Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 111
- +13 vs. Q3 2024
- Shares held
- 28.2M
- +2.77M (+10.9%) vs. Q3 2024
- Total value
- $146.5M
- −$9.48M (−6.1%) vs. Q3 2024
- New holders
- 24
- 28 more added
- Sold out
- 11
- 38 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 8 | $42 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 10 | $54 | 0.00% | −3,969−99.7% | Reduced |
| CoreCap Advisors, LLC | 57 | $296 | 0.00% | −1,850−97.0% | Reduced |
| MAI Capital Management | 59 | $307 | 0.00% | +59 | New |
| Cedar Mountain Advisors, LLC | 82 | $426 | 0.00% | 00.0% | Unchanged |
| Mountain Hill Investment Partners Corp. | 113 | $587 | 0.00% | +113 | New |
| Principal Securities, Inc. | 168 | $872 | 0.00% | −20−10.6% | Reduced |
| CWM, LLC | 99 | $1.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $1.48K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $1.98K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 460 | $2.39K | 0.00% | +460 | New |
| Asset Dedication, LLC | 571 | $2.96K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 713 | $3.86K | 0.00% | −15−2.1% | Reduced |
| Ameriflex Group, Inc. | 853 | $4.91K | 0.00% | +853 | New |
| Teamwork Financial Advisors, LLC | 16,141 | $5.17K | 0.00% | +16,141 | New |
| Wingate Wealth Advisors, Inc. | 1,000 | $5.19K | 0.01% | +1,000 | New |
| IFP Advisors, Inc | 1,133 | $5.88K | 0.00% | +23+2.1% | Added |
| Jones Financial Companies LLLP | 1,493 | $7.75K | 0.00% | +1,493 | New |
| Byrne Asset Management LLC | 1,800 | $9.34K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,950 | $10.0K | 0.00% | +39+2.0% | Added |
| Tower Research Capital LLC (TRC) | 2,132 | $11.1K | 0.00% | +2,132 | New |
| Bessemer Group Inc | 2,235 | $12.0K | 0.00% | +13+0.6% | Added |
| Steward Partners Investment Advisory, LLC | 2,338 | $12.1K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $12.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $15.6K | 0.00% | −4,000−57.1% | Reduced |
| Legacy Investment Solutions, LLC | 5,270 | $30.5K | 0.02% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 5,270 | $30.5K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 7,499 | $38.9K | 0.00% | −2,656−26.2% | Reduced |
| Trust Co of Toledo NA | 10,000 | $51.9K | 0.01% | +10,000 | New |
| Capital Investment Advisory Services, LLC | 10,545 | $54.7K | 0.01% | −8,010−43.2% | Reduced |
| Koshinski Asset Management, Inc. | 11,625 | $60.3K | 0.01% | 00.0% | Unchanged |
| Post Resch Tallon Group Inc. | 12,108 | $64.1K | 0.06% | +12,108 | New |
| Citadel Advisors LLC | 13,223 | $68.6K | 0.00% | +13,223 | New |
| Clear Street Markets LLC | 13,293 | $69.0K | 0.03% | +13,293 | New |
| Jackson Wealth Management, LLC | 13,237 | $69.0K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 13,844 | $71.8K | 0.00% | −12,943−48.3% | Reduced |
| Walleye Capital LLC | 15,033 | $78.0K | 0.00% | +15,033 | New |
| MML Investors Services, LLC | 15,243 | $79.0K | 0.00% | +1,055+7.4% | Added |
| Channel Wealth LLC | 17,062 | $88.6K | 0.03% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $89.5K | 0.03% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 18,164 | $94.3K | 0.00% | +5,000+38.0% | Added |
| Bank of America Corp | 19,245 | $99.9K | 0.00% | +19,245 | New |
| Keystone Wealth Services, LLC | 19,288 | $100.1K | 0.03% | +391+2.1% | Added |
| CSS LLC | 22,072 | $114.6K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 22,703 | $117.8K | 0.00% | −5,485−19.5% | Reduced |
| Maridea Wealth Management LLC | 22,951 | $119.1K | 0.04% | +22,951 | New |
| Truist Financial Corp | 23,477 | $121.8K | 0.00% | −4,514−16.1% | Reduced |
| Sequoia Financial Advisors, LLC | 23,981 | $124.5K | 0.00% | +23,981 | New |
| Kingsview Wealth Management, LLC | 24,604 | $127.7K | 0.00% | −2,649−9.7% | Reduced |
| Private Advisor Group, LLC | 25,193 | $130.7K | 0.00% | +5,841+30.2% | Added |
| Captrust Financial Advisors | 27,368 | $142.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 28,213 | $146.4K | 0.00% | −325−1.1% | Reduced |
