Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +5 vs. Q3 2021
- Shares held
- 24.6M
- −2.58M (−9.5%) vs. Q3 2021
- Total value
- $270.6M
- −$22.5M (−7.7%) vs. Q3 2021
- New holders
- 22
- 29 more added
- Sold out
- 17
- 32 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,381,429 | $48.2M | 0.01% | +95,591+2.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,725,128 | $29.9M | 10.87% | +189,209+7.5% | Added |
| Royal Bank of Canada | 1,921,090 | $21.1M | 0.01% | +35,428+1.9% | Added |
| Invesco Ltd. | 1,387,336 | $15.2M | 0.00% | −74,912−5.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,167,645 | $12.8M | 0.06% | −43,989−3.6% | Reduced |
| Wells Fargo & Company | 1,091,357 | $12.0M | 0.00% | −123,201−10.1% | Reduced |
| Rivernorth Capital Management, LLC | 969,893 | $10.7M | 0.43% | −28,352−2.8% | Reduced |
| Penserra Capital Management LLC | 948,414 | $10.4M | 0.22% | +13,151+1.4% | Added |
| Quantedge Capital Pte Ltd | 928,193 | $10.2M | 4.31% | −95,039−9.3% | Reduced |
| LPL Financial LLC | 781,635 | $8.59M | 0.01% | −5,427−0.7% | Reduced |
| Camelot Portfolios, LLC | 763,355 | $8.39M | 3.38% | +82,156+12.1% | Added |
| Advisor Group Holdings, Inc. | 602,452 | $6.62M | 0.01% | −35,328−5.5% | Reduced |
| Envestnet Asset Management Inc | 562,727 | $6.18M | 0.00% | +73,091+14.9% | Added |
| Bulldog Investors, LLP | 490,758 | $5.39M | 1.44% | +50,079+11.4% | Added |
| Oppenheimer & Co Inc | 480,317 | $5.28M | 0.09% | −4,438−0.9% | Reduced |
| IHT Wealth Management, LLC | 463,882 | $5.10M | 0.38% | −11,637−2.4% | Reduced |
| Geneos Wealth Management Inc. | 419,002 | $4.60M | 0.18% | −12,986−3.0% | Reduced |
| Raymond James & Associates | 354,722 | $3.90M | 0.00% | +90,306+34.2% | Added |
| Commonwealth Equity Services, LLC | 336,695 | $3.70M | 0.01% | +9,650+3.0% | Added |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.67M | 0.52% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 259,652 | $2.85M | 0.40% | +259,652 | New |
| Segantii Capital Management Ltd | 217,275 | $2.39M | 0.08% | +217,275 | New |
| Bokf, NA | 208,966 | $2.30M | 0.04% | +1,037+0.5% | Added |
| Advisor Resource Council | 179,709 | $1.98M | 0.15% | +179,709 | New |
| Aristides Capital LLC | 164,616 | $1.81M | 1.04% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 125,283 | $1.38M | 0.28% | −3,002−2.3% | Reduced |
| Marks Group Wealth Management, Inc | 115,740 | $1.27M | 0.16% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 113,263 | $1.25M | 0.02% | +12,960+12.9% | Added |
| 6 Meridian | 106,258 | $1.17M | 0.09% | −7,192−6.3% | Reduced |
| Koshinski Asset Management, Inc. | 102,439 | $1.13M | 0.09% | −198−0.2% | Reduced |
| Truist Financial Corp | 97,714 | $1.07M | 0.00% | +1,964+2.1% | Added |
| Steward Partners Investment Advisory, LLC | 88,828 | $976.0K | 0.01% | −8,147−8.4% | Reduced |
| Janney Montgomery Scott LLC | 87,695 | $964.0K | 0.00% | +4,295+5.1% | Added |
| Arete Wealth Advisors, LLC | 85,527 | $940.0K | 0.08% | −3,823−4.3% | Reduced |
| Retirement Guys Formula LLC | 80,725 | $888.0K | 0.70% | +80,725 | New |
| AEGON USA Investment Management, LLC | 74,565 | $819.0K | 0.23% | 00.0% | Unchanged |
| Arnhold LLC | 72,500 | $797.0K | 0.09% | 00.0% | Unchanged |
| Wealth Management Solutions, LLC | 70,307 | $773.0K | 0.40% | +70,307 | New |
| Sigma Planning Corp | 70,226 | $772.0K | 0.02% | −16,854−19.4% | Reduced |
| Kingsview Wealth Management, LLC | 67,557 | $742.0K | 0.03% | +1,328+2.0% | Added |
| Qube Research & Technologies Ltd | 58,650 | $645.0K | 0.00% | +58,650 | New |
| MONECO Advisors, LLC | 53,207 | $599.0K | 0.23% | −4,286−7.5% | Reduced |
| Walleye Capital LLC | 52,567 | $578.0K | 0.02% | +52,567 | New |
| HighTower Advisors, LLC | 48,426 | $536.0K | 0.00% | +4,073+9.2% | Added |
| Knightsbridge Asset Management, LLC | 41,846 | $460.0K | 0.15% | +855+2.1% | Added |
