Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −2 vs. Q1 2023
- Shares held
- 24.0M
- −605.3K (−2.5%) vs. Q1 2023
- Total value
- $216.8M
- +$182.9K (+0.1%) vs. Q1 2023
- New holders
- 10
- 38 more added
- Sold out
- 12
- 29 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 7 | $65 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 8 | $73 | 0.00% | +8 | New |
| Cedar Mountain Advisors, LLC | 82 | $740 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $2.57K | 0.00% | +285 | New |
| Sound Income Strategies, LLC | 382 | $3.45K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 512 | $4.63K | 0.00% | +13+2.6% | Added |
| AlphaMark Advisors, LLC | 600 | $5.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 612 | $5.53K | 0.00% | +15+2.5% | Added |
| Farther Finance Advisors, LLC | 834 | $7.53K | 0.00% | +834 | New |
| Elequin Capital LP | 899 | $8.12K | 0.00% | +899 | New |
| Raleigh Capital Management Inc. | 950 | $8.58K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,125 | $10.2K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $16.0K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,215 | $20.0K | 0.00% | +555+33.4% | Added |
| Bank of America Corp | 2,339 | $21.1K | 0.00% | −1,896−44.8% | Reduced |
| Creative Financial Designs Inc | 2,363 | $21.3K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 2,764 | $25.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | – | $48.1K | 0.00% | – | New |
| IFP Advisors, Inc | 3,438 | $54.5K | 0.00% | +434+14.4% | Added |
| Spire Wealth Management | 9,552 | $86.3K | 0.00% | +33+0.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 11,102 | $100.3K | 0.00% | −12,400−52.8% | Reduced |
| Jackson Wealth Management, LLC | 13,237 | $120.0K | 0.02% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 13,357 | $120.6K | 0.01% | +68+0.5% | Added |
| Beacon Financial Advisory LLC | 14,821 | $133.8K | 0.08% | +543+3.8% | Added |
| Koshinski Asset Management, Inc. | 14,866 | $134.2K | 0.01% | +3,886+35.4% | Added |
| V Wealth Advisors LLC | 15,793 | $142.6K | 0.02% | −1,066−6.3% | Reduced |
| MML Investors Services, LLC | 15,820 | $143.0K | 0.00% | +1,323+9.1% | Added |
| Channel Wealth LLC | 16,505 | $149.0K | 0.09% | +2,289+16.1% | Added |
| Keystone Wealth Services, LLC | 16,761 | $151.4K | 0.06% | +429+2.6% | Added |
| Cresset Asset Management, LLC | 17,000 | $153.5K | 0.00% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $155.7K | 0.09% | +17,248 | New |
| Pekin Hardy Strauss, Inc. | 17,933 | $161.9K | 0.03% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 19,321 | $174.5K | 0.00% | −34,260−63.9% | Reduced |
| Integrated Capital Management, Inc. | 20,561 | $185.7K | 0.17% | +20,561 | New |
| Almitas Capital LLC | 22,078 | $187.9K | 0.08% | +22,078 | New |
| Private Advisor Group, LLC | 21,261 | $192.0K | 0.00% | −794−3.6% | Reduced |
| CSS LLC | 22,072 | $199.3K | 0.02% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 24,400 | $220.3K | 0.12% | +8,937+57.8% | Added |
| Kestra Advisory Services, LLC | 24,577 | $221.9K | 0.00% | −1,360−5.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 26,645 | $240.6K | 0.13% | +26,645 | New |
| Avantax Advisory Services, Inc. | 29,885 | $269.9K | 0.00% | +2,161+7.8% | Added |
| Cetera Investment Advisers | 29,889 | $269.9K | 0.00% | −5,148−14.7% | Reduced |
| Melfa Wealth Management, LLC | 30,989 | $279.8K | 0.28% | +112+0.4% | Added |
| Scotia Capital Inc. | 31,418 | $283.7K | 0.00% | +3,265+11.6% | Added |
| Stephens Inc | 32,547 | $293.9K | 0.01% | +250+0.8% | Added |
| Raymond James Trust N.A. | 32,662 | $295.0K | 0.01% | +5,912+22.1% | Added |
| Steward Partners Investment Advisory, LLC | 33,915 | $306.3K | 0.00% | −43,132−56.0% | Reduced |
| National Asset Management, Inc. | 35,208 | $317.9K | 0.01% | −1,133−3.1% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $330.3K | 0.07% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 37,518 | $338.8K | 0.00% | −10,288−21.5% | Reduced |
