Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Highland Opportunities & Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- 0 vs. Q2 2024
- Shares held
- 29.2M
- −1.46M (−4.7%) vs. Q2 2024
- Total value
- $178.9M
- −$12.6M (−6.6%) vs. Q2 2024
- New holders
- 12
- 38 more added
- Sold out
- 12
- 32 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 8 | $49 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $503 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 99 | $1.00K | 0.00% | +99 | New |
| Principal Securities, Inc. | 188 | $1.15K | 0.00% | +80+74.1% | Added |
| Caldwell Sutter Capital, Inc. | 285 | $1.75K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $2.34K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 571 | $3.50K | 0.00% | −5,418−90.5% | Reduced |
| CIBC Private Wealth Group, LLC | 728 | $4.46K | 0.00% | −4,520−86.1% | Reduced |
| IFP Advisors, Inc | 1,110 | $6.80K | 0.00% | +21+1.9% | Added |
| Byrne Asset Management LLC | 1,800 | $11.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,907 | $11.7K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,911 | $12.0K | 0.00% | +36+1.9% | Added |
| Bessemer Group Inc | 2,222 | $14.0K | 0.00% | +169+8.2% | Added |
| Steward Partners Investment Advisory, LLC | 2,338 | $14.3K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $14.5K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,979 | $24.4K | 0.00% | −1,795−31.1% | Reduced |
| Legacy Investment Solutions, LLC | 5,270 | $28.5K | 0.02% | +5,270 | New |
| Legacy Wealth Managment, LLC | 5,270 | $28.5K | 0.02% | +5,270 | New |
| Blue Bell Private Wealth Management, LLC | 5,394 | $33.1K | 0.01% | +1,200+28.6% | Added |
| Spire Wealth Management | 7,000 | $42.9K | 0.00% | 00.0% | Unchanged |
| Marex Group plc | 10,113 | $62.0K | 0.00% | +10,113 | New |
| Comerica Bank | 10,155 | $62.3K | 0.00% | +831+8.9% | Added |
| The PNC Financial Services Group, Inc. | 11,341 | $69.5K | 0.00% | +11,341 | New |
| Koshinski Asset Management, Inc. | 11,625 | $71.3K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 11,905 | $73.0K | 0.00% | +11,147+1,470.6% | Added |
| Inscription Capital, LLC | 11,914 | $73.0K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 13,088 | $80.2K | 0.03% | +140+1.1% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,164 | $80.7K | 0.00% | +13,164 | New |
| Jackson Wealth Management, LLC | 13,237 | $81.0K | 0.01% | +13,237 | New |
| Susquehanna International Group, LLP | 13,252 | $81.2K | 0.00% | +13,252 | New |
| MML Investors Services, LLC | 14,188 | $87.0K | 0.00% | −1,607−10.2% | Reduced |
| Private Capital Management LLC | 14,800 | $90.7K | 0.02% | +14,800 | New |
| Jane Street Group, LLC | 15,273 | $93.6K | 0.00% | −14,204−48.2% | Reduced |
| Channel Wealth LLC | 17,062 | $104.6K | 0.03% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $105.7K | 0.04% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 18,555 | $113.7K | 0.01% | +1,625+9.6% | Added |
| Keystone Wealth Services, LLC | 18,897 | $115.8K | 0.03% | +355+1.9% | Added |
| Private Advisor Group, LLC | 19,352 | $118.6K | 0.00% | −5,348−21.7% | Reduced |
| CSS LLC | 22,072 | $135.3K | 0.01% | 00.0% | Unchanged |
| True North Advisors, LLC | 25,578 | $156.8K | 0.04% | −3,037−10.6% | Reduced |
| MONECO Advisors, LLC | 26,492 | $162.4K | 0.02% | −8,664−24.6% | Reduced |
| Stephens Inc | 26,787 | $164.2K | 0.00% | −1,589−5.6% | Reduced |
| Kingsview Wealth Management, LLC | 27,253 | $167.1K | 0.00% | −22,166−44.9% | Reduced |
| Captrust Financial Advisors | 27,368 | $167.8K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 27,991 | $171.6K | 0.00% | −14,269−33.8% | Reduced |
| Kestra Advisory Services, LLC | 28,188 | $172.8K | 0.00% | +788+2.9% | Added |
| National Asset Management, Inc. | 28,538 | $176.8K | 0.00% | −2,140−7.0% | Reduced |
| Melfa Wealth Management, LLC | 29,135 | $178.6K | 0.12% | −2,760−8.7% | Reduced |
| UBS Group AG | 31,312 | $191.9K | 0.00% | +106+0.3% | Added |
| Sanctuary Advisors, LLC | 36,530 | $193.2K | 0.00% | +525+1.5% | Added |