| Millennium Management LLC | 40,289 | $443.0K | 0.00% | +3,045+8.2% | Added |
| Icon Advisers Inc | 40,172 | $441.0K | 0.07% | −229,776−85.1% | Reduced |
| Private Advisor Group, LLC | 38,591 | $424.0K | 0.00% | +24,199+168.1% | Added |
| Cetera Advisor Networks LLC | 37,642 | $414.0K | 0.01% | −15,725−29.5% | Reduced |
| Foresight Wealth Management, LLC | 36,298 | $399.0K | 0.15% | +5,297+17.1% | Added |
| Independent Financial Group, LLC | 34,695 | $381.3K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 31,806 | $349.0K | 0.01% | +31,806 | New |
| TCG Advisory Services, LLC | 29,625 | $326.0K | 0.08% | −864−2.8% | Reduced |
| Advisors Asset Management, Inc. | 27,341 | $300.5K | 0.00% | −428−1.5% | Reduced |
| Avantax Advisory Services, Inc. | 26,311 | $289.0K | 0.00% | +1,011+4.0% | Added |
| Moors & Cabot, Inc. | 25,800 | $284.0K | 0.02% | +10,000+63.3% | Added |
| Cantor Fitzgerald Investment Adviser L.P. | 24,274 | $267.0K | 0.02% | 00.0% | Unchanged |
| CSS LLC | 24,025 | $264.0K | 0.01% | −14,858−38.2% | Reduced |
| Cetera Investment Advisers | 23,672 | $260.0K | 0.00% | −13,883−37.0% | Reduced |
| Kestra Advisory Services, LLC | 23,189 | $255.0K | 0.00% | −25,403−52.3% | Reduced |
| Arlington Capital Management, Inc. | 22,110 | $243.0K | 0.44% | +166+0.8% | Added |
| NEXT Financial Group, Inc | 20,949 | $230.0K | 0.02% | +4,980+31.2% | Added |
| Integrated Capital Management, Inc. | 20,131 | $221.0K | 0.17% | +1,503+8.1% | Added |
| Winmill & Co. Inc | 19,330 | $212.0K | 0.06% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 18,733 | $206.0K | 0.03% | −8,691−31.7% | Reduced |
| V Wealth Advisors LLC | 18,397 | $202.0K | 0.03% | +54+0.3% | Added |
| Washington Trust Co | 18,150 | $199.0K | 0.01% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 17,816 | $196.0K | 0.08% | +17,816 | New |
| Stephens Inc | 17,570 | $193.0K | 0.00% | −2,619−13.0% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $187.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 16,721 | $183.0K | 0.00% | −5,224−23.8% | Reduced |
| Gladstone Institutional Advisory LLC | 16,543 | $182.0K | 0.01% | +16,543 | New |
| Walleye Trading LLC | 16,424 | $180.0K | 0.00% | +16,424 | New |
| Ahrens Investment Partners LLC | 16,200 | $178.0K | 0.08% | −11,100−40.7% | Reduced |
| Carroll Financial Associates, Inc. | 14,900 | $164.0K | 0.01% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 14,900 | $164.0K | 0.07% | +14,900 | New |
| Advisory Services Network, LLC | 14,022 | $154.0K | 0.00% | +775+5.9% | Added |
| Spire Wealth Management | 13,257 | $146.0K | 0.00% | −25,800−66.1% | Reduced |
| Beacon Financial Advisory LLC | 13,143 | $144.0K | 0.07% | −454−3.3% | Reduced |
| KFA Private Wealth Group, LLC | 12,822 | $141.0K | 0.07% | −17,328−57.5% | Reduced |
| MML Investors Services, LLC | 11,741 | $129.0K | 0.00% | +11,741 | New |
| Bank of America Corp | 8,757 | $96.0K | 0.00% | −24,705−73.8% | Reduced |
| JPMorgan Chase & Co | 8,645 | $95.0K | 0.00% | +8,645 | New |
| US Bancorp | 8,319 | $91.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 6,356 | $70.0K | 0.00% | +129+2.1% | Added |
| Rockefeller Capital Management L.P. | 3,120 | $34.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,563 | $28.2K | 0.00% | +53+2.1% | Added |
| Creative Financial Designs Inc | 2,363 | $26.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $20.0K | 0.01% | +1,800 | New |
| Bessemer Group Inc | 1,408 | $15.0K | 0.00% | +1,408 | New |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,125 | $12.0K | 0.00% | +1,125 | New |
| Concord Wealth Partners | 649 | $7.00K | 0.00% | +649 | New |
| JNBA Financial Advisors | 544 | $6.00K | 0.00% | +11+2.1% | Added |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| Widmann Financial Services, Inc. | 606 | $6.00K | 0.00% | +606 | New |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 57 | $1.00K | 0.00% | +57 | New |