Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +4 vs. Q4 2023
- Shares held
- 28.8M
- +2.96M (+11.4%) vs. Q4 2023
- Total value
- $202.6M
- +$3.73M (+1.9%) vs. Q4 2023
- New holders
- 19
- 42 more added
- Sold out
- 15
- 27 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,730,094 | $26.2M | 0.00% | −784,261−17.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 3,135,798 | $22.0M | 7.79% | +111,706+3.7% | Added |
| Raymond James & Associates | 2,577,788 | $18.1M | 0.01% | +1,522,660+144.3% | Added |
| Royal Bank of Canada | 2,080,068 | $14.6M | 0.00% | +236,601+12.8% | Added |
| Invesco Ltd. | 1,767,880 | $12.4M | 0.00% | +533,216+43.2% | Added |
| Envestnet Asset Management Inc | 1,651,706 | $11.6M | 0.00% | +258,448+18.5% | Added |
| LPL Financial LLC | 1,248,120 | $8.77M | 0.00% | −195,230−13.5% | Reduced |
| Penserra Capital Management LLC | 1,126,375 | $7.92M | 0.10% | +142,042+14.4% | Added |
| Highland Capital Management Fund Advisors, L.P. | 998,511 | $7.02M | 1.08% | +80,464+8.8% | Added |
| Landscape Capital Management, L.L.C. | 969,630 | $6.82M | 0.60% | +571,830+143.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 828,772 | $5.83M | 0.02% | +203,867+32.6% | Added |
| Oppenheimer & Co Inc | 697,143 | $4.90M | 0.08% | +23,027+3.4% | Added |
| Commonwealth Equity Services, LLC | 583,309 | $4.10M | 0.01% | +5,016+0.9% | Added |
| IHT Wealth Management, LLC | 511,615 | $3.60M | 0.14% | +1,985+0.4% | Added |
| Bulldog Investors, LLP | 467,993 | $3.29M | 1.09% | +157,934+50.9% | Added |
| HighTower Advisors, LLC | 425,423 | $2.98M | 0.00% | +83,356+24.4% | Added |
| Matisse Capital | 410,000 | $2.88M | 1.39% | +125,000+43.9% | Added |
| Geneos Wealth Management Inc. | 393,758 | $2.77M | 0.13% | +8,583+2.2% | Added |
| Camelot Portfolios, LLC | 386,453 | $2.72M | 2.66% | −161,600−29.5% | Reduced |
| Nations Financial Group Inc, | 374,510 | $2.63M | 0.22% | −6,372−1.7% | Reduced |
| Amundi | 367,181 | $2.35M | 0.00% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 327,637 | $2.30M | 0.06% | +327,637 | New |
| Advisor Group Holdings, Inc. | 316,576 | $2.23M | 0.00% | +31,235+10.9% | Added |
| Wells Fargo & Company | 215,437 | $1.51M | 0.00% | −242,606−53.0% | Reduced |
| Bokf, NA | 209,437 | $1.43M | 0.03% | +4,809+2.4% | Added |
| Park Avenue Securities LLC | 178,349 | $1.25M | 0.02% | +27,949+18.6% | Added |
| Alpine Global Management, LLC | 151,036 | $1.06M | 0.21% | +151,036 | New |
| Sage Capital Management, LLC | 147,604 | $1.04M | 0.56% | −23,108−13.5% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 146,335 | $1.03M | 0.38% | +52,256+55.5% | Added |
| Aristides Capital LLC | 134,616 | $946.4K | 0.40% | 00.0% | Unchanged |
| CNH Partners LLC | 134,122 | $942.9K | 0.03% | −78,587−36.9% | Reduced |
| Janney Montgomery Scott LLC | 103,299 | $726.0K | 0.00% | +3,344+3.3% | Added |
| NWF Advisory Services Inc. | 95,450 | $671.0K | 0.11% | +14,050+17.3% | Added |
| Arete Wealth Advisors, LLC | 91,552 | $643.6K | 0.06% | +3,939+4.5% | Added |
| Baird Financial Group, Inc. | 91,162 | $640.9K | 0.00% | +20,387+28.8% | Added |
| Qube Research & Technologies Ltd | 84,179 | $591.8K | 0.00% | 00.0% | Unchanged |
| AEGON USA Investment Management, LLC | 74,933 | $526.8K | 0.36% | +74,933 | New |
| Creative Planning | 74,117 | $521.0K | 0.00% | −31,597−29.9% | Reduced |
| Arlington Capital Management, Inc. | 70,725 | $497.2K | 0.41% | +70,725 | New |
| Truist Financial Corp | 65,808 | $462.6K | 0.00% | −22,445−25.4% | Reduced |
| Samalin Investment Counsel, LLC | 63,742 | $448.1K | 0.21% | +12,279+23.9% | Added |
| Knightsbridge Asset Management, LLC | 50,559 | $388.8K | 0.11% | 00.0% | Unchanged |
| SFI Advisors, LLC | 55,233 | $388.3K | 0.30% | +10,187+22.6% | Added |
| Boothbay Fund Management, LLC | 55,000 | $386.6K | 0.01% | +55,000 | New |
| Kingsview Wealth Management, LLC | 53,475 | $375.9K | 0.01% | −29,748−35.7% | Reduced |
| Eschler Asset Management LLP | 55,000 | $375.1K | 0.24% | +55,000 | New |
| Independent Financial Group, LLC | 49,903 | $350.8K | 0.02% | +3,335+7.2% | Added |
