Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 105
- +8 vs. Q2 2023
- Shares held
- 24.7M
- +717.6K (+3.0%) vs. Q2 2023
- Total value
- $198.7M
- −$18.1M (−8.3%) vs. Q2 2023
- New holders
- 15
- 40 more added
- Sold out
- 7
- 26 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,419,844 | $35.5M | 0.00% | −9,602−0.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,871,671 | $23.1M | 8.92% | −50,336−1.7% | Reduced |
| Royal Bank of Canada | 1,911,165 | $15.4M | 0.00% | +57,693+3.1% | Added |
| LPL Financial LLC | 1,488,573 | $12.0M | 0.01% | +10,030+0.7% | Added |
| Invesco Ltd. | 1,255,144 | $10.1M | 0.00% | −52,560−4.0% | Reduced |
| Envestnet Asset Management Inc | 960,905 | $7.73M | 0.00% | +9,377+1.0% | Added |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $7.38M | 1.04% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 916,208 | $7.37M | 0.15% | +97,440+11.9% | Added |
| Atlas Wealth LLC | 879,966 | $7.07M | 1.32% | −13,684−1.5% | Reduced |
| Oppenheimer & Co Inc | 672,404 | $5.41M | 0.11% | +20,345+3.1% | Added |
| Commonwealth Equity Services, LLC | 536,754 | $4.32M | 0.01% | +12,752+2.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 535,964 | $4.31M | 0.02% | −4,765−0.9% | Reduced |
| IHT Wealth Management, LLC | 499,210 | $4.01M | 0.20% | +10,376+2.1% | Added |
| Wells Fargo & Company | 479,999 | $3.86M | 0.00% | +3,795+0.8% | Added |
| Raymond James & Associates | 464,726 | $3.74M | 0.00% | +354,383+321.2% | Added |
| Advisor Group Holdings, Inc. | 419,675 | $3.37M | 0.00% | +97,398+30.2% | Added |
| Geneos Wealth Management Inc. | 406,303 | $3.27M | 0.17% | −14,641−3.5% | Reduced |
| Camelot Portfolios, LLC | 379,209 | $3.05M | 2.92% | −154,233−28.9% | Reduced |
| Nations Financial Group Inc, | 375,530 | $3.02M | 0.30% | +8,014+2.2% | Added |
| Bulldog Investors, LLP | 351,923 | $2.83M | 0.98% | 00.0% | Unchanged |
| Amundi | 367,181 | $2.82M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 324,877 | $2.60M | 0.00% | +205,484+172.1% | Added |
| Landscape Capital Management, L.L.C. | 279,706 | $2.25M | 0.30% | +89,234+46.8% | Added |
| CNH Partners LLC | 190,528 | $1.53M | 0.07% | 00.0% | Unchanged |
| Bokf, NA | 204,628 | $1.49M | 0.03% | −4,265−2.0% | Reduced |
| Icon Advisers Inc | 172,433 | $1.37M | 0.34% | +35,984+26.4% | Added |
| Matisse Capital | 170,000 | $1.37M | 0.96% | +10,000+6.3% | Added |
| Aristides Capital LLC | 164,616 | $1.32M | 0.88% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 130,420 | $1.05M | 0.02% | +11,016+9.2% | Added |
| Marks Group Wealth Management, Inc | 118,805 | $955.2K | 0.12% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 96,560 | $776.0K | 0.00% | −5,496−5.4% | Reduced |
| Arete Wealth Advisors, LLC | 94,560 | $760.4K | 0.13% | +5,140+5.7% | Added |
| Truist Financial Corp | 91,198 | $733.2K | 0.00% | +605+0.7% | Added |
| NWF Advisory Services Inc. | 89,100 | $716.4K | 0.17% | −1,300−1.4% | Reduced |
| Kingsview Wealth Management, LLC | 86,137 | $692.5K | 0.02% | +9,067+11.8% | Added |
| Qube Research & Technologies Ltd | 84,179 | $676.8K | 0.00% | +860+1.0% | Added |
| Baird Financial Group, Inc. | 68,414 | $550.0K | 0.00% | +1,182+1.8% | Added |
| Prevail Innovative Wealth Advisors, LLC | 58,188 | $467.8K | 0.24% | +31,543+118.4% | Added |
| Arlington Capital Management, Inc. | 51,261 | $412.1K | 0.43% | +558+1.1% | Added |
| Wealth Management Solutions, LLC | 51,035 | $410.3K | 0.28% | +225+0.4% | Added |
| Knightsbridge Asset Management, LLC | 49,074 | $395.0K | 0.12% | +1,347+2.8% | Added |
| MONECO Advisors, LLC | 44,911 | $361.1K | 0.10% | −2,325−4.9% | Reduced |
| Rockefeller Capital Management L.P. | 44,904 | $361.0K | 0.00% | +182+0.4% | Added |
| Independent Financial Group, LLC | 39,543 | $317.9K | 0.02% | −3,564−8.3% | Reduced |
| Claybrook Capital, LLC | 38,853 | $312.4K | 0.18% | 00.0% | Unchanged |
| Cetera Investment Advisers | 37,310 | $300.0K | 0.00% | +7,421+24.8% | Added |
| Scotia Capital Inc. | 36,322 | $292.1K | 0.00% | +4,904+15.6% | Added |
