Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −6 vs. Q2 2022
- Shares held
- 23.3M
- −719.4K (−3.0%) vs. Q2 2022
- Total value
- $226.5M
- −$43.6M (−16.2%) vs. Q2 2022
- New holders
- 9
- 42 more added
- Sold out
- 15
- 26 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,533,071 | $44.1M | 0.01% | +103,200+2.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,395,110 | $23.3M | 9.93% | −92,392−3.7% | Reduced |
| Royal Bank of Canada | 2,017,378 | $19.6M | 0.01% | −7,294−0.4% | Reduced |
| Invesco Ltd. | 1,325,612 | $12.9M | 0.00% | −2,456−0.2% | Reduced |
| LPL Financial LLC | 991,590 | $9.64M | 0.01% | +51,780+5.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 935,986 | $9.10M | 0.05% | −446,082−32.3% | Reduced |
| Advisor Group Holdings, Inc. | 906,183 | $8.81M | 0.02% | +62,067+7.4% | Added |
| Quantedge Capital Pte Ltd | 726,903 | $7.07M | 2.18% | −125,447−14.7% | Reduced |
| Penserra Capital Management LLC | 684,128 | $6.65M | 0.19% | −219,061−24.3% | Reduced |
| Envestnet Asset Management Inc | 646,058 | $6.28M | 0.00% | +73,111+12.8% | Added |
| Wells Fargo & Company | 547,551 | $5.32M | 0.00% | −1,523−0.3% | Reduced |
| Oppenheimer & Co Inc | 523,667 | $5.09M | 0.12% | +16,197+3.2% | Added |
| IHT Wealth Management, LLC | 466,929 | $4.54M | 0.34% | +1,231+0.3% | Added |
| Camelot Portfolios, LLC | 448,490 | $4.36M | 4.11% | −154,754−25.7% | Reduced |
| Geneos Wealth Management Inc. | 438,298 | $4.26M | 0.29% | −21,197−4.6% | Reduced |
| Nations Financial Group Inc, | 407,044 | $3.96M | 0.57% | +1,250+0.3% | Added |
| Amundi | 390,781 | $3.93M | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 397,753 | $3.87M | 1.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 337,069 | $3.28M | 0.01% | −16,556−4.7% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.25M | 0.22% | 00.0% | Unchanged |
| Raymond James & Associates | 324,002 | $3.15M | 0.00% | +186,761+136.1% | Added |
| Landscape Capital Management, L.L.C. | 242,681 | $2.36M | 0.31% | +132,968+121.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 213,875 | $2.08M | 0.00% | −82,900−27.9% | Reduced |
| Bokf, NA | 189,514 | $1.84M | 0.04% | +4,541+2.5% | Added |
| Truist Financial Corp | 176,920 | $1.72M | 0.00% | +77,725+78.4% | Added |
| Aristides Capital LLC | 164,616 | $1.60M | 1.37% | 00.0% | Unchanged |
| Matisse Capital | 135,000 | $1.31M | 1.66% | +82,738+158.3% | Added |
| Marks Group Wealth Management, Inc | 117,115 | $1.14M | 0.17% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 114,057 | $1.11M | 0.02% | +100+0.1% | Added |
| UBS Group AG | 110,255 | $1.07M | 0.00% | +9,312+9.2% | Added |
| Janney Montgomery Scott LLC | 108,658 | $1.06M | 0.00% | −6,126−5.3% | Reduced |
| Rockefeller Capital Management L.P. | 102,462 | $995.0K | 0.01% | +14,956+17.1% | Added |
| Pinnacle Wealth Planning Services, Inc. | 98,553 | $958.0K | 0.18% | −500−0.5% | Reduced |
| Baird Financial Group, Inc. | 96,666 | $940.0K | 0.00% | +43,736+82.6% | Added |
| Steward Partners Investment Advisory, LLC | 93,460 | $908.0K | 0.02% | +515+0.6% | Added |
| Walleye Capital LLC | 92,136 | $896.0K | 0.02% | −16,131−14.9% | Reduced |
| Knightsbridge Asset Management, LLC | 88,928 | $864.0K | 0.18% | +1,802+2.1% | Added |
| Arete Wealth Advisors, LLC | 87,479 | $850.0K | 0.08% | +1,246+1.4% | Added |
| Hightower 6M Holding, LLC | 72,924 | $709.0K | 0.06% | −16,396−18.4% | Reduced |
| Kingsview Wealth Management, LLC | 64,776 | $630.0K | 0.03% | −10,513−14.0% | Reduced |
| RFG Advisory, LLC | 55,145 | $630.0K | 0.04% | −8,260−13.0% | Reduced |
| Qube Research & Technologies Ltd | 62,166 | $604.0K | 0.00% | +4,997+8.7% | Added |
| Mariner Investment Group LLC | 58,026 | $564.0K | 0.64% | +16,000+38.1% | Added |
| MONECO Advisors, LLC | 55,367 | $538.0K | 0.22% | +793+1.5% | Added |
