Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- 0 vs. Q2 2024
- Shares held
- 29.2M
- −1.46M (−4.7%) vs. Q2 2024
- Total value
- $178.9M
- −$12.6M (−6.6%) vs. Q2 2024
- New holders
- 12
- 38 more added
- Sold out
- 12
- 32 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,720,216 | $22.8M | 0.00% | +42,772+1.2% | Added |
| Raymond James & Associates | 3,691,545 | $22.6M | 0.01% | +473,237+14.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 3,019,455 | $18.5M | 6.16% | −250,736−7.7% | Reduced |
| Royal Bank of Canada | 2,586,505 | $15.9M | 0.00% | +384,344+17.5% | Added |
| Envestnet Asset Management Inc | 2,023,129 | $12.4M | 0.00% | +189,639+10.3% | Added |
| Invesco Ltd. | 1,824,440 | $11.2M | 0.00% | +17,228+1.0% | Added |
| Landscape Capital Management, L.L.C. | 1,351,451 | $8.28M | 0.84% | +435,572+47.6% | Added |
| LPL Financial LLC | 1,100,300 | $6.74M | 0.00% | −38,261−3.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 973,971 | $5.97M | 0.02% | −12,681−1.3% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $5.63M | 0.68% | −72,607−7.3% | Reduced |
| Oppenheimer & Co Inc | 614,627 | $3.77M | 0.06% | −73,383−10.7% | Reduced |
| Commonwealth Equity Services, LLC | 535,123 | $3.28M | 0.00% | +23,996+4.7% | Added |
| Alpine Global Management, LLC | 500,000 | $3.06M | 0.74% | +200,000+66.7% | Added |
| IHT Wealth Management, LLC | 466,737 | $2.86M | 0.08% | −21,656−4.4% | Reduced |
| Matisse Capital | 455,065 | $2.79M | 1.36% | +20,065+4.6% | Added |
| Geneos Wealth Management Inc. | 402,271 | $2.47M | 0.09% | +1370.0% | Added |
| HighTower Advisors, LLC | 391,927 | $2.40M | 0.00% | −38,057−8.9% | Reduced |
| Camelot Portfolios, LLC | 381,850 | $2.34M | 2.31% | −200,813−34.5% | Reduced |
| RSM US Wealth Management LLC | 375,384 | $2.28M | 0.03% | −7,530−2.0% | Reduced |
| Nations Financial Group Inc, | 363,740 | $2.23M | 0.16% | −10,770−2.9% | Reduced |
| Bulldog Investors, LLP | 352,186 | $2.16M | 0.74% | −112,309−24.2% | Reduced |
| Advisor Group Holdings, Inc. | 270,405 | $1.66M | 0.00% | +39,695+17.2% | Added |
| Park Avenue Securities LLC | 187,728 | $1.15M | 0.01% | −29,976−13.8% | Reduced |
| NWF Advisory Services Inc. | 187,400 | $1.15M | 0.17% | +36,850+24.5% | Added |
| AEGON USA Investment Management, LLC | 163,121 | $999.9K | 0.76% | +18,172+12.5% | Added |
| Aristides Capital LLC | 134,616 | $825.2K | 0.34% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 102,586 | $628.9K | 0.00% | +7,966+8.4% | Added |
| Sage Capital Management, LLC | 101,438 | $621.8K | 0.30% | −16,503−14.0% | Reduced |
| Millennium Management LLC | 95,583 | $585.9K | 0.00% | +95,583 | New |
| Samalin Investment Counsel, LLC | 90,359 | $553.9K | 0.24% | +19,517+27.6% | Added |
| Arete Wealth Advisors, LLC | 90,146 | $553.0K | 0.05% | −1,574−1.7% | Reduced |
| Arlington Capital Management, Inc. | 83,054 | $509.1K | 0.42% | +14,257+20.7% | Added |
| Innova Wealth Partners | 83,054 | $509.1K | 0.42% | +83,054 | New |
| Janney Montgomery Scott LLC | 79,647 | $488.0K | 0.00% | −12,249−13.3% | Reduced |
| Independent Financial Group, LLC | 65,256 | $400.0K | 0.01% | +1,325+2.1% | Added |
| SFI Advisors, LLC | 63,982 | $392.2K | 0.28% | +1,022+1.6% | Added |
| Private Capital Management, LLC | 59,900 | $367.2K | 0.04% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 58,300 | $357.4K | 0.20% | +15,950+37.7% | Added |
| Cetera Investment Advisers | 58,051 | $355.9K | 0.00% | +8,692+17.6% | Added |
| Envestnet Portfolio Solutions, Inc. | 54,730 | $335.5K | 0.00% | +6,311+13.0% | Added |
| Knightsbridge Asset Management, LLC | 53,393 | $327.3K | 0.07% | +1,000+1.9% | Added |
| Atria Wealth Solutions, Inc. | 52,345 | $320.9K | 0.00% | +6,395+13.9% | Added |
| Creative Planning | 51,848 | $317.8K | 0.00% | −25,062−32.6% | Reduced |
| Scotia Capital Inc. | 49,362 | $302.6K | 0.00% | 00.0% | Unchanged |
| Ariadne Wealth Management, LP | 52,441 | $292.1K | 0.16% | +660+1.3% | Added |
| Calamos Advisors LLC | 43,408 | $266.1K | 0.00% | +6,201+16.7% | Added |