| Claybrook Capital, LLC | 38,853 | $350.8K | 0.19% | +7,400+23.5% | Added |
| Independent Financial Group, LLC | 43,107 | $389.3K | 0.03% | +1,365+3.3% | Added |
| Rockefeller Capital Management L.P. | 44,722 | $403.8K | 0.00% | +107+0.2% | Added |
| Captrust Financial Advisors | 46,639 | $421.1K | 0.00% | −1,916−3.9% | Reduced |
| MONECO Advisors, LLC | 47,236 | $426.5K | 0.12% | −1,595−3.3% | Reduced |
| Knightsbridge Asset Management, LLC | 47,727 | $431.0K | 0.14% | −45,293−48.7% | Reduced |
| Arlington Capital Management, Inc. | 50,703 | $457.8K | 0.40% | +50,703 | New |
| Wealth Management Solutions, LLC | 50,810 | $458.8K | 0.30% | −1,820−3.5% | Reduced |
| Baird Financial Group, Inc. | 67,232 | $607.1K | 0.00% | +14,228+26.8% | Added |
| Kingsview Wealth Management, LLC | 77,070 | $695.9K | 0.03% | +4,466+6.2% | Added |
| Qube Research & Technologies Ltd | 83,319 | $752.4K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 89,157 | $805.1K | 0.13% | −6,451−6.7% | Reduced |
| Arete Wealth Advisors, LLC | 89,420 | $807.0K | 0.07% | −913−1.0% | Reduced |
| NWF Advisory Services Inc. | 90,400 | $816.3K | 0.19% | 00.0% | Unchanged |
| Truist Financial Corp | 90,593 | $818.1K | 0.00% | −743−0.8% | Reduced |
| Janney Montgomery Scott LLC | 102,056 | $922.0K | 0.00% | +317+0.3% | Added |
| UBS Group AG | 107,789 | $973.3K | 0.00% | −35,825−24.9% | Reduced |
| Raymond James & Associates | 110,343 | $996.4K | 0.00% | −259,269−70.1% | Reduced |
| Marks Group Wealth Management, Inc | 118,805 | $1.07M | 0.13% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 119,404 | $1.08M | 0.02% | +10,732+9.9% | Added |
| HighTower Advisors, LLC | 119,393 | $1.08M | 0.00% | +31,824+36.3% | Added |
| Icon Advisers Inc | 136,449 | $1.23M | 0.31% | −90,655−39.9% | Reduced |
| Matisse Capital | 160,000 | $1.44M | 0.90% | +20,000+14.3% | Added |
| Aristides Capital LLC | 164,616 | $1.49M | 0.88% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 190,472 | $1.72M | 0.23% | +6,196+3.4% | Added |
| CNH Partners LLC | 190,528 | $1.72M | 0.07% | +46,226+32.0% | Added |
| Bokf, NA | 208,893 | $1.89M | 0.04% | +2,169+1.0% | Added |
| Advisor Group Holdings, Inc. | 322,277 | $2.91M | 0.01% | +2,589+0.8% | Added |
| Bulldog Investors, LLP | 351,923 | $3.18M | 1.05% | −99,704−22.1% | Reduced |
| Nations Financial Group Inc, | 367,516 | $3.32M | 0.33% | −24,800−6.3% | Reduced |
| Amundi | 367,181 | $3.34M | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 420,944 | $3.80M | 0.20% | +19,496+4.9% | Added |
| Wells Fargo & Company | 476,204 | $4.30M | 0.00% | −14,144−2.9% | Reduced |
| IHT Wealth Management, LLC | 488,834 | $4.41M | 0.23% | +962+0.2% | Added |
| Commonwealth Equity Services, LLC | 524,002 | $4.73M | 0.01% | +101,839+24.1% | Added |
| Camelot Portfolios, LLC | 533,442 | $4.82M | 3.02% | +20,662+4.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 540,729 | $4.88M | 0.02% | −14,741−2.7% | Reduced |
| Oppenheimer & Co Inc | 652,059 | $5.89M | 0.12% | +83,618+14.7% | Added |
| Penserra Capital Management LLC | 818,768 | $7.39M | 0.15% | +51,039+6.6% | Added |
| Atlas Wealth LLC | 893,650 | $7.75M | 1.43% | −46,426−4.9% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $8.29M | 1.25% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 951,528 | $8.59M | 0.00% | +147,916+18.4% | Added |
| Invesco Ltd. | 1,307,704 | $11.8M | 0.00% | −83,933−6.0% | Reduced |
| LPL Financial LLC | 1,478,543 | $13.4M | 0.01% | −7,384−0.5% | Reduced |
| Royal Bank of Canada | 1,853,472 | $16.7M | 0.00% | +7,177+0.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,922,007 | $26.4M | 10.51% | −14,563−0.5% | Reduced |
| Morgan Stanley | 4,429,446 | $40.0M | 0.00% | −32,041−0.7% | Reduced |
| LVZ Advisors, Inc. | 0 | $0 | 0.00% | −173,119−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −131,445−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −110,506−100.0% | Sold out |