| Melfa Wealth Management, LLC | 29,135 | $151.2K | 0.10% | 00.0% | Unchanged |
| Papamarkou Wellner Asset Management inc. | 30,000 | $155.7K | 0.11% | +30,000 | New |
| Independent Financial Group, LLC | 30,476 | $158.2K | 0.01% | −34,780−53.3% | Reduced |
| SFI Advisors, LLC | 31,305 | $162.5K | 0.11% | −32,677−51.1% | Reduced |
| Millennium Management LLC | 33,253 | $172.6K | 0.00% | −62,330−65.2% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $189.8K | 0.03% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 38,242 | $198.5K | 0.10% | −63,196−62.3% | Reduced |
| Sanctuary Advisors, LLC | 36,230 | $206.1K | 0.00% | −300−0.8% | Reduced |
| Goldman Sachs Group Inc | 41,477 | $215.3K | 0.00% | −1,800−4.2% | Reduced |
| GatePass Capital, LLC | 42,500 | $220.6K | 0.24% | +42,500 | New |
| Integrated Capital Management, Inc. | 42,947 | $222.9K | 0.18% | +3,071+7.7% | Added |
| Scotia Capital Inc. | 49,362 | $256.2K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 50,754 | $263.4K | 0.00% | −1,094−2.1% | Reduced |
| Calamos Advisors LLC | 53,743 | $278.9K | 0.00% | +10,335+23.8% | Added |
| Atria Wealth Solutions, Inc. | 55,117 | $286.1K | 0.00% | +2,772+5.3% | Added |
| Concorde Asset Management, LLC | 56,800 | $294.8K | 0.15% | −1,500−2.6% | Reduced |
| Cetera Investment Advisers | 57,164 | $296.7K | 0.00% | −887−1.5% | Reduced |
| Janney Montgomery Scott LLC | 57,285 | $297.0K | 0.00% | −22,362−28.1% | Reduced |
| Ariadne Wealth Management, LP | 52,453 | $304.2K | 0.14% | +120.0% | Added |
| Envestnet Portfolio Solutions, Inc. | 59,886 | $310.8K | 0.00% | +5,156+9.4% | Added |
| Quarry LP | 65,900 | $342.0K | 0.07% | +65,900 | New |
| Blue Bell Private Wealth Management, LLC | 72,977 | $378.8K | 0.07% | +67,583+1,252.9% | Added |
| Samalin Investment Counsel, LLC | 73,613 | $382.1K | 0.16% | −16,746−18.5% | Reduced |
| UBS Group AG | 77,860 | $404.1K | 0.00% | +46,548+148.7% | Added |
| Jane Street Group, LLC | 83,134 | $431.5K | 0.00% | +67,861+444.3% | Added |
| Arete Wealth Advisors, LLC | 88,704 | $472.0K | 0.03% | −1,442−1.6% | Reduced |
| Arlington Capital Management, Inc. | 96,242 | $499.5K | 0.35% | +13,188+15.9% | Added |
| Baird Financial Group, Inc. | 114,187 | $592.6K | 0.00% | +11,601+11.3% | Added |
| GWM Advisors LLC | 124,046 | $643.8K | 0.00% | +112,141+942.0% | Added |
| Private Capital Management, LLC | 141,000 | $731.8K | 0.08% | +81,100+135.4% | Added |
| Aristides Capital LLC | 150,906 | $783.2K | 0.24% | +16,290+12.1% | Added |
| Absolute Investment Advisers LLC | 169,300 | $878.7K | 0.11% | +169,300 | New |
| Bulldog Investors, LLP | 169,726 | $880.9K | 0.23% | −182,460−51.8% | Reduced |
| AEGON USA Investment Management, LLC | 196,615 | $1.02M | 0.78% | +33,494+20.5% | Added |
| Park Avenue Securities LLC | 199,478 | $1.03M | 0.01% | +11,750+6.3% | Added |
| Yakira Capital Management, Inc. | 204,248 | $1.06M | 0.42% | +204,248 | New |
| Marex Group plc | 256,973 | $1.33M | 0.02% | +246,860+2,441.0% | Added |
| Nations Financial Group Inc, | 356,315 | $1.85M | 0.14% | −7,425−2.0% | Reduced |
| Camelot Portfolios, LLC | 362,122 | $1.88M | 2.03% | −19,728−5.2% | Reduced |
| Advisor Group Holdings, Inc. | 366,086 | $1.90M | 0.00% | +95,681+35.4% | Added |
| HighTower Advisors, LLC | 379,174 | $1.97M | 0.00% | −12,753−3.3% | Reduced |
| IHT Wealth Management, LLC | 402,105 | $2.09M | 0.07% | −64,632−13.8% | Reduced |
| Commonwealth Equity Services, LLC | 428,547 | $2.22M | 0.00% | −106,576−19.9% | Reduced |
| RSM US Wealth Management LLC | 442,552 | $2.30M | 0.03% | +67,168+17.9% | Added |
| Oppenheimer & Co Inc | 481,470 | $2.50M | 0.04% | −133,157−21.7% | Reduced |
| Matisse Capital | 509,000 | $2.64M | 1.34% | +53,935+11.9% | Added |
| Geneos Wealth Management Inc. | 520,838 | $2.70M | 0.09% | +118,567+29.5% | Added |
| Icon Advisers Inc | 524,518 | $2.72M | 0.61% | +524,518 | New |