Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −2 vs. Q1 2023
- Shares held
- 24.0M
- −605.3K (−2.5%) vs. Q1 2023
- Total value
- $216.8M
- +$182.9K (+0.1%) vs. Q1 2023
- New holders
- 10
- 38 more added
- Sold out
- 12
- 29 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,429,446 | $40.0M | 0.00% | −32,041−0.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,922,007 | $26.4M | 10.51% | −14,563−0.5% | Reduced |
| Royal Bank of Canada | 1,853,472 | $16.7M | 0.00% | +7,177+0.4% | Added |
| LPL Financial LLC | 1,478,543 | $13.4M | 0.01% | −7,384−0.5% | Reduced |
| Invesco Ltd. | 1,307,704 | $11.8M | 0.00% | −83,933−6.0% | Reduced |
| Envestnet Asset Management Inc | 951,528 | $8.59M | 0.00% | +147,916+18.4% | Added |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $8.29M | 1.25% | 00.0% | Unchanged |
| Atlas Wealth LLC | 893,650 | $7.75M | 1.43% | −46,426−4.9% | Reduced |
| Penserra Capital Management LLC | 818,768 | $7.39M | 0.15% | +51,039+6.6% | Added |
| Oppenheimer & Co Inc | 652,059 | $5.89M | 0.12% | +83,618+14.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 540,729 | $4.88M | 0.02% | −14,741−2.7% | Reduced |
| Camelot Portfolios, LLC | 533,442 | $4.82M | 3.02% | +20,662+4.0% | Added |
| Commonwealth Equity Services, LLC | 524,002 | $4.73M | 0.01% | +101,839+24.1% | Added |
| IHT Wealth Management, LLC | 488,834 | $4.41M | 0.23% | +962+0.2% | Added |
| Wells Fargo & Company | 476,204 | $4.30M | 0.00% | −14,144−2.9% | Reduced |
| Geneos Wealth Management Inc. | 420,944 | $3.80M | 0.20% | +19,496+4.9% | Added |
| Amundi | 367,181 | $3.34M | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 367,516 | $3.32M | 0.33% | −24,800−6.3% | Reduced |
| Bulldog Investors, LLP | 351,923 | $3.18M | 1.05% | −99,704−22.1% | Reduced |
| Advisor Group Holdings, Inc. | 322,277 | $2.91M | 0.01% | +2,589+0.8% | Added |
| Bokf, NA | 208,893 | $1.89M | 0.04% | +2,169+1.0% | Added |
| CNH Partners LLC | 190,528 | $1.72M | 0.07% | +46,226+32.0% | Added |
| Landscape Capital Management, L.L.C. | 190,472 | $1.72M | 0.23% | +6,196+3.4% | Added |
| Aristides Capital LLC | 164,616 | $1.49M | 0.88% | 00.0% | Unchanged |
| Matisse Capital | 160,000 | $1.44M | 0.90% | +20,000+14.3% | Added |
| Icon Advisers Inc | 136,449 | $1.23M | 0.31% | −90,655−39.9% | Reduced |
| HighTower Advisors, LLC | 119,393 | $1.08M | 0.00% | +31,824+36.3% | Added |
| Park Avenue Securities LLC | 119,404 | $1.08M | 0.02% | +10,732+9.9% | Added |
| Marks Group Wealth Management, Inc | 118,805 | $1.07M | 0.13% | 00.0% | Unchanged |
| Raymond James & Associates | 110,343 | $996.4K | 0.00% | −259,269−70.1% | Reduced |
| UBS Group AG | 107,789 | $973.3K | 0.00% | −35,825−24.9% | Reduced |
| Janney Montgomery Scott LLC | 102,056 | $922.0K | 0.00% | +317+0.3% | Added |
| Truist Financial Corp | 90,593 | $818.1K | 0.00% | −743−0.8% | Reduced |
| NWF Advisory Services Inc. | 90,400 | $816.3K | 0.19% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 89,420 | $807.0K | 0.07% | −913−1.0% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 89,157 | $805.1K | 0.13% | −6,451−6.7% | Reduced |
| Qube Research & Technologies Ltd | 83,319 | $752.4K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 77,070 | $695.9K | 0.03% | +4,466+6.2% | Added |
| Baird Financial Group, Inc. | 67,232 | $607.1K | 0.00% | +14,228+26.8% | Added |
| Wealth Management Solutions, LLC | 50,810 | $458.8K | 0.30% | −1,820−3.5% | Reduced |
| Arlington Capital Management, Inc. | 50,703 | $457.8K | 0.40% | +50,703 | New |
| Knightsbridge Asset Management, LLC | 47,727 | $431.0K | 0.14% | −45,293−48.7% | Reduced |
| MONECO Advisors, LLC | 47,236 | $426.5K | 0.12% | −1,595−3.3% | Reduced |
| Captrust Financial Advisors | 46,639 | $421.1K | 0.00% | −1,916−3.9% | Reduced |
| Rockefeller Capital Management L.P. | 44,722 | $403.8K | 0.00% | +107+0.2% | Added |
| Independent Financial Group, LLC | 43,107 | $389.3K | 0.03% | +1,365+3.3% | Added |
| Claybrook Capital, LLC | 38,853 | $350.8K | 0.19% | +7,400+23.5% | Added |
| Atria Wealth Solutions, Inc. | 37,518 | $338.8K | 0.00% | −10,288−21.5% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $330.3K | 0.07% | 00.0% | Unchanged |
| National Asset Management, Inc. | 35,208 | $317.9K | 0.01% | −1,133−3.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 33,915 | $306.3K | 0.00% | −43,132−56.0% | Reduced |
| Raymond James Trust N.A. | 32,662 | $295.0K | 0.01% | +5,912+22.1% | Added |
| Stephens Inc | 32,547 | $293.9K | 0.01% | +250+0.8% | Added |
| Scotia Capital Inc. | 31,418 | $283.7K | 0.00% | +3,265+11.6% | Added |
| Melfa Wealth Management, LLC | 30,989 | $279.8K | 0.28% | +112+0.4% | Added |
| Cetera Investment Advisers | 29,889 | $269.9K | 0.00% | −5,148−14.7% | Reduced |
| Avantax Advisory Services, Inc. | 29,885 | $269.9K | 0.00% | +2,161+7.8% | Added |
| Prevail Innovative Wealth Advisors, LLC | 26,645 | $240.6K | 0.13% | +26,645 | New |
| Kestra Advisory Services, LLC | 24,577 | $221.9K | 0.00% | −1,360−5.2% | Reduced |
| Samalin Investment Counsel, LLC | 24,400 | $220.3K | 0.12% | +8,937+57.8% | Added |
| CSS LLC | 22,072 | $199.3K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,261 | $192.0K | 0.00% | −794−3.6% | Reduced |
| Almitas Capital LLC | 22,078 | $187.9K | 0.08% | +22,078 | New |
| Integrated Capital Management, Inc. | 20,561 | $185.7K | 0.17% | +20,561 | New |
| Cetera Advisor Networks LLC | 19,321 | $174.5K | 0.00% | −34,260−63.9% | Reduced |
| Pekin Hardy Strauss, Inc. | 17,933 | $161.9K | 0.03% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $155.7K | 0.09% | +17,248 | New |
| Cresset Asset Management, LLC | 17,000 | $153.5K | 0.00% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 16,761 | $151.4K | 0.06% | +429+2.6% | Added |
| Channel Wealth LLC | 16,505 | $149.0K | 0.09% | +2,289+16.1% | Added |
| MML Investors Services, LLC | 15,820 | $143.0K | 0.00% | +1,323+9.1% | Added |
| V Wealth Advisors LLC | 15,793 | $142.6K | 0.02% | −1,066−6.3% | Reduced |
| Koshinski Asset Management, Inc. | 14,866 | $134.2K | 0.01% | +3,886+35.4% | Added |
| Beacon Financial Advisory LLC | 14,821 | $133.8K | 0.08% | +543+3.8% | Added |
| Capital Investment Advisory Services, LLC | 13,357 | $120.6K | 0.01% | +68+0.5% | Added |
| Jackson Wealth Management, LLC | 13,237 | $120.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,102 | $100.3K | 0.00% | −12,400−52.8% | Reduced |
| Spire Wealth Management | 9,552 | $86.3K | 0.00% | +33+0.3% | Added |
| IFP Advisors, Inc | 3,438 | $54.5K | 0.00% | +434+14.4% | Added |
| Huntington National Bank | – | $48.1K | 0.00% | – | New |
| Blue Bell Private Wealth Management, LLC | 2,764 | $25.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $21.3K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,339 | $21.1K | 0.00% | −1,896−44.8% | Reduced |
| Bessemer Group Inc | 2,215 | $20.0K | 0.00% | +555+33.4% | Added |
| Byrne Asset Management LLC | 1,800 | $16.0K | 0.01% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,125 | $10.2K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 950 | $8.58K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 899 | $8.12K | 0.00% | +899 | New |
| Farther Finance Advisors, LLC | 834 | $7.53K | 0.00% | +834 | New |
| JNBA Financial Advisors | 612 | $5.53K | 0.00% | +15+2.5% | Added |
| AlphaMark Advisors, LLC | 600 | $5.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 512 | $4.63K | 0.00% | +13+2.6% | Added |
| Sound Income Strategies, LLC | 382 | $3.45K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $2.57K | 0.00% | +285 | New |
| Cedar Mountain Advisors, LLC | 82 | $740 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 8 | $73 | 0.00% | +8 | New |
| GWM Advisors LLC | 7 | $65 | 0.00% | 00.0% | Unchanged |
| LVZ Advisors, Inc. | 0 | $0 | 0.00% | −173,119−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −131,445−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −110,506−100.0% | Sold out |