Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +5 vs. Q1 2022
- Shares held
- 24.0M
- +652.3K (+2.8%) vs. Q1 2022
- Total value
- $270.4M
- −$8.65M (−3.1%) vs. Q1 2022
- New holders
- 12
- 36 more added
- Sold out
- 7
- 34 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,429,871 | $49.9M | 0.01% | +102,447+2.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,487,502 | $28.0M | 11.60% | −451,828−15.4% | Reduced |
| Royal Bank of Canada | 2,024,672 | $22.8M | 0.01% | +63,235+3.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,382,068 | $15.6M | 0.08% | +47,308+3.5% | Added |
| Invesco Ltd. | 1,328,068 | $15.0M | 0.00% | −33,678−2.5% | Reduced |
| LPL Financial LLC | 939,810 | $10.6M | 0.01% | +102,348+12.2% | Added |
| Penserra Capital Management LLC | 903,189 | $10.2M | 0.28% | −16,036−1.7% | Reduced |
| Quantedge Capital Pte Ltd | 852,350 | $9.60M | 1.93% | −22,538−2.6% | Reduced |
| Advisor Group Holdings, Inc. | 844,116 | $9.50M | 0.02% | +273,456+47.9% | Added |
| Camelot Portfolios, LLC | 603,244 | $6.79M | 4.10% | −46,558−7.2% | Reduced |
| Envestnet Asset Management Inc | 572,947 | $6.45M | 0.00% | −30,417−5.0% | Reduced |
| Wells Fargo & Company | 549,074 | $6.18M | 0.00% | −104,435−16.0% | Reduced |
| Oppenheimer & Co Inc | 507,470 | $5.71M | 0.12% | +24,499+5.1% | Added |
| IHT Wealth Management, LLC | 465,698 | $5.24M | 0.46% | +594+0.1% | Added |
| Geneos Wealth Management Inc. | 459,495 | $5.15M | 0.25% | +28,642+6.6% | Added |
| Nations Financial Group Inc, | 405,794 | $4.57M | 0.61% | −500−0.1% | Reduced |
| Bulldog Investors, LLP | 397,753 | $4.48M | 1.24% | −58,208−12.8% | Reduced |
| Amundi | 390,781 | $4.41M | 0.00% | +390,781 | New |
| Commonwealth Equity Services, LLC | 353,625 | $3.98M | 0.01% | +26,078+8.0% | Added |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.76M | 0.33% | −56,100−14.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 296,775 | $3.34M | 0.01% | +283,179+2,082.8% | Added |
| Advisor Resource Council | 219,954 | $2.48M | 0.23% | +219,954 | New |
| Bokf, NA | 184,973 | $2.08M | 0.04% | −24,293−11.6% | Reduced |
| All Season Financial Advisors, Inc. | 182,585 | $2.06M | 1.76% | −6,199−3.3% | Reduced |
| Aristides Capital LLC | 164,616 | $1.85M | 1.45% | 00.0% | Unchanged |
| Raymond James & Associates | 137,241 | $1.54M | 0.00% | −349,417−71.8% | Reduced |
| Marks Group Wealth Management, Inc | 117,115 | $1.32M | 0.19% | +1,375+1.2% | Added |
| Park Avenue Securities LLC | 113,957 | $1.28M | 0.02% | −477−0.4% | Reduced |
| Janney Montgomery Scott LLC | 114,784 | $1.27M | 0.01% | +9,578+9.1% | Added |
| Landscape Capital Management, L.L.C. | 109,713 | $1.24M | 0.17% | +43,302+65.2% | Added |
| Walleye Capital LLC | 108,267 | $1.22M | 0.03% | +28,456+35.7% | Added |
| UBS Group AG | 100,943 | $1.14M | 0.00% | +81,220+411.8% | Added |
| Truist Financial Corp | 99,195 | $1.12M | 0.00% | −12,560−11.2% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 99,053 | $1.11M | 0.20% | −21,228−17.6% | Reduced |
| Arnhold LLC | 95,600 | $1.08M | 0.13% | +22,500+30.8% | Added |
| Steward Partners Investment Advisory, LLC | 92,945 | $1.05M | 0.02% | +5,160+5.9% | Added |
| Hightower 6M Holding, LLC | 89,320 | $1.01M | 0.08% | −9,031−9.2% | Reduced |
| Rockefeller Capital Management L.P. | 87,506 | $985.0K | 0.01% | +66,353+313.7% | Added |
| Knightsbridge Asset Management, LLC | 87,126 | $981.0K | 0.19% | +44,429+104.1% | Added |
| Arete Wealth Advisors, LLC | 86,233 | $971.0K | 0.11% | −498−0.6% | Reduced |
| Kingsview Wealth Management, LLC | 75,289 | $848.0K | 0.04% | +4,954+7.0% | Added |
| RFG Advisory, LLC | 63,405 | $733.0K | 0.04% | +63,405 | New |
| Retirement Guys Formula LLC | 57,213 | $645.0K | 0.66% | −6,497−10.2% | Reduced |
| Qube Research & Technologies Ltd | 57,169 | $644.0K | 0.00% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 54,574 | $615.0K | 0.24% | +785+1.5% | Added |
