Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −6 vs. Q1 2024
- Shares held
- 30.7M
- +1.81M (+6.3%) vs. Q1 2024
- Total value
- $191.5M
- −$11.1M (−5.5%) vs. Q1 2024
- New holders
- 13
- 44 more added
- Sold out
- 19
- 24 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,677,444 | $23.0M | 0.00% | −52,650−1.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 3,270,191 | $20.4M | 7.17% | +134,393+4.3% | Added |
| Raymond James & Associates | 3,218,308 | $20.1M | 0.01% | +640,520+24.8% | Added |
| Royal Bank of Canada | 2,202,161 | $13.8M | 0.00% | +122,093+5.9% | Added |
| Envestnet Asset Management Inc | 1,833,490 | $11.5M | 0.00% | +181,784+11.0% | Added |
| Invesco Ltd. | 1,807,212 | $11.3M | 0.00% | +39,332+2.2% | Added |
| Penserra Capital Management LLC | 1,151,978 | $7.20M | 0.09% | +25,603+2.3% | Added |
| LPL Financial LLC | 1,138,561 | $7.12M | 0.00% | −109,559−8.8% | Reduced |
| Atlas Wealth LLC | 1,139,336 | $7.01M | 1.09% | +1,139,336 | New |
| Highland Capital Management Fund Advisors, L.P. | 990,654 | $6.19M | 0.82% | −7,857−0.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 986,652 | $6.17M | 0.02% | +157,880+19.0% | Added |
| Landscape Capital Management, L.L.C. | 915,879 | $5.72M | 0.48% | −53,751−5.5% | Reduced |
| Oppenheimer & Co Inc | 688,010 | $4.30M | 0.07% | −9,133−1.3% | Reduced |
| Camelot Portfolios, LLC | 582,663 | $3.64M | 2.06% | +196,210+50.8% | Added |
| Commonwealth Equity Services, LLC | 511,127 | $3.19M | 0.01% | −72,182−12.4% | Reduced |
| IHT Wealth Management, LLC | 488,393 | $3.05M | 0.11% | −23,222−4.5% | Reduced |
| Bulldog Investors, LLP | 464,495 | $2.90M | 1.09% | −3,498−0.7% | Reduced |
| Matisse Capital | 435,000 | $2.72M | 1.35% | +25,000+6.1% | Added |
| HighTower Advisors, LLC | 429,984 | $2.68M | 0.00% | +4,561+1.1% | Added |
| Geneos Wealth Management Inc. | 402,134 | $2.51M | 0.11% | +8,376+2.1% | Added |
| RSM US Wealth Management LLC | 382,914 | $2.39M | 0.04% | +55,277+16.9% | Added |
| Nations Financial Group Inc, | 374,510 | $2.34M | 0.19% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 300,000 | $1.88M | 0.33% | +148,964+98.6% | Added |
| Advisor Group Holdings, Inc. | 230,710 | $1.44M | 0.00% | −85,866−27.1% | Reduced |
| Park Avenue Securities LLC | 217,704 | $1.36M | 0.02% | +39,355+22.1% | Added |
| Bokf, NA | 206,308 | $1.29M | 0.02% | −3,129−1.5% | Reduced |
| NWF Advisory Services Inc. | 150,550 | $940.9K | 0.15% | +55,100+57.7% | Added |
| AEGON USA Investment Management, LLC | 144,949 | $905.9K | 0.72% | +70,016+93.4% | Added |
| Aristides Capital LLC | 134,616 | $841.4K | 0.35% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 117,941 | $737.1K | 0.39% | −29,663−20.1% | Reduced |
| Boothbay Fund Management, LLC | 100,050 | $625.3K | 0.02% | +45,050+81.9% | Added |
| Baird Financial Group, Inc. | 94,620 | $591.4K | 0.00% | +3,458+3.8% | Added |
| Janney Montgomery Scott LLC | 91,896 | $574.0K | 0.00% | −11,403−11.0% | Reduced |
| Arete Wealth Advisors, LLC | 91,720 | $571.0K | 0.05% | +168+0.2% | Added |
| Creative Planning | 76,910 | $480.7K | 0.00% | +2,793+3.8% | Added |
| Samalin Investment Counsel, LLC | 70,842 | $442.8K | 0.21% | +7,100+11.1% | Added |
| Arlington Capital Management, Inc. | 68,797 | $430.0K | 0.37% | −1,928−2.7% | Reduced |
| Independent Financial Group, LLC | 63,931 | $399.6K | 0.02% | +14,028+28.1% | Added |
| SFI Advisors, LLC | 62,960 | $393.5K | 0.30% | +7,727+14.0% | Added |
| Private Capital Management, LLC | 59,900 | $374.4K | 0.04% | +59,900 | New |
| Knightsbridge Asset Management, LLC | 52,393 | $327.5K | 0.08% | +1,834+3.6% | Added |
| Ariadne Wealth Management, LP | 51,781 | $323.6K | 0.29% | +51,781 | New |
| Kingsview Wealth Management, LLC | 49,419 | $308.9K | 0.01% | −4,056−7.6% | Reduced |
| Scotia Capital Inc. | 49,362 | $308.5K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 49,359 | $308.5K | 0.00% | +10,396+26.7% | Added |
| Envestnet Portfolio Solutions, Inc. | 48,419 | $302.6K | 0.00% | +2,578+5.6% | Added |
| Atria Wealth Solutions, Inc. | 45,950 | $287.2K | 0.00% | +2,214+5.1% | Added |
| Rockefeller Capital Management L.P. | 43,688 | $273.1K | 0.00% | −4,195−8.8% | Reduced |
| Integrated Capital Management, Inc. | 42,615 | $266.3K | 0.21% | +10,582+33.0% | Added |
| Concorde Asset Management, LLC | 42,350 | $264.7K | 0.16% | +24,250+134.0% | Added |
| Truist Financial Corp | 42,260 | $264.1K | 0.00% | −23,548−35.8% | Reduced |
| Lynx Capital Group Ltd | 39,716 | $248.2K | 0.17% | −3,907−9.0% | Reduced |
| Calamos Advisors LLC | 37,207 | $232.5K | 0.00% | +11,784+46.4% | Added |
| Sanctuary Advisors, LLC | 36,005 | $232.2K | 0.00% | +36,005 | New |
| MidWestOne Financial Group, Inc. | 36,578 | $228.6K | 0.04% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 35,156 | $219.7K | 0.03% | +9,332+36.1% | Added |
| Almitas Capital LLC | 34,333 | $214.6K | 0.09% | +34,333 | New |
| Raymond James Trust N.A. | 32,662 | $204.1K | 0.00% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 31,895 | $199.3K | 0.14% | 00.0% | Unchanged |
| UBS Group AG | 31,206 | $195.0K | 0.00% | −1,323−4.1% | Reduced |
| National Asset Management, Inc. | 30,678 | $191.7K | 0.00% | −2,530−7.6% | Reduced |
| Jane Street Group, LLC | 29,477 | $184.2K | 0.00% | +29,477 | New |
| True North Advisors, LLC | 28,615 | $178.8K | 0.05% | 00.0% | Unchanged |
| Stephens Inc | 28,376 | $177.3K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 27,400 | $171.3K | 0.00% | +377+1.4% | Added |
| Captrust Financial Advisors | 27,368 | $171.1K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 24,700 | $154.4K | 0.00% | +2,031+9.0% | Added |
| CSS LLC | 22,072 | $137.9K | 0.01% | 00.0% | Unchanged |
| Leonard Rickey Investment Advisors P.L.L.C. | 21,016 | $131.3K | 0.03% | +21,016 | New |
| Keystone Wealth Services, LLC | 18,542 | $115.9K | 0.04% | +333+1.8% | Added |
| One Charles Private Wealth Services, LLC | 17,248 | $107.8K | 0.04% | 00.0% | Unchanged |
| Channel Wealth LLC | 17,062 | $106.6K | 0.04% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 16,930 | $105.8K | 0.01% | +120+0.7% | Added |
| MML Investors Services, LLC | 15,795 | $99.0K | 0.00% | +848+5.7% | Added |
| Catalina Capital Group, LLC | 14,159 | $88.5K | 0.03% | +528+3.9% | Added |
| Nomura Holdings Inc | 13,800 | $86.3K | 0.00% | +13,800 | New |
| Beacon Financial Advisory LLC | 12,948 | $80.9K | 0.03% | −754−5.5% | Reduced |
| Inscription Capital, LLC | 11,914 | $74.5K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 11,625 | $71.6K | 0.01% | +11,625 | New |
| Comerica Bank | 9,324 | $58.3K | 0.00% | +1,097+13.3% | Added |
| Spire Wealth Management | 7,000 | $43.8K | 0.00% | −758−9.8% | Reduced |
| Asset Dedication, LLC | 5,989 | $37.4K | 0.00% | +5,989 | New |
| Wells Fargo & Company | 5,774 | $36.1K | 0.00% | −209,663−97.3% | Reduced |
| Bank of America Corp | 5,120 | $32.0K | 0.00% | +3,719+265.5% | Added |
| CIBC Private Wealth Group, LLC | 5,248 | $32.0K | 0.00% | +274+5.5% | Added |
| Blue Bell Private Wealth Management, LLC | 4,194 | $26.2K | 0.01% | +1,850+78.9% | Added |
| Triad Wealth Partners, LLC | 3,077 | $19.2K | 0.01% | +3,077 | New |
| Creative Financial Designs Inc | 2,363 | $14.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,338 | $14.6K | 0.00% | −5,700−70.9% | Reduced |
| Bessemer Group Inc | 2,053 | $13.0K | 0.00% | +34+1.7% | Added |
| AlphaMark Advisors, LLC | 1,875 | $12.0K | 0.00% | +34+1.8% | Added |
| CoreCap Advisors, LLC | 1,907 | $11.9K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $11.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,089 | $6.81K | 0.00% | +19+1.8% | Added |
| GWM Advisors LLC | 758 | $4.74K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $2.39K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $1.78K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 108 | $675 | 0.00% | −2,000−94.9% | Reduced |
| Cedar Mountain Advisors, LLC | 82 | $513 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 8 | $50 | 0.00% | +8 | New |