Skip to main content

Horizon Technology Finance Corp

HRZN
Exchange
Nasdaq
SEC CIK
0001487428

No open-market purchases or sales by Horizon Technology Finance Corp insiders were filed in the last 90 days; 108 institutions reported holding it in 13F filings for Q2 2026, worth $37.7M in total; no superinvestor holds it.

Other share classesHTFC

13F holders, Q1 2021

Institutional positions in Horizon Technology Finance Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
51
No complete 13F data for Q4 2020
Shares held
1.87M
No complete 13F data for Q4 2020
Total value
$25.0M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting HRZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 51 institutions
Q1 2021: 51 institutionsQ2 2021: 51 institutionsQ3 2021: 47 institutionsQ4 2021: 57 institutionsQ1 2022: 69 institutionsQ2 2022: 64 institutionsQ3 2022: 58 institutionsQ4 2022: 70 institutionsQ1 2023: 52 institutionsQ2 2023: 50 institutionsQ3 2023: 46 institutionsQ4 2023: 55 institutionsQ1 2024: 61 institutionsQ2 2024: 56 institutionsQ3 2024: 67 institutionsQ4 2024: 82 institutionsQ1 2025: 67 institutionsQ2 2025: 61 institutionsQ3 2025: 63 institutionsQ4 2025: 66 institutionsQ1 2026: 55 institutionsQ2 2026: 108 institutions
Value heldQ1 2021: $25.0M
Q1 2021: $25.0MQ2 2021: $32.6MQ3 2021: $30.8MQ4 2021: $37.9MQ1 2022: $32.8MQ2 2022: $36.4MQ3 2022: $26.0MQ4 2022: $31.7MQ1 2023: $17.7MQ2 2023: $19.7MQ3 2023: $20.7MQ4 2023: $21.4MQ1 2024: $23.8MQ2 2024: $26.9MQ3 2024: $26.7MQ4 2024: $30.3MQ1 2025: $30.1MQ2 2025: $18.9MQ3 2025: $19.2MQ4 2025: $25.8MQ1 2026: $13.5MQ2 2026: $37.7M
Institutions holding HRZN and their total value by quarter
QuarterHoldersValue
Q2 2026108$37.7M
Q1 202655$13.5M
Q4 202566$25.8M
Q3 202563$19.2M
Q2 202561$18.9M
Q1 202567$30.1M
Q4 202482$30.3M
Q3 202467$26.7M
Q2 202456$26.9M
Q1 202461$23.8M
Q4 202355$21.4M
Q3 202346$20.7M
Q2 202350$19.7M
Q1 202352$17.7M
Q4 202270$31.7M
Q3 202258$26.0M
Q2 202264$36.4M
Q1 202269$32.8M
Q4 202157$37.9M
Q3 202147$30.8M
Q2 202151$32.6M
Q1 202151$25.0M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Horizon Technology Finance Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding HRZN in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
JPMorgan Chase & Co8$00.00%––
Bank of America Corp1$00.00%––
Sound Income Strategies, LLC50$7190.00%––
Steward Partners Investment Advisory, LLC387$5.57K0.00%––
Harbour Investments, Inc.411$6.00K0.00%––
Credit Agricole S A600$9.00K0.00%––
Eudaimonia Partners, LLC1,379$20.0K0.00%––
Geneos Wealth Management Inc.1,460$24.0K0.00%––
Group One Trading, L.P.2,100$30.0K0.00%––
American Portfolios Advisors2,120$30.5K0.00%––
Carolinas Wealth Consulting LLC2,297$33.0K0.01%––
BDO Wealth Advisors, LLC2,390$34.0K0.00%––
Patriot Financial Group Insurance Agency, LLC2,687$39.0K0.01%––
Cutler Group LP2,800$40.0K0.00%––
Simplex Trading, LLC3,054$43.0K0.00%––
Royal Bank of Canada4,301$62.0K0.00%––
Great West Life Assurance Co5,919$84.0K0.00%––
Sowell Financial Services LLC7,132$116.0K0.00%––
Creative Financial Designs Inc8,148$117.0K0.02%––
FNY Investment Advisers, LLC9,386$134.0K0.05%––
Advisor Group Holdings, Inc.9,727$140.0K0.00%––
Avantax Planning Partners, Inc.10,100$145.0K0.01%––
Nia Impact Advisors, LLC10,509$151.0K0.08%––
Verity Asset Management, Inc.11,496$165.0K0.10%––
Sheaff Brock Investment Advisors, LLC11,498$165.0K0.02%––
Raymond James & Associates14,472$208.0K0.00%––
Hennion & Walsh Asset Management, Inc.14,537$209.0K0.01%––
Brown Advisory Securities, LLC16,362$235.0K0.04%––
Commonwealth Equity Services, LLC17,082$245.0K0.00%––
Invesco Ltd.17,892$257.0K0.00%––
LPL Financial LLC18,477$266.0K0.00%––
Parisi Gray Wealth Management22,000$316.0K0.13%––
Morgan Stanley26,016$374.0K0.00%––
Cambridge Investment Research Advisors, Inc.26,480$381.0K0.00%––
Virtus ETF Advisers LLC27,690$398.0K0.17%––
UBS Group AG29,441$423.0K0.00%––
Gitterman Wealth Management, LLC32,794$472.0K0.30%––
Natixis Advisors, L.P.34,068$489.0K0.00%––
Mackenzie Financial Corp34,444$495.0K0.00%––
California Public Employees Retirement System34,800$500.0K0.00%––
Ameriprise Financial Inc36,870$530.0K0.00%––
Wells Fargo & Company41,213$592.0K0.00%––
Green Alpha Advisors, LLC52,388$753.0K0.74%––
LSV Asset Management83,100$1.19M0.00%––
BlackRock Inc.105,276$1.51M0.00%––
Eqis Capital Management, Inc.151,827$2.18M0.17%––
Two Sigma Investments, LP156,145$2.25M0.01%––
Advisors Asset Management, Inc.167,412$2.41M0.04%––
Two Sigma Advisers, LP170,097$2.45M0.01%––
Shelton Capital Management300,000$4.31M0.15%––
Tredje AP-fonden130,000––––