| Scotia Capital Inc. | 49,362 | $347.0K | 0.00% | +22,566+84.2% | Added |
| Rockefeller Capital Management L.P. | 47,883 | $336.6K | 0.00% | +7,020+17.2% | Added |
| Envestnet Portfolio Solutions, Inc. | 45,841 | $322.3K | 0.00% | +4,860+11.9% | Added |
| Atria Wealth Solutions, Inc. | 43,736 | $307.5K | 0.00% | +4,478+11.4% | Added |
| Lynx Capital Group Ltd | 43,623 | $306.7K | 0.21% | −543−1.2% | Reduced |
| Marathon Trading Investment Management LLC | 41,000 | $288.2K | 0.11% | −1,500−3.5% | Reduced |
| Edge Financial Advisors LLC | 40,084 | $281.8K | 0.25% | +40,084 | New |
| Cetera Investment Advisers | 38,963 | $273.9K | 0.00% | +7,544+24.0% | Added |
| National Asset Management, Inc. | 33,208 | $267.0K | 0.01% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 36,578 | $257.1K | 0.05% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 32,662 | $229.6K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 32,529 | $228.7K | 0.00% | +3,298+11.3% | Added |
| Integrated Capital Management, Inc. | 32,033 | $225.2K | 0.18% | +9,833+44.3% | Added |
| Melfa Wealth Management, LLC | 31,895 | $224.2K | 0.16% | +46+0.1% | Added |
| True North Advisors, LLC | 28,615 | $201.2K | 0.06% | +28,615 | New |
| Stephens Inc | 28,376 | $199.5K | 0.00% | −3,710−11.6% | Reduced |
| Captrust Financial Advisors | 27,368 | $192.4K | 0.00% | −1,381−4.8% | Reduced |
| Kestra Advisory Services, LLC | 27,023 | $190.0K | 0.00% | −706−2.5% | Reduced |
| MONECO Advisors, LLC | 25,824 | $181.5K | 0.03% | −1,667−6.1% | Reduced |
| Calamos Advisors LLC | 25,423 | $178.7K | 0.00% | +25,423 | New |
| Private Advisor Group, LLC | 22,669 | $159.4K | 0.00% | −2,618−10.4% | Reduced |
| CSS LLC | 22,072 | $155.2K | 0.01% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 18,209 | $128.0K | 0.04% | +483+2.7% | Added |
| Concorde Asset Management, LLC | 18,100 | $127.2K | 0.09% | +18,100 | New |
| One Charles Private Wealth Services, LLC | 17,248 | $121.3K | 0.05% | 00.0% | Unchanged |
| Channel Wealth LLC | 17,062 | $119.9K | 0.05% | −443−2.5% | Reduced |
| Capital Investment Advisory Services, LLC | 16,810 | $118.2K | 0.01% | +3,642+27.7% | Added |
| Verition Fund Management LLC | 15,000 | $105.5K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 14,947 | $105.0K | 0.00% | −966−6.1% | Reduced |
| Marex Group plc | 13,795 | $97.0K | 0.00% | +13,795 | New |
| Beacon Financial Advisory LLC | 13,702 | $96.3K | 0.05% | −1,780−11.5% | Reduced |
| Catalina Capital Group, LLC | 13,631 | $95.8K | 0.04% | −4,921−26.5% | Reduced |
| Jackson Wealth Management, LLC | 13,237 | $93.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 12,567 | $88.3K | 0.01% | +12,567 | New |
| Inscription Capital, LLC | 11,914 | $83.8K | 0.01% | +11,914 | New |
| DRW Securities, LLC | 10,800 | $75.9K | 0.00% | +10,800 | New |
| Comerica Bank | 8,227 | $57.8K | 0.00% | −4,919−37.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,038 | $56.5K | 0.00% | −19,441−70.7% | Reduced |
| Spire Wealth Management | 7,758 | $54.5K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 6,479 | $45.5K | 0.00% | +6,479 | New |
| CIBC Private Wealth Group, LLC | 4,974 | $33.9K | 0.00% | +4,974 | New |
| Creative Financial Designs Inc | 2,363 | $16.6K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 2,344 | $16.5K | 0.00% | −25−1.1% | Reduced |
| Principal Securities, Inc. | 2,108 | $14.8K | 0.00% | −2,000−48.7% | Reduced |
| Bessemer Group Inc | 2,019 | $14.0K | 0.00% | +479+31.1% | Added |
| CoreCap Advisors, LLC | 1,907 | $13.4K | 0.00% | +1,907 | New |
| AlphaMark Advisors, LLC | 1,841 | $13.0K | 0.00% | +49+2.7% | Added |
| Byrne Asset Management LLC | 1,800 | $12.7K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,600 | $11.2K | 0.00% | +1,600 | New |
| Bank of America Corp | 1,401 | $9.85K | 0.00% | −938−40.1% | Reduced |
| Raleigh Capital Management Inc. | 1,100 | $7.73K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,070 | $7.52K | 0.00% | +19+1.8% | Added |
| GWM Advisors LLC | 758 | $5.33K | 0.00% | −53−6.5% | Reduced |