| Wealth Management Solutions, LLC | 52,383 | $509.0K | 0.30% | −1,036−1.9% | Reduced |
| Cetera Advisor Networks LLC | 52,218 | $508.0K | 0.01% | +14,174+37.3% | Added |
| Captrust Financial Advisors | 47,611 | $463.0K | 0.00% | +47,611 | New |
| Atria Wealth Solutions, Inc. | 46,844 | $457.2K | 0.01% | +18,041+62.6% | Added |
| Retirement Guys Formula LLC | 46,760 | $454.0K | 0.48% | −10,453−18.3% | Reduced |
| All Season Financial Advisors, Inc. | 45,733 | $445.0K | 0.48% | −136,852−75.0% | Reduced |
| Avantax Advisory Services, Inc. | 42,545 | $414.0K | 0.01% | −10,671−20.1% | Reduced |
| National Asset Management, Inc. | 37,697 | $367.0K | 0.01% | +37,697 | New |
| Independent Financial Group, LLC | 37,139 | $361.0K | 0.03% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 36,578 | $356.0K | 0.09% | +36,578 | New |
| Global Retirement Partners, LLC | 29,509 | $333.0K | 0.03% | −911−3.0% | Reduced |
| Kestra Advisory Services, LLC | 32,280 | $314.0K | 0.00% | +5,496+20.5% | Added |
| Independent Solutions Wealth Management, LLC | 27,530 | $267.6K | 0.09% | +27,530 | New |
| Private Advisor Group, LLC | 22,607 | $220.0K | 0.00% | +1,928+9.3% | Added |
| CSS LLC | 22,072 | $215.0K | 0.01% | +147+0.7% | Added |
| Scotia Capital Inc. | 21,743 | $211.0K | 0.00% | +496+2.3% | Added |
| Pekin Hardy Strauss, Inc. | 18,733 | $182.0K | 0.03% | 00.0% | Unchanged |
| Stephens Inc | 18,470 | $180.0K | 0.00% | +900+5.1% | Added |
| Washington Trust Co | 18,150 | $176.0K | 0.01% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 17,565 | $171.0K | 0.03% | +59+0.3% | Added |
| Integrated Capital Management, Inc. | 17,229 | $167.0K | 0.16% | +49+0.3% | Added |
| Cresset Asset Management, LLC | 17,000 | $165.0K | 0.00% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 15,636 | $152.0K | 0.07% | +311+2.0% | Added |
| MML Investors Services, LLC | 15,193 | $148.0K | 0.00% | +1,450+10.6% | Added |
| Capital Investment Advisory Services, LLC | 14,220 | $138.0K | 0.02% | +14,220 | New |
| Raymond James Trust N.A. | 14,094 | $137.0K | 0.01% | +1,400+11.0% | Added |
| Beacon Financial Advisory LLC | 13,319 | $129.0K | 0.09% | +80+0.6% | Added |
| Cetera Investment Advisers | 13,195 | $128.0K | 0.00% | −1,782−11.9% | Reduced |
| Jane Street Group, LLC | 12,547 | $122.0K | 0.00% | +12,547 | New |
| Ahrens Investment Partners LLC | 12,200 | $119.0K | 0.06% | +1,200+10.9% | Added |
| CNH Partners LLC | 12,065 | $117.0K | 0.00% | +12,065 | New |
| Foresight Wealth Management, LLC | 11,861 | $115.0K | 0.05% | +218+1.9% | Added |
| Moors & Cabot, Inc. | 11,700 | $114.0K | 0.01% | −14,100−54.7% | Reduced |
| Koshinski Asset Management, Inc. | 10,498 | $102.0K | 0.01% | +10,498 | New |
| Bank of America Corp | 9,531 | $93.0K | 0.00% | +931+10.8% | Added |
| US Bancorp | 8,319 | $81.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,030 | $29.4K | 0.00% | +27+0.9% | Added |
| IFP Advisors, Inc | 1,733 | $27.0K | 0.00% | +20+1.2% | Added |
| Blue Bell Private Wealth Management, LLC | 2,764 | $27.0K | 0.01% | +2,764 | New |
| Creative Financial Designs Inc | 2,363 | $23.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $17.0K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,328 | $13.0K | 0.00% | −246−15.6% | Reduced |
| Princeton Global Asset Management LLC | 1,125 | $11.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 758 | $7.00K | 0.00% | −12,500−94.3% | Reduced |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 571 | $6.00K | 0.00% | +12+2.1% | Added |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −5,431−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −219,954−100.0% | Sold out |
| Arnhold LLC | 0 | $0 | 0.00% | −95,600−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −25,675−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,570−100.0% | Sold out |