| Captrust Financial Advisors | 34,601 | $278.2K | 0.00% | −12,038−25.8% | Reduced |
| National Asset Management, Inc. | 33,208 | $267.0K | 0.01% | −2,000−5.7% | Reduced |
| Samalin Investment Counsel, LLC | 32,951 | $264.9K | 0.15% | +8,551+35.0% | Added |
| Raymond James Trust N.A. | 32,662 | $262.6K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 32,086 | $258.0K | 0.00% | −461−1.4% | Reduced |
| Melfa Wealth Management, LLC | 31,771 | $255.4K | 0.28% | +782+2.5% | Added |
| Avantax Advisory Services, Inc. | 31,182 | $250.7K | 0.00% | +1,297+4.3% | Added |
| Envestnet Portfolio Solutions, Inc. | 30,948 | $248.8K | 0.00% | +30,948 | New |
| UBS Group AG | 29,570 | $237.7K | 0.00% | −78,219−72.6% | Reduced |
| Jane Street Group, LLC | 28,898 | $232.3K | 0.00% | +28,898 | New |
| SFI Advisors, LLC | 26,340 | $211.8K | 0.21% | +26,340 | New |
| Atria Wealth Solutions, Inc. | 26,325 | $211.7K | 0.00% | −11,193−29.8% | Reduced |
| Kestra Advisory Services, LLC | 25,150 | $202.2K | 0.00% | +573+2.3% | Added |
| Steward Partners Investment Advisory, LLC | 24,991 | $200.9K | 0.00% | −8,924−26.3% | Reduced |
| CSS LLC | 22,072 | $177.5K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 21,704 | $174.5K | 0.15% | +1,143+5.6% | Added |
| Private Advisor Group, LLC | 20,863 | $167.7K | 0.00% | −398−1.9% | Reduced |
| AEGON USA Investment Management, LLC | 18,172 | $146.1K | 0.11% | +18,172 | New |
| Pekin Hardy Strauss, Inc. | 17,933 | $144.2K | 0.02% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 17,724 | $142.5K | 0.00% | −1,597−8.3% | Reduced |
| One Charles Private Wealth Services, LLC | 17,248 | $138.7K | 0.08% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 17,217 | $138.4K | 0.05% | +456+2.7% | Added |
| Cresset Asset Management, LLC | 17,000 | $136.7K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 16,505 | $132.7K | 0.07% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,978 | $128.0K | 0.00% | +158+1.0% | Added |
| Beacon Financial Advisory LLC | 15,072 | $121.2K | 0.07% | +251+1.7% | Added |
| Verition Fund Management LLC | 15,000 | $120.6K | 0.00% | +15,000 | New |
| Sovereign Financial Group, Inc. | 14,000 | $112.6K | 0.04% | +14,000 | New |
| Comerica Bank | 13,948 | $112.1K | 0.00% | +13,948 | New |
| Jackson Wealth Management, LLC | 13,237 | $106.0K | 0.02% | 00.0% | Unchanged |
| Ignite Planners, LLC | 13,402 | $103.3K | 0.03% | +13,402 | New |
| Citadel Advisors LLC | 12,743 | $102.5K | 0.00% | +12,743 | New |
| Pinnacle Wealth Planning Services, Inc. | 12,500 | $100.5K | 0.02% | −76,657−86.0% | Reduced |
| Capital Investment Advisory Services, LLC | 12,182 | $97.9K | 0.01% | −1,175−8.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 11,919 | $95.8K | 0.00% | +11,919 | New |
| Koshinski Asset Management, Inc. | 11,625 | $93.5K | 0.01% | −3,241−21.8% | Reduced |
| HRT Financial LP | 10,244 | $82.0K | 0.00% | +10,244 | New |
| Spire Wealth Management | 9,587 | $77.1K | 0.00% | +35+0.4% | Added |
| NBC Securities, Inc. | 9,480 | $76.0K | 0.01% | +9,480 | New |
| Baker Avenue Asset Management, LP | 3,710 | $29.8K | 0.00% | +3,710 | New |
| Blue Bell Private Wealth Management, LLC | 2,764 | $22.2K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $19.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,339 | $18.8K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $14.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,741 | $14.0K | 0.01% | +1,141+190.2% | Added |
| Bessemer Group Inc | 1,490 | $12.0K | 0.00% | −725−32.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,479 | $11.9K | 0.00% | +1,479 | New |
| Princeton Global Asset Management LLC | 1,125 | $9.04K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,020 | $8.20K | 0.00% | −2,418−70.3% | Reduced |
| JNBA Financial Advisors | 624 | $5.01K | 0.00% | +12+2.0% | Added |
| Raleigh Capital Management Inc. | 600 | $4.82K | 0.00% | −350−36.8% | Reduced |
| Concord Wealth Partners | 527 | $4.23K | 0.00% | +15+2.9% | Added |
| Sound Income Strategies, LLC | 382 | $3.07K | 0.00% | 00.0% | Unchanged |