Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +5 vs. Q1 2022
- Shares held
- 24.0M
- +652.3K (+2.8%) vs. Q1 2022
- Total value
- $270.4M
- −$8.65M (−3.1%) vs. Q1 2022
- New holders
- 12
- 36 more added
- Sold out
- 7
- 34 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 57 | $1.00K | 0.00% | +57 | New |
| CWM, LLC | 154 | $2.00K | 0.00% | +154 | New |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 472 | $5.00K | 0.00% | +10+2.2% | Added |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 559 | $6.00K | 0.00% | +4+0.7% | Added |
| Tradewinds Capital Management, LLC | 578 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 720 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,125 | $13.0K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 1,618 | $18.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,574 | $18.0K | 0.00% | +27+1.7% | Added |
| Byrne Asset Management LLC | 1,800 | $20.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $27.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,713 | $27.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,003 | $33.8K | 0.00% | +52+1.8% | Added |
| Lee Financial Co | 4,340 | $49.0K | 0.01% | +4,340 | New |
| Proequities, Inc. | 5,431 | $61.0K | 0.01% | −55−1.0% | Reduced |
| US Bancorp | 8,319 | $94.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 8,600 | $97.0K | 0.00% | −157−1.8% | Reduced |
| Ahrens Investment Partners LLC | 11,000 | $124.0K | 0.05% | −1,000−8.3% | Reduced |
| Wealth Quarterback LLC | 11,258 | $127.0K | 0.10% | +11,258 | New |
| Foresight Wealth Management, LLC | 11,643 | $131.0K | 0.05% | −502−4.1% | Reduced |
| Gladstone Institutional Advisory LLC | 12,676 | $143.0K | 0.01% | −4,536−26.4% | Reduced |
| Raymond James Trust N.A. | 12,694 | $143.0K | 0.01% | +12,694 | New |
| Beacon Financial Advisory LLC | 13,239 | $149.0K | 0.08% | −144−1.1% | Reduced |
| Spire Wealth Management | 13,258 | $149.0K | 0.01% | +10.0% | Added |
| Susquehanna International Group, LLP | 13,570 | $153.0K | 0.00% | +13,570 | New |
| MML Investors Services, LLC | 13,743 | $155.0K | 0.00% | +1,647+13.6% | Added |
| Cetera Investment Advisers | 14,977 | $169.0K | 0.00% | −632−4.0% | Reduced |
| Keystone Wealth Services, LLC | 15,325 | $173.0K | 0.08% | +293+1.9% | Added |
| Cresset Asset Management, LLC | 17,000 | $191.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 17,180 | $193.0K | 0.18% | −554−3.1% | Reduced |
| V Wealth Advisors LLC | 17,506 | $197.0K | 0.04% | −945−5.1% | Reduced |
| Stephens Inc | 17,570 | $198.0K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 18,150 | $204.0K | 0.01% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 18,733 | $211.0K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 20,679 | $233.0K | 0.00% | +855+4.3% | Added |
| B. Riley Wealth Management, Inc. | 20,974 | $236.0K | 0.02% | +20,974 | New |
| Scotia Capital Inc. | 21,247 | $239.0K | 0.00% | +8,098+61.6% | Added |
| CSS LLC | 21,925 | $247.0K | 0.01% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 25,675 | $283.0K | 0.04% | +25,675 | New |
| Moors & Cabot, Inc. | 25,800 | $291.0K | 0.02% | +1,500+6.2% | Added |
| Kestra Advisory Services, LLC | 26,784 | $302.0K | 0.00% | +3,443+14.8% | Added |
| Atria Wealth Solutions, Inc. | 28,803 | $324.0K | 0.01% | −12,758−30.7% | Reduced |
| Global Retirement Partners, LLC | 30,420 | $343.0K | 0.03% | +36+0.1% | Added |
| Independent Financial Group, LLC | 37,139 | $418.2K | 0.04% | +1,674+4.7% | Added |
| Cetera Advisor Networks LLC | 38,044 | $429.0K | 0.01% | −3,171−7.7% | Reduced |
| Mariner Investment Group LLC | 42,026 | $473.0K | 0.50% | +19,161+83.8% | Added |
| Sigma Planning Corp | 46,000 | $518.0K | 0.02% | −18,502−28.7% | Reduced |
| Matisse Capital | 52,262 | $588.0K | 0.56% | +52,262 | New |
