Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 98
- +3 vs. Q1 2021
- Shares held
- 24.3M
- −1.15M (−4.5%) vs. Q1 2021
- Total value
- $264.1M
- −$18.4M (−6.5%) vs. Q1 2021
- New holders
- 15
- 45 more added
- Sold out
- 12
- 25 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,233,822 | $46.2M | 0.01% | −180,934−4.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,502,355 | $27.3M | 11.39% | +297,330+13.5% | Added |
| Royal Bank of Canada | 1,754,402 | $19.1M | 0.01% | +135,913+8.4% | Added |
| Penserra Capital Management LLC | 1,666,592 | $18.2M | 0.33% | +364,199+28.0% | Added |
| Invesco Ltd. | 1,389,475 | $15.2M | 0.00% | +204,222+17.2% | Added |
| Matisse Capital | 1,377,000 | $15.0M | 4.75% | −87,000−5.9% | Reduced |
| Wells Fargo & Company | 1,312,409 | $14.3M | 0.00% | +55,852+4.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,146,505 | $12.5M | 0.06% | +511,738+80.6% | Added |
| Antara Capital LP | 1,093,222 | $11.9M | 2.16% | +1,093,222 | New |
| Quantedge Capital Pte Ltd | 747,574 | $8.16M | 3.90% | −167,973−18.3% | Reduced |
| LPL Financial LLC | 712,306 | $7.77M | 0.01% | +130,980+22.5% | Added |
| Advisor Group Holdings, Inc. | 632,312 | $6.90M | 0.01% | +10,375+1.7% | Added |
| Camelot Portfolios, LLC | 608,306 | $6.64M | 2.68% | +65,042+12.0% | Added |
| IHT Wealth Management, LLC | 472,189 | $5.15M | 0.33% | −455,412−49.1% | Reduced |
| Oppenheimer & Co Inc | 468,443 | $5.11M | 0.09% | +23,552+5.3% | Added |
| Geneos Wealth Management Inc. | 444,735 | $4.87M | 0.19% | +5,432+1.2% | Added |
| Envestnet Asset Management Inc | 432,558 | $4.72M | 0.00% | +4,767+1.1% | Added |
| Commonwealth Equity Services, LLC | 314,384 | $3.43M | 0.01% | +30,618+10.8% | Added |
| Beach Point Capital Management LP | 175,461 | $1.91M | 0.32% | −2,451,259−93.3% | Reduced |
| Aristides Capital LLC | 164,616 | $1.78M | 1.37% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 155,124 | $1.69M | 0.78% | −110,356−41.6% | Reduced |
| 6 Meridian | 140,363 | $1.53M | 0.12% | −18,969−11.9% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 123,287 | $1.34M | 0.33% | −188,193−60.4% | Reduced |
| Raymond James & Associates | 111,340 | $1.22M | 0.00% | +70,338+171.5% | Added |
| Advisor Resource Council | 100,089 | $1.09M | 0.11% | +100,089 | New |
| Highland Capital Management Fund Advisors, L.P. | 100,000 | $1.09M | 0.24% | +100,000 | New |
| Truist Financial Corp | 95,542 | $1.04M | 0.00% | −759−0.8% | Reduced |
| Park Avenue Securities LLC | 92,102 | $1.00M | 0.02% | +1,891+2.1% | Added |
| Steward Partners Investment Advisory, LLC | 87,485 | $954.0K | 0.02% | +35,511+68.3% | Added |
| Sigma Planning Corp | 87,344 | $953.0K | 0.03% | −43,592−33.3% | Reduced |
| The PNC Financial Services Group, Inc. | 81,528 | $890.0K | 0.00% | +1,610+2.0% | Added |
| Janney Montgomery Scott LLC | 78,941 | $861.0K | 0.00% | +1,924+2.5% | Added |
| AEGON USA Investment Management, LLC | 69,214 | $755.0K | 0.22% | +69,214 | New |
| Koshinski Asset Management, Inc. | 68,552 | $748.0K | 0.09% | −31,023−31.2% | Reduced |
| Kingsview Wealth Management, LLC | 68,825 | $747.0K | 0.04% | +6,778+10.9% | Added |
| Yakira Capital Management, Inc. | 64,884 | $708.0K | 0.12% | −100,480−60.8% | Reduced |
| Barclays PLC | 45,349 | $624.0K | 0.00% | −82,739−64.6% | Reduced |
| Cetera Advisor Networks LLC | 53,540 | $584.0K | 0.01% | +19,938+59.3% | Added |
| HighTower Advisors, LLC | 44,269 | $485.0K | 0.00% | +80+0.2% | Added |
| Ahrens Investment Partners LLC | 44,300 | $483.0K | 0.22% | +10,600+31.5% | Added |
| Cetera Investment Advisers | 41,819 | $456.0K | 0.01% | −2,966−6.6% | Reduced |
| Carroll Financial Associates, Inc. | 39,700 | $433.0K | 0.02% | −16,400−29.2% | Reduced |
| Mid Atlantic Financial Management Inc | 39,500 | $431.0K | 0.03% | +26,000+192.6% | Added |
| CSS LLC | 38,883 | $424.0K | 0.02% | −2,500−6.0% | Reduced |
| Independent Financial Group, LLC | 34,695 | $378.5K | 0.04% | +450+1.3% | Added |