| Goldman Sachs Group Inc | 43,277 | $265.3K | 0.00% | +43,277 | New |
| Integrated Capital Management, Inc. | 39,876 | $244.4K | 0.19% | −2,739−6.4% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $224.2K | 0.03% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 35,734 | $219.1K | 0.00% | −7,954−18.2% | Reduced |
| Raymond James Trust N.A. | 32,262 | $197.8K | 0.00% | −400−1.2% | Reduced |
| Sanctuary Advisors, LLC | 36,530 | $193.2K | 0.00% | +525+1.5% | Added |
| UBS Group AG | 31,312 | $191.9K | 0.00% | +106+0.3% | Added |
| Melfa Wealth Management, LLC | 29,135 | $178.6K | 0.12% | −2,760−8.7% | Reduced |
| National Asset Management, Inc. | 28,538 | $176.8K | 0.00% | −2,140−7.0% | Reduced |
| Kestra Advisory Services, LLC | 28,188 | $172.8K | 0.00% | +788+2.9% | Added |
| Truist Financial Corp | 27,991 | $171.6K | 0.00% | −14,269−33.8% | Reduced |
| Captrust Financial Advisors | 27,368 | $167.8K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 27,253 | $167.1K | 0.00% | −22,166−44.9% | Reduced |
| Stephens Inc | 26,787 | $164.2K | 0.00% | −1,589−5.6% | Reduced |
| MONECO Advisors, LLC | 26,492 | $162.4K | 0.02% | −8,664−24.6% | Reduced |
| True North Advisors, LLC | 25,578 | $156.8K | 0.04% | −3,037−10.6% | Reduced |
| CSS LLC | 22,072 | $135.3K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 19,352 | $118.6K | 0.00% | −5,348−21.7% | Reduced |
| Keystone Wealth Services, LLC | 18,897 | $115.8K | 0.03% | +355+1.9% | Added |
| Capital Investment Advisory Services, LLC | 18,555 | $113.7K | 0.01% | +1,625+9.6% | Added |
| One Charles Private Wealth Services, LLC | 17,248 | $105.7K | 0.04% | 00.0% | Unchanged |
| Channel Wealth LLC | 17,062 | $104.6K | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 15,273 | $93.6K | 0.00% | −14,204−48.2% | Reduced |
| Private Capital Management LLC | 14,800 | $90.7K | 0.02% | +14,800 | New |
| MML Investors Services, LLC | 14,188 | $87.0K | 0.00% | −1,607−10.2% | Reduced |
| Susquehanna International Group, LLP | 13,252 | $81.2K | 0.00% | +13,252 | New |
| Jackson Wealth Management, LLC | 13,237 | $81.0K | 0.01% | +13,237 | New |
| U.S. Capital Wealth Advisors, LLC | 13,164 | $80.7K | 0.00% | +13,164 | New |
| Beacon Financial Advisory LLC | 13,088 | $80.2K | 0.03% | +140+1.1% | Added |
| Inscription Capital, LLC | 11,914 | $73.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 11,905 | $73.0K | 0.00% | +11,147+1,470.6% | Added |
| Koshinski Asset Management, Inc. | 11,625 | $71.3K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 11,341 | $69.5K | 0.00% | +11,341 | New |
| Comerica Bank | 10,155 | $62.3K | 0.00% | +831+8.9% | Added |
| Marex Group plc | 10,113 | $62.0K | 0.00% | +10,113 | New |
| Spire Wealth Management | 7,000 | $42.9K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 5,394 | $33.1K | 0.01% | +1,200+28.6% | Added |
| Legacy Investment Solutions, LLC | 5,270 | $28.5K | 0.02% | +5,270 | New |
| Legacy Wealth Managment, LLC | 5,270 | $28.5K | 0.02% | +5,270 | New |
| Wells Fargo & Company | 3,979 | $24.4K | 0.00% | −1,795−31.1% | Reduced |
| Creative Financial Designs Inc | 2,363 | $14.5K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,338 | $14.3K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,222 | $14.0K | 0.00% | +169+8.2% | Added |
| AlphaMark Advisors, LLC | 1,911 | $12.0K | 0.00% | +36+1.9% | Added |
| CoreCap Advisors, LLC | 1,907 | $11.7K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $11.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,110 | $6.80K | 0.00% | +21+1.9% | Added |
| CIBC Private Wealth Group, LLC | 728 | $4.46K | 0.00% | −4,520−86.1% | Reduced |
| Asset Dedication, LLC | 571 | $3.50K | 0.00% | −5,418−90.5% | Reduced |
| Sound Income Strategies, LLC | 382 | $2.34K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $1.75K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 188 | $1.15K | 0.00% | +80+74.1% | Added |
| CWM, LLC | 99 | $1.00K | 0.00% | +99 | New |
| Cedar Mountain Advisors, LLC | 82 | $503 | 0.00% | 00.0% | Unchanged |