| Wealth Management Solutions, LLC | 53,419 | $601.0K | 0.34% | −4,657−8.0% | Reduced |
| Avantax Advisory Services, Inc. | 53,216 | $599.0K | 0.01% | +3,362+6.7% | Added |
| Baird Financial Group, Inc. | 52,930 | $596.0K | 0.00% | −583−1.1% | Reduced |
| Matisse Capital | 52,262 | $588.0K | 0.56% | +52,262 | New |
| Sigma Planning Corp | 46,000 | $518.0K | 0.02% | −18,502−28.7% | Reduced |
| Mariner Investment Group LLC | 42,026 | $473.0K | 0.50% | +19,161+83.8% | Added |
| Cetera Advisor Networks LLC | 38,044 | $429.0K | 0.01% | −3,171−7.7% | Reduced |
| Independent Financial Group, LLC | 37,139 | $418.2K | 0.04% | +1,674+4.7% | Added |
| Global Retirement Partners, LLC | 30,420 | $343.0K | 0.03% | +36+0.1% | Added |
| Atria Wealth Solutions, Inc. | 28,803 | $324.0K | 0.01% | −12,758−30.7% | Reduced |
| Kestra Advisory Services, LLC | 26,784 | $302.0K | 0.00% | +3,443+14.8% | Added |
| Moors & Cabot, Inc. | 25,800 | $291.0K | 0.02% | +1,500+6.2% | Added |
| Bluefin Capital Management, LLC | 25,675 | $283.0K | 0.04% | +25,675 | New |
| CSS LLC | 21,925 | $247.0K | 0.01% | 00.0% | Unchanged |
| Scotia Capital Inc. | 21,247 | $239.0K | 0.00% | +8,098+61.6% | Added |
| B. Riley Wealth Management, Inc. | 20,974 | $236.0K | 0.02% | +20,974 | New |
| Private Advisor Group, LLC | 20,679 | $233.0K | 0.00% | +855+4.3% | Added |
| Pekin Hardy Strauss, Inc. | 18,733 | $211.0K | 0.03% | 00.0% | Unchanged |
| Washington Trust Co | 18,150 | $204.0K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 17,570 | $198.0K | 0.00% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 17,506 | $197.0K | 0.04% | −945−5.1% | Reduced |
| Integrated Capital Management, Inc. | 17,180 | $193.0K | 0.18% | −554−3.1% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $191.0K | 0.00% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 15,325 | $173.0K | 0.08% | +293+1.9% | Added |
| Cetera Investment Advisers | 14,977 | $169.0K | 0.00% | −632−4.0% | Reduced |
| MML Investors Services, LLC | 13,743 | $155.0K | 0.00% | +1,647+13.6% | Added |
| Susquehanna International Group, LLP | 13,570 | $153.0K | 0.00% | +13,570 | New |
| Beacon Financial Advisory LLC | 13,239 | $149.0K | 0.08% | −144−1.1% | Reduced |
| Spire Wealth Management | 13,258 | $149.0K | 0.01% | +10.0% | Added |
| Gladstone Institutional Advisory LLC | 12,676 | $143.0K | 0.01% | −4,536−26.4% | Reduced |
| Raymond James Trust N.A. | 12,694 | $143.0K | 0.01% | +12,694 | New |
| Foresight Wealth Management, LLC | 11,643 | $131.0K | 0.05% | −502−4.1% | Reduced |
| Wealth Quarterback LLC | 11,258 | $127.0K | 0.10% | +11,258 | New |
| Ahrens Investment Partners LLC | 11,000 | $124.0K | 0.05% | −1,000−8.3% | Reduced |
| Bank of America Corp | 8,600 | $97.0K | 0.00% | −157−1.8% | Reduced |
| US Bancorp | 8,319 | $94.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 5,431 | $61.0K | 0.01% | −55−1.0% | Reduced |
| Lee Financial Co | 4,340 | $49.0K | 0.01% | +4,340 | New |
| American Portfolios Advisors | 3,003 | $33.8K | 0.00% | +52+1.8% | Added |
| Creative Financial Designs Inc | 2,363 | $27.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,713 | $27.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $20.0K | 0.01% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 1,618 | $18.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,574 | $18.0K | 0.00% | +27+1.7% | Added |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,125 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 720 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 578 | $7.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 559 | $6.00K | 0.00% | +4+0.7% | Added |
| Concord Wealth Partners | 472 | $5.00K | 0.00% | +10+2.2% | Added |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 154 | $2.00K | 0.00% | +154 | New |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 57 | $1.00K | 0.00% | +57 | New |