| Kestra Advisory Services, LLC | 34,453 | $376.0K | 0.00% | +2,678+8.4% | Added |
| Washington Trust Co | 33,300 | $363.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 33,058 | $361.0K | 0.00% | +20,295+159.0% | Added |
| Icon Advisers Inc | 33,112 | $361.0K | 0.06% | +33,112 | New |
| KFA Private Wealth Group, LLC | 29,866 | $326.0K | 0.18% | −1,061−3.4% | Reduced |
| Global Retirement Partners, LLC | 29,336 | $320.0K | 0.03% | +396+1.4% | Added |
| Advisors Asset Management, Inc. | 27,859 | $304.0K | 0.00% | −181−0.6% | Reduced |
| Pekin Hardy Strauss, Inc. | 27,096 | $296.0K | 0.04% | +298+1.1% | Added |
| Spire Wealth Management | 26,757 | $292.0K | 0.01% | +25,999+3,429.9% | Added |
| Moors & Cabot, Inc. | 25,800 | $281.0K | 0.02% | +25,800 | New |
| Foresight Wealth Management, LLC | 21,758 | $237.0K | 0.10% | +21,758 | New |
| Stephens Inc | 21,619 | $236.0K | 0.00% | −2,612−10.8% | Reduced |
| Avantax Advisory Services, Inc. | 21,000 | $229.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 19,842 | $216.0K | 0.00% | +14,773+291.4% | Added |
| Winmill & Co. Inc | 19,330 | $211.0K | 0.08% | 00.0% | Unchanged |
| Cantor Fitzgerald Investment Adviser L.P. | 19,274 | $210.0K | 0.02% | +19,274 | New |
| V Wealth Advisors LLC | 18,287 | $200.0K | 0.03% | +528+3.0% | Added |
| Integrated Capital Management, Inc. | 14,884 | $162.0K | 0.13% | +1,452+10.8% | Added |
| Private Advisor Group, LLC | 14,366 | $157.0K | 0.00% | +24+0.2% | Added |
| NEXT Financial Group, Inc | 13,700 | $150.0K | 0.01% | +321+2.4% | Added |
| Beacon Financial Advisory LLC | 13,332 | $145.0K | 0.08% | +330+2.5% | Added |
| Advisory Services Network, LLC | 13,247 | $145.0K | 0.00% | +13,247 | New |
| Stifel Financial Corp | 13,000 | $142.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 12,142 | $132.0K | 0.00% | +12,142 | New |
| Raymond James Financial Services Advisors, Inc. | 11,503 | $125.0K | 0.00% | −1,999−14.8% | Reduced |
| MML Investors Services, LLC | 10,784 | $118.0K | 0.00% | +10,784 | New |
| Atlas Private Wealth Advisors | 10,483 | $114.0K | 0.06% | −9,488−47.5% | Reduced |
| Quinn Opportunity Partners LLC | 10,000 | $109.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 8,319 | $91.0K | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 87,857 | $80.0K | 0.01% | +1,391+1.6% | Added |
| Carolinas Wealth Consulting LLC | 6,259 | $68.0K | 0.01% | +2,990+91.5% | Added |
| FNY Investment Advisers, LLC | 5,000 | $54.0K | 0.02% | −16,485−76.7% | Reduced |
| Deutsche Bank AG | 4,423 | $48.0K | 0.00% | +3,295+292.1% | Added |
| Parisi Gray Wealth Management | 4,000 | $44.0K | 0.02% | +4,000 | New |
| D'Orazio & Associates, Inc. | 3,828 | $42.0K | 0.01% | +1,155+43.2% | Added |
| Rockefeller Capital Management L.P. | 3,119 | $34.0K | 0.00% | −2,109−40.3% | Reduced |
| American Portfolios Advisors | 2,484 | $27.1K | 0.00% | +38+1.6% | Added |
| Creative Financial Designs Inc | 2,363 | $26.0K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,916 | $21.0K | 0.01% | +1,916 | New |
| Citigroup Inc | 1,714 | $19.0K | 0.00% | +36+2.1% | Added |
| Proequities, Inc. | 1,296 | $14.0K | 0.00% | +116+9.8% | Added |
| Tradition Wealth Management, LLC | 1,193 | $13.0K | 0.00% | +220+22.6% | Added |
| Northwestern Mutual Wealth Management Co | 1,000 | $11.0K | 0.00% | +1,000 | New |
| Arkadios Wealth Advisors | 902 | $9.00K | 0.00% | −643−41.6% | Reduced |
| JNBA Financial Advisors | 521 | $6.00K | 0.00% | +10+2.0% | Added |
| Tradewinds Capital Management, LLC | 578 | $6.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 466 | $5.00K | 0.00% | +466 | New |
| Sound Income Strategies, LLC | 382 | $4.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 168 | $2.00K | 0.00% | −208−55.3% | Reduced |
| FormulaFolio Investments, LLC | 76 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 8 | $0 | 0.00% | +6+300.0% | Added |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −314,193−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −267,533−100.0% | Sold out |