| Baird Financial Group, Inc. | 52,930 | $596.0K | 0.00% | −583−1.1% | Reduced |
| Avantax Advisory Services, Inc. | 53,216 | $599.0K | 0.01% | +3,362+6.7% | Added |
| Wealth Management Solutions, LLC | 53,419 | $601.0K | 0.34% | −4,657−8.0% | Reduced |
| MONECO Advisors, LLC | 54,574 | $615.0K | 0.24% | +785+1.5% | Added |
| Qube Research & Technologies Ltd | 57,169 | $644.0K | 0.00% | 00.0% | Unchanged |
| Retirement Guys Formula LLC | 57,213 | $645.0K | 0.66% | −6,497−10.2% | Reduced |
| RFG Advisory, LLC | 63,405 | $733.0K | 0.04% | +63,405 | New |
| Kingsview Wealth Management, LLC | 75,289 | $848.0K | 0.04% | +4,954+7.0% | Added |
| Arete Wealth Advisors, LLC | 86,233 | $971.0K | 0.11% | −498−0.6% | Reduced |
| Knightsbridge Asset Management, LLC | 87,126 | $981.0K | 0.19% | +44,429+104.1% | Added |
| Rockefeller Capital Management L.P. | 87,506 | $985.0K | 0.01% | +66,353+313.7% | Added |
| Hightower 6M Holding, LLC | 89,320 | $1.01M | 0.08% | −9,031−9.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 92,945 | $1.05M | 0.02% | +5,160+5.9% | Added |
| Arnhold LLC | 95,600 | $1.08M | 0.13% | +22,500+30.8% | Added |
| Pinnacle Wealth Planning Services, Inc. | 99,053 | $1.11M | 0.20% | −21,228−17.6% | Reduced |
| Truist Financial Corp | 99,195 | $1.12M | 0.00% | −12,560−11.2% | Reduced |
| UBS Group AG | 100,943 | $1.14M | 0.00% | +81,220+411.8% | Added |
| Walleye Capital LLC | 108,267 | $1.22M | 0.03% | +28,456+35.7% | Added |
| Landscape Capital Management, L.L.C. | 109,713 | $1.24M | 0.17% | +43,302+65.2% | Added |
| Janney Montgomery Scott LLC | 114,784 | $1.27M | 0.01% | +9,578+9.1% | Added |
| Park Avenue Securities LLC | 113,957 | $1.28M | 0.02% | −477−0.4% | Reduced |
| Marks Group Wealth Management, Inc | 117,115 | $1.32M | 0.19% | +1,375+1.2% | Added |
| Raymond James & Associates | 137,241 | $1.54M | 0.00% | −349,417−71.8% | Reduced |
| Aristides Capital LLC | 164,616 | $1.85M | 1.45% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 182,585 | $2.06M | 1.76% | −6,199−3.3% | Reduced |
| Bokf, NA | 184,973 | $2.08M | 0.04% | −24,293−11.6% | Reduced |
| Advisor Resource Council | 219,954 | $2.48M | 0.23% | +219,954 | New |
| Raymond James Financial Services Advisors, Inc. | 296,775 | $3.34M | 0.01% | +283,179+2,082.8% | Added |
| Highland Capital Management Fund Advisors, L.P. | 334,005 | $3.76M | 0.33% | −56,100−14.4% | Reduced |
| Commonwealth Equity Services, LLC | 353,625 | $3.98M | 0.01% | +26,078+8.0% | Added |
| Amundi | 390,781 | $4.41M | 0.00% | +390,781 | New |
| Bulldog Investors, LLP | 397,753 | $4.48M | 1.24% | −58,208−12.8% | Reduced |
| Nations Financial Group Inc, | 405,794 | $4.57M | 0.61% | −500−0.1% | Reduced |
| Geneos Wealth Management Inc. | 459,495 | $5.15M | 0.25% | +28,642+6.6% | Added |
| IHT Wealth Management, LLC | 465,698 | $5.24M | 0.46% | +594+0.1% | Added |
| Oppenheimer & Co Inc | 507,470 | $5.71M | 0.12% | +24,499+5.1% | Added |
| Wells Fargo & Company | 549,074 | $6.18M | 0.00% | −104,435−16.0% | Reduced |
| Envestnet Asset Management Inc | 572,947 | $6.45M | 0.00% | −30,417−5.0% | Reduced |
| Camelot Portfolios, LLC | 603,244 | $6.79M | 4.10% | −46,558−7.2% | Reduced |
| Advisor Group Holdings, Inc. | 844,116 | $9.50M | 0.02% | +273,456+47.9% | Added |
| Quantedge Capital Pte Ltd | 852,350 | $9.60M | 1.93% | −22,538−2.6% | Reduced |
| Penserra Capital Management LLC | 903,189 | $10.2M | 0.28% | −16,036−1.7% | Reduced |
| LPL Financial LLC | 939,810 | $10.6M | 0.01% | +102,348+12.2% | Added |
| Invesco Ltd. | 1,328,068 | $15.0M | 0.00% | −33,678−2.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,382,068 | $15.6M | 0.08% | +47,308+3.5% | Added |
| Royal Bank of Canada | 2,024,672 | $22.8M | 0.01% | +63,235+3.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,487,502 | $28.0M | 11.60% | −451,828−15.4% | Reduced |