| Q1 2022 | 69 | $32.8M |
| Q4 2021 | 57 | $37.9M |
| Q3 2021 | 47 | $30.8M |
| Q2 2021 | 51 | $32.6M |
| Q1 2021 | 51 | $25.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Achmea Investment Management B.V. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $11 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 45 | $508 | 0.00% | −1,755−97.5% | Reduced |
| Sound Income Strategies, LLC | 50 | $564 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 52 | $587 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 80 | $1.00K | 0.00% | −150−65.2% | Reduced |
| Johnson Financial Group, Inc. | 164 | $1.87K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 200 | $2.00K | 0.00% | −200−50.0% | Reduced |
| Allworth Financial LP | 248 | $2.80K | 0.00% | +6+2.5% | Added |
| US Bancorp | 450 | $5.08K | 0.00% | −400−47.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 700 | $7.90K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 800 | $9.00K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,386 | $15.6K | 0.00% | −1,755−55.9% | Reduced |
| Quantbot Technologies LP | 1,397 | $15.8K | 0.00% | −4,301−75.5% | Reduced |
| Bank of America Corp | 1,868 | $21.1K | 0.00% | +501+36.6% | Added |
| FNY Investment Advisers, LLC | 2,000 | $22.0K | 0.03% | +2,000 | New |
| AXS Investments LLC | 5,245 | $59.2K | 0.02% | +5,245 | New |
| BDO Wealth Advisors, LLC | 5,500 | $62.0K | 0.01% | −2,390−30.3% | Reduced |
| Advisory Services Network, LLC | 5,667 | $63.9K | 0.00% | +43+0.8% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $112.8K | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 10,346 | $117.0K | 0.01% | −383−3.6% | Reduced |
| Ameriprise Financial Inc | 10,836 | $122.2K | 0.00% | −234−2.1% | Reduced |
| BSW Wealth Partners | 11,928 | $134.5K | 0.03% | +11,928 | New |
| Fortis Capital Advisors, LLC | 12,000 | $135.4K | 0.07% | −60.0% | Reduced |
| Belpointe Asset Management LLC | 12,566 | $141.7K | 0.01% | +560+4.7% | Added |
| Creative Financial Designs Inc | 13,200 | $148.9K | 0.02% | +3,562+37.0% | Added |
| CPR Investments Inc. | 14,973 | $168.9K | 0.16% | −7,054−32.0% | Reduced |
| UBS Group AG | 15,407 | $173.8K | 0.00% | −3,110−16.8% | Reduced |
| National Asset Management, Inc. | 15,350 | $173.9K | 0.00% | −1,014−6.2% | Reduced |
| First Affirmative Financial Network | 15,946 | $179.9K | 0.21% | −234−1.4% | Reduced |
| Nia Impact Advisors, LLC | 16,249 | $183.3K | 0.10% | +1,267+8.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,649 | $188.0K | 0.00% | +16,649 | New |
| Marshall Wace, LLP | 18,297 | $206.4K | 0.00% | −114,123−86.2% | Reduced |
| Natixis Advisors, L.P. | 19,073 | $215.0K | 0.00% | −36,748−65.8% | Reduced |
| Envestnet Asset Management Inc | 22,572 | $254.6K | 0.00% | +1,358+6.4% | Added |
| Great West Life Assurance Co | 23,685 | $267.0K | 0.00% | +773+3.4% | Added |
| Invesco Ltd. | 30,094 | $339.5K | 0.00% | −12,433−29.2% | Reduced |
| Advisor Group Holdings, Inc. | 30,178 | $340.4K | 0.00% | +1,628+5.7% | Added |
| Commonwealth Equity Services, LLC | 30,955 | $349.0K | 0.00% | +5,888+23.5% | Added |
| Pathstone Family Office, LLC | 32,095 | $362.7K | 0.01% | +119+0.4% | Added |
| Virtus ETF Advisers LLC | 32,701 | $368.9K | 0.20% | +3,854+13.4% | Added |
| Royal Bank of Canada | 33,086 | $373.0K | 0.00% | −2,425−6.8% | Reduced |
| Wells Fargo & Company | 34,107 | $384.7K | 0.00% | +21,103+162.3% | Added |
| LPL Financial LLC | 36,127 | $407.5K | 0.00% | +13,226+57.8% | Added |
| ETF Store, Inc. | 36,559 | $436.1K | 0.33% | +4,509+14.1% | Added |
| Morgan Stanley | 46,191 | $521.0K | 0.00% | +66+0.1% | Added |
| Mackenzie Financial Corp | 59,509 | $671.3K | 0.00% | +17,114+40.4% | Added |
| Two Sigma Advisers, LP | 77,997 | $879.8K | 0.00% | −97,900−55.7% | Reduced |
| BlackRock Inc. | 134,788 | $1.52M | 0.00% | −10,656−7.3% | Reduced |
| Eqis Capital Management, Inc. | 146,151 | $1.65M | 0.19% | −19,231−11.6% | Reduced |
| Green Alpha Advisors, LLC | 232,829 | $2.63M | 1.84% | +39,789+20.6% | Added |
| Advisors Asset Management, Inc. | 287,234 | $3.24M | 0.07% | +14,170+5.2% | Added |
| Shelton Capital Management | 0 | $0 | 0.00% | −362,400−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −270,284−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −142,148−100.0% | Sold out |
| McKinley Capital Management LLC /Delaware | 0 | $0 | 0.00% | −75,053−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −51,692−100.0% | Sold out |
| Gitterman Wealth Management, LLC | 0 | $0 | 0.00% | −39,490−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −12,880−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −10,791−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −10,143−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,563−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −2,798−100.0% | Sold out |
| McElhenny Sheffield Capital Management, LLC | 0 | $0 | 0.00% | −2,025−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,675−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −302−100.0% | Sold out |
| Retirement Group, LLC | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −152−100.0% | Sold out |
| VitalStone Financial, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |