Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- +13 vs. Q3 2024
- Shares held
- 28.2M
- +2.77M (+10.9%) vs. Q3 2024
- Total value
- $146.5M
- −$9.48M (−6.1%) vs. Q3 2024
- New holders
- 24
- 28 more added
- Sold out
- 11
- 38 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 4,142,009 | $21.5M | 0.01% | +4,142,009 | New |
| Morgan Stanley | 3,314,049 | $17.2M | 0.00% | −406,167−10.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,760,778 | $14.3M | 4.59% | −258,677−8.6% | Reduced |
| Royal Bank of Canada | 2,156,538 | $11.2M | 0.00% | −429,967−16.6% | Reduced |
| Invesco Ltd. | 1,840,817 | $9.55M | 0.00% | +16,377+0.9% | Added |
| Envestnet Asset Management Inc | 1,716,640 | $8.91M | 0.00% | −306,489−15.1% | Reduced |
| Landscape Capital Management, L.L.C. | 920,333 | $4.78M | 0.51% | −431,118−31.9% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $4.76M | 0.55% | 00.0% | Unchanged |
| LPL Financial LLC | 740,645 | $3.84M | 0.00% | −359,655−32.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 737,149 | $3.83M | 0.01% | −236,822−24.3% | Reduced |
| CF Capital LLC | 550,000 | $2.85M | 3.07% | +550,000 | New |
| Icon Advisers Inc | 524,518 | $2.72M | 0.61% | +524,518 | New |
| Geneos Wealth Management Inc. | 520,838 | $2.70M | 0.09% | +118,567+29.5% | Added |
| Matisse Capital | 509,000 | $2.64M | 1.34% | +53,935+11.9% | Added |
| Oppenheimer & Co Inc | 481,470 | $2.50M | 0.04% | −133,157−21.7% | Reduced |
| RSM US Wealth Management LLC | 442,552 | $2.30M | 0.03% | +67,168+17.9% | Added |
| Commonwealth Equity Services, LLC | 428,547 | $2.22M | 0.00% | −106,576−19.9% | Reduced |
| IHT Wealth Management, LLC | 402,105 | $2.09M | 0.07% | −64,632−13.8% | Reduced |
| HighTower Advisors, LLC | 379,174 | $1.97M | 0.00% | −12,753−3.3% | Reduced |
| Advisor Group Holdings, Inc. | 366,086 | $1.90M | 0.00% | +95,681+35.4% | Added |
| Camelot Portfolios, LLC | 362,122 | $1.88M | 2.03% | −19,728−5.2% | Reduced |
| Nations Financial Group Inc, | 356,315 | $1.85M | 0.14% | −7,425−2.0% | Reduced |
| Marex Group plc | 256,973 | $1.33M | 0.02% | +246,860+2,441.0% | Added |
| Yakira Capital Management, Inc. | 204,248 | $1.06M | 0.42% | +204,248 | New |
| Park Avenue Securities LLC | 199,478 | $1.03M | 0.01% | +11,750+6.3% | Added |
| AEGON USA Investment Management, LLC | 196,615 | $1.02M | 0.78% | +33,494+20.5% | Added |
| Bulldog Investors, LLP | 169,726 | $880.9K | 0.23% | −182,460−51.8% | Reduced |
| Absolute Investment Advisers LLC | 169,300 | $878.7K | 0.11% | +169,300 | New |
| Aristides Capital LLC | 150,906 | $783.2K | 0.24% | +16,290+12.1% | Added |
| Private Capital Management, LLC | 141,000 | $731.8K | 0.08% | +81,100+135.4% | Added |
| GWM Advisors LLC | 124,046 | $643.8K | 0.00% | +112,141+942.0% | Added |
| Baird Financial Group, Inc. | 114,187 | $592.6K | 0.00% | +11,601+11.3% | Added |
| Arlington Capital Management, Inc. | 96,242 | $499.5K | 0.35% | +13,188+15.9% | Added |
| Arete Wealth Advisors, LLC | 88,704 | $472.0K | 0.03% | −1,442−1.6% | Reduced |
| Jane Street Group, LLC | 83,134 | $431.5K | 0.00% | +67,861+444.3% | Added |
| UBS Group AG | 77,860 | $404.1K | 0.00% | +46,548+148.7% | Added |
| Samalin Investment Counsel, LLC | 73,613 | $382.1K | 0.16% | −16,746−18.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 72,977 | $378.8K | 0.07% | +67,583+1,252.9% | Added |
| Quarry LP | 65,900 | $342.0K | 0.07% | +65,900 | New |
| Envestnet Portfolio Solutions, Inc. | 59,886 | $310.8K | 0.00% | +5,156+9.4% | Added |
| Ariadne Wealth Management, LP | 52,453 | $304.2K | 0.14% | +120.0% | Added |
| Janney Montgomery Scott LLC | 57,285 | $297.0K | 0.00% | −22,362−28.1% | Reduced |
| Cetera Investment Advisers | 57,164 | $296.7K | 0.00% | −887−1.5% | Reduced |
| Concorde Asset Management, LLC | 56,800 | $294.8K | 0.15% | −1,500−2.6% | Reduced |
| Atria Wealth Solutions, Inc. | 55,117 | $286.1K | 0.00% | +2,772+5.3% | Added |
| Calamos Advisors LLC | 53,743 | $278.9K | 0.00% | +10,335+23.8% | Added |
| Creative Planning | 50,754 | $263.4K | 0.00% | −1,094−2.1% | Reduced |
| Scotia Capital Inc. | 49,362 | $256.2K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 42,947 | $222.9K | 0.18% | +3,071+7.7% | Added |
| GatePass Capital, LLC | 42,500 | $220.6K | 0.24% | +42,500 | New |
| Goldman Sachs Group Inc | 41,477 | $215.3K | 0.00% | −1,800−4.2% | Reduced |
| Sanctuary Advisors, LLC | 36,230 | $206.1K | 0.00% | −300−0.8% | Reduced |
| Sage Capital Management, LLC | 38,242 | $198.5K | 0.10% | −63,196−62.3% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $189.8K | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 33,253 | $172.6K | 0.00% | −62,330−65.2% | Reduced |
| SFI Advisors, LLC | 31,305 | $162.5K | 0.11% | −32,677−51.1% | Reduced |
| Independent Financial Group, LLC | 30,476 | $158.2K | 0.01% | −34,780−53.3% | Reduced |
| Papamarkou Wellner Asset Management inc. | 30,000 | $155.7K | 0.11% | +30,000 | New |
| Melfa Wealth Management, LLC | 29,135 | $151.2K | 0.10% | 00.0% | Unchanged |
| National Asset Management, Inc. | 28,213 | $146.4K | 0.00% | −325−1.1% | Reduced |
| Captrust Financial Advisors | 27,368 | $142.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 25,193 | $130.7K | 0.00% | +5,841+30.2% | Added |
| Kingsview Wealth Management, LLC | 24,604 | $127.7K | 0.00% | −2,649−9.7% | Reduced |
| Sequoia Financial Advisors, LLC | 23,981 | $124.5K | 0.00% | +23,981 | New |
| Truist Financial Corp | 23,477 | $121.8K | 0.00% | −4,514−16.1% | Reduced |
| Maridea Wealth Management LLC | 22,951 | $119.1K | 0.04% | +22,951 | New |
| Kestra Advisory Services, LLC | 22,703 | $117.8K | 0.00% | −5,485−19.5% | Reduced |
| CSS LLC | 22,072 | $114.6K | 0.01% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 19,288 | $100.1K | 0.03% | +391+2.1% | Added |
| Bank of America Corp | 19,245 | $99.9K | 0.00% | +19,245 | New |
| U.S. Capital Wealth Advisors, LLC | 18,164 | $94.3K | 0.00% | +5,000+38.0% | Added |
| One Charles Private Wealth Services, LLC | 17,248 | $89.5K | 0.03% | 00.0% | Unchanged |
| Channel Wealth LLC | 17,062 | $88.6K | 0.03% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,243 | $79.0K | 0.00% | +1,055+7.4% | Added |
| Walleye Capital LLC | 15,033 | $78.0K | 0.00% | +15,033 | New |
| Stephens Inc | 13,844 | $71.8K | 0.00% | −12,943−48.3% | Reduced |
| Jackson Wealth Management, LLC | 13,237 | $69.0K | 0.01% | 00.0% | Unchanged |
| Clear Street Markets LLC | 13,293 | $69.0K | 0.03% | +13,293 | New |
| Citadel Advisors LLC | 13,223 | $68.6K | 0.00% | +13,223 | New |
| Post Resch Tallon Group Inc. | 12,108 | $64.1K | 0.06% | +12,108 | New |
| Koshinski Asset Management, Inc. | 11,625 | $60.3K | 0.01% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 10,545 | $54.7K | 0.01% | −8,010−43.2% | Reduced |
| Trust Co of Toledo NA | 10,000 | $51.9K | 0.01% | +10,000 | New |
| Comerica Bank | 7,499 | $38.9K | 0.00% | −2,656−26.2% | Reduced |
| Legacy Investment Solutions, LLC | 5,270 | $30.5K | 0.02% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 5,270 | $30.5K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $15.6K | 0.00% | −4,000−57.1% | Reduced |
| Creative Financial Designs Inc | 2,363 | $12.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,338 | $12.1K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,235 | $12.0K | 0.00% | +13+0.6% | Added |
| Tower Research Capital LLC (TRC) | 2,132 | $11.1K | 0.00% | +2,132 | New |
| AlphaMark Advisors, LLC | 1,950 | $10.0K | 0.00% | +39+2.0% | Added |
| Byrne Asset Management LLC | 1,800 | $9.34K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,493 | $7.75K | 0.00% | +1,493 | New |
| IFP Advisors, Inc | 1,133 | $5.88K | 0.00% | +23+2.1% | Added |
| Wingate Wealth Advisors, Inc. | 1,000 | $5.19K | 0.01% | +1,000 | New |
| Teamwork Financial Advisors, LLC | 16,141 | $5.17K | 0.00% | +16,141 | New |
| Ameriflex Group, Inc. | 853 | $4.91K | 0.00% | +853 | New |
| CIBC Private Wealth Group, LLC | 713 | $3.86K | 0.00% | −15−2.1% | Reduced |
| Asset Dedication, LLC | 571 | $2.96K | 0.00% | 00.0% | Unchanged |