| Raymond James Trust N.A. | 32,262 | $197.8K | 0.00% | −400−1.2% | Reduced |
| Rockefeller Capital Management L.P. | 35,734 | $219.1K | 0.00% | −7,954−18.2% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $224.2K | 0.03% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 39,876 | $244.4K | 0.19% | −2,739−6.4% | Reduced |
| Goldman Sachs Group Inc | 43,277 | $265.3K | 0.00% | +43,277 | New |
| Calamos Advisors LLC | 43,408 | $266.1K | 0.00% | +6,201+16.7% | Added |
| Ariadne Wealth Management, LP | 52,441 | $292.1K | 0.16% | +660+1.3% | Added |
| Scotia Capital Inc. | 49,362 | $302.6K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 51,848 | $317.8K | 0.00% | −25,062−32.6% | Reduced |
| Atria Wealth Solutions, Inc. | 52,345 | $320.9K | 0.00% | +6,395+13.9% | Added |
| Knightsbridge Asset Management, LLC | 53,393 | $327.3K | 0.07% | +1,000+1.9% | Added |
| Envestnet Portfolio Solutions, Inc. | 54,730 | $335.5K | 0.00% | +6,311+13.0% | Added |
| Cetera Investment Advisers | 58,051 | $355.9K | 0.00% | +8,692+17.6% | Added |
| Concorde Asset Management, LLC | 58,300 | $357.4K | 0.20% | +15,950+37.7% | Added |
| Private Capital Management, LLC | 59,900 | $367.2K | 0.04% | 00.0% | Unchanged |
| SFI Advisors, LLC | 63,982 | $392.2K | 0.28% | +1,022+1.6% | Added |
| Independent Financial Group, LLC | 65,256 | $400.0K | 0.01% | +1,325+2.1% | Added |
| Janney Montgomery Scott LLC | 79,647 | $488.0K | 0.00% | −12,249−13.3% | Reduced |
| Arlington Capital Management, Inc. | 83,054 | $509.1K | 0.42% | +14,257+20.7% | Added |
| Innova Wealth Partners | 83,054 | $509.1K | 0.42% | +83,054 | New |
| Arete Wealth Advisors, LLC | 90,146 | $553.0K | 0.05% | −1,574−1.7% | Reduced |
| Samalin Investment Counsel, LLC | 90,359 | $553.9K | 0.24% | +19,517+27.6% | Added |
| Millennium Management LLC | 95,583 | $585.9K | 0.00% | +95,583 | New |
| Sage Capital Management, LLC | 101,438 | $621.8K | 0.30% | −16,503−14.0% | Reduced |
| Baird Financial Group, Inc. | 102,586 | $628.9K | 0.00% | +7,966+8.4% | Added |
| Aristides Capital LLC | 134,616 | $825.2K | 0.34% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 163,121 | $999.9K | 0.76% | +18,172+12.5% | Added |
| NWF Advisory Services Inc. | 187,400 | $1.15M | 0.17% | +36,850+24.5% | Added |
| Park Avenue Securities LLC | 187,728 | $1.15M | 0.01% | −29,976−13.8% | Reduced |
| Advisor Group Holdings, Inc. | 270,405 | $1.66M | 0.00% | +39,695+17.2% | Added |
| Bulldog Investors, LLP | 352,186 | $2.16M | 0.74% | −112,309−24.2% | Reduced |
| Nations Financial Group Inc, | 363,740 | $2.23M | 0.16% | −10,770−2.9% | Reduced |
| RSM US Wealth Management LLC | 375,384 | $2.28M | 0.03% | −7,530−2.0% | Reduced |
| Camelot Portfolios, LLC | 381,850 | $2.34M | 2.31% | −200,813−34.5% | Reduced |
| HighTower Advisors, LLC | 391,927 | $2.40M | 0.00% | −38,057−8.9% | Reduced |
| Geneos Wealth Management Inc. | 402,271 | $2.47M | 0.09% | +1370.0% | Added |
| Matisse Capital | 455,065 | $2.79M | 1.36% | +20,065+4.6% | Added |
| IHT Wealth Management, LLC | 466,737 | $2.86M | 0.08% | −21,656−4.4% | Reduced |
| Alpine Global Management, LLC | 500,000 | $3.06M | 0.74% | +200,000+66.7% | Added |
| Commonwealth Equity Services, LLC | 535,123 | $3.28M | 0.00% | +23,996+4.7% | Added |
| Oppenheimer & Co Inc | 614,627 | $3.77M | 0.06% | −73,383−10.7% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $5.63M | 0.68% | −72,607−7.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 973,971 | $5.97M | 0.02% | −12,681−1.3% | Reduced |
| LPL Financial LLC | 1,100,300 | $6.74M | 0.00% | −38,261−3.4% | Reduced |
| Landscape Capital Management, L.L.C. | 1,351,451 | $8.28M | 0.84% | +435,572+47.6% | Added |
| Invesco Ltd. | 1,824,440 | $11.2M | 0.00% | +17,228+1.0% | Added |
| Envestnet Asset Management Inc | 2,023,129 | $12.4M | 0.00% | +189,639+10.3% | Added |
| Royal Bank of Canada | 2,586,505 | $15.9M | 0.00% | +384,344+17.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 3,019,455 | $18.5M | 6.16% | −250,736−7.7% | Reduced |
| Raymond James & Associates | 3,691,545 | $22.6M | 0.01% | +473,237+14.7% | Added |