Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −2 vs. Q4 2021
- Shares held
- 23.5M
- −988.3K (−4.0%) vs. Q4 2021
- Total value
- $280.5M
- +$11.5M (+4.3%) vs. Q4 2021
- New holders
- 14
- 34 more added
- Sold out
- 16
- 31 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,327,424 | $51.7M | 0.01% | −54,005−1.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,939,330 | $35.1M | 13.15% | +214,202+7.9% | Added |
| Royal Bank of Canada | 1,961,437 | $23.4M | 0.01% | +40,347+2.1% | Added |
| Invesco Ltd. | 1,361,746 | $16.3M | 0.00% | −25,590−1.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,334,760 | $15.9M | 0.07% | +167,115+14.3% | Added |
| Penserra Capital Management LLC | 919,225 | $11.0M | 0.26% | −29,189−3.1% | Reduced |
| Quantedge Capital Pte Ltd | 874,888 | $10.4M | 3.08% | −53,305−5.7% | Reduced |
| LPL Financial LLC | 837,462 | $10.0M | 0.01% | +55,827+7.1% | Added |
| Wells Fargo & Company | 653,509 | $7.80M | 0.00% | −437,848−40.1% | Reduced |
| Camelot Portfolios, LLC | 649,802 | $7.76M | 3.86% | −113,553−14.9% | Reduced |
| Envestnet Asset Management Inc | 603,364 | $7.20M | 0.00% | +40,637+7.2% | Added |
| Advisor Group Holdings, Inc. | 570,660 | $6.91M | 0.01% | −31,792−5.3% | Reduced |
| Raymond James & Associates | 486,658 | $5.81M | 0.00% | +131,936+37.2% | Added |
| Oppenheimer & Co Inc | 482,971 | $5.77M | 0.10% | +2,654+0.6% | Added |
| IHT Wealth Management, LLC | 465,104 | $5.55M | 0.42% | +1,222+0.3% | Added |
| Bulldog Investors, LLP | 455,961 | $5.44M | 1.40% | −34,797−7.1% | Reduced |
| Geneos Wealth Management Inc. | 430,853 | $5.14M | 0.22% | +11,851+2.8% | Added |
| Nations Financial Group Inc, | 406,294 | $4.85M | 0.58% | +406,294 | New |
| Highland Capital Management Fund Advisors, L.P. | 390,105 | $4.66M | 0.63% | +56,100+16.8% | Added |
| Commonwealth Equity Services, LLC | 327,547 | $3.91M | 0.01% | −9,148−2.7% | Reduced |
| Bokf, NA | 209,266 | $2.50M | 0.04% | +300+0.1% | Added |
| All Season Financial Advisors, Inc. | 188,784 | $2.25M | 1.60% | +188,784 | New |
| Aristides Capital LLC | 164,616 | $1.97M | 1.33% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 120,587 | $1.44M | 0.00% | +120,587 | New |
| Pinnacle Wealth Planning Services, Inc. | 120,281 | $1.44M | 0.26% | −5,002−4.0% | Reduced |
| Marks Group Wealth Management, Inc | 115,740 | $1.38M | 0.17% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 114,434 | $1.37M | 0.02% | +1,171+1.0% | Added |
| Truist Financial Corp | 111,755 | $1.33M | 0.00% | +14,041+14.4% | Added |
| Janney Montgomery Scott LLC | 105,206 | $1.26M | 0.01% | +17,511+20.0% | Added |
| Hightower 6M Holding, LLC | 98,351 | $1.17M | 0.09% | +98,351 | New |
| Steward Partners Investment Advisory, LLC | 87,785 | $1.05M | 0.02% | −1,043−1.2% | Reduced |
| Arete Wealth Advisors, LLC | 86,731 | $1.04M | 0.09% | +1,204+1.4% | Added |
| Walleye Capital LLC | 79,811 | $953.0K | 0.03% | +27,244+51.8% | Added |
| Arnhold LLC | 73,100 | $873.0K | 0.10% | +600+0.8% | Added |
| Kingsview Wealth Management, LLC | 70,335 | $839.8K | 0.04% | +2,778+4.1% | Added |
| Landscape Capital Management, L.L.C. | 66,411 | $793.0K | 0.10% | −193,241−74.4% | Reduced |
| Sigma Planning Corp | 64,502 | $770.0K | 0.02% | −5,724−8.2% | Reduced |
| Retirement Guys Formula LLC | 63,710 | $761.0K | 0.51% | −17,015−21.1% | Reduced |
| Segantii Capital Management Ltd | 63,317 | $756.0K | 0.03% | −153,958−70.9% | Reduced |
| Wealth Management Solutions, LLC | 58,076 | $693.0K | 0.36% | −12,231−17.4% | Reduced |
| Qube Research & Technologies Ltd | 57,169 | $683.0K | 0.01% | −1,481−2.5% | Reduced |
| MONECO Advisors, LLC | 53,789 | $642.0K | 0.24% | +582+1.1% | Added |
| Baird Financial Group, Inc. | 53,513 | $639.0K | 0.00% | +53,513 | New |
| Avantax Advisory Services, Inc. | 49,854 | $591.0K | 0.01% | +23,543+89.5% | Added |
| HighTower Advisors, LLC | 45,805 | $548.0K | 0.00% | −2,621−5.4% | Reduced |
| Knightsbridge Asset Management, LLC | 42,697 | $510.0K | 0.17% | +851+2.0% | Added |
| Atria Wealth Solutions, Inc. | 41,561 | $496.0K | 0.01% | +41,561 | New |
| Cetera Advisor Networks LLC | 41,215 | $492.0K | 0.01% | +3,573+9.5% | Added |
| Independent Financial Group, LLC | 35,465 | $423.5K | 0.03% | +770+2.2% | Added |
| Global Retirement Partners, LLC | 30,384 | $351.0K | 0.03% | +30,384 | New |
| Moors & Cabot, Inc. | 24,300 | $290.0K | 0.02% | −1,500−5.8% | Reduced |
| Kestra Advisory Services, LLC | 23,341 | $279.0K | 0.00% | +152+0.7% | Added |
| Mariner Investment Group LLC | 22,865 | $273.0K | 0.35% | +7,965+53.5% | Added |
| CSS LLC | 21,925 | $262.0K | 0.01% | −2,100−8.7% | Reduced |
| Arlington Capital Management, Inc. | 21,112 | $252.0K | 1.02% | −998−4.5% | Reduced |
| Rockefeller Capital Management L.P. | 21,153 | $252.0K | 0.00% | +18,033+578.0% | Added |
| Private Advisor Group, LLC | 19,824 | $237.0K | 0.00% | −18,767−48.6% | Reduced |
| UBS Group AG | 19,723 | $236.0K | 0.00% | +3,002+18.0% | Added |
| Pekin Hardy Strauss, Inc. | 18,733 | $224.0K | 0.03% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 18,451 | $220.0K | 0.04% | +54+0.3% | Added |
| Washington Trust Co | 18,150 | $217.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 17,734 | $212.0K | 0.17% | −2,397−11.9% | Reduced |
| Stephens Inc | 17,570 | $210.0K | 0.00% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 17,212 | $206.0K | 0.01% | +669+4.0% | Added |
| Cresset Asset Management, LLC | 17,000 | $203.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 15,609 | $186.0K | 0.00% | −8,063−34.1% | Reduced |
| Keystone Wealth Services, LLC | 15,032 | $179.0K | 0.07% | −2,784−15.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,596 | $162.0K | 0.00% | +13,596 | New |
| Winmill & Co. Inc | 13,500 | $161.0K | 0.05% | −5,830−30.2% | Reduced |
| Beacon Financial Advisory LLC | 13,383 | $160.0K | 0.08% | +240+1.8% | Added |
| Spire Wealth Management | 13,257 | $158.0K | 0.00% | 00.0% | Unchanged |
| Scotia Capital Inc. | 13,149 | $157.0K | 0.00% | +13,149 | New |
| Foresight Wealth Management, LLC | 12,145 | $145.0K | 0.06% | −24,153−66.5% | Reduced |
| MML Investors Services, LLC | 12,096 | $144.0K | 0.00% | +355+3.0% | Added |
| Ahrens Investment Partners LLC | 12,000 | $143.0K | 0.05% | −4,200−25.9% | Reduced |
| MBA Advisors LLC | 11,000 | $131.0K | 0.08% | +11,000 | New |
| Koshinski Asset Management, Inc. | 9,136 | $109.1K | 0.01% | −93,303−91.1% | Reduced |
| Bank of America Corp | 8,757 | $105.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 8,319 | $99.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 5,486 | $66.0K | 0.00% | −870−13.7% | Reduced |
| American Portfolios Advisors | 2,951 | $35.2K | 0.00% | +388+15.1% | Added |
| Creative Financial Designs Inc | 2,363 | $28.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,713 | $27.0K | 0.00% | +1,713 | New |
| Byrne Asset Management LLC | 1,800 | $21.0K | 0.01% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 1,618 | $19.0K | 0.00% | +1,618 | New |
| Bessemer Group Inc | 1,547 | $18.0K | 0.00% | +139+9.9% | Added |
| Tradition Wealth Management, LLC | 1,193 | $14.0K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,125 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 720 | $9.00K | 0.00% | +720 | New |
| JNBA Financial Advisors | 555 | $7.00K | 0.00% | +11+2.0% | Added |
| Tradewinds Capital Management, LLC | 578 | $7.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 462 | $6.00K | 0.00% | −187−28.8% | Reduced |
| AlphaMark Advisors, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $5.00K | 0.00% | 00.0% | Unchanged |
| Financial Connections Group, Inc. | 333 | $3.00K | 0.00% | +333 | New |
| Cedar Mountain Advisors, LLC | 82 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −969,893−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −179,709−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −74,565−100.0% | Sold out |