Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- −13 vs. Q4 2024
- Shares held
- 25.2M
- −3.01M (−10.7%) vs. Q4 2024
- Total value
- $131.1M
- −$15.4M (−10.5%) vs. Q4 2024
- New holders
- 9
- 27 more added
- Sold out
- 22
- 42 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 4,023,301 | $20.9M | 0.01% | −118,708−2.9% | Reduced |
| Morgan Stanley | 3,511,694 | $18.3M | 0.00% | +197,645+6.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,677,303 | $13.9M | 4.74% | −83,475−3.0% | Reduced |
| Invesco Ltd. | 1,761,877 | $9.16M | 0.00% | −78,940−4.3% | Reduced |
| Envestnet Asset Management Inc | 1,724,764 | $8.97M | 0.00% | +8,124+0.5% | Added |
| Royal Bank of Canada | 1,436,380 | $7.47M | 0.00% | −720,158−33.4% | Reduced |
| Geneos Wealth Management Inc. | 978,559 | $5.09M | 0.17% | +457,721+87.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 949,184 | $4.94M | 0.02% | +212,035+28.8% | Added |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $4.77M | 0.45% | 00.0% | Unchanged |
| LPL Financial LLC | 610,018 | $3.17M | 0.00% | −130,627−17.6% | Reduced |
| Matisse Capital | 583,387 | $3.03M | 1.60% | +74,387+14.6% | Added |
| Landscape Capital Management, L.L.C. | 529,953 | $2.76M | 0.25% | −390,380−42.4% | Reduced |
| Camelot Portfolios, LLC | 457,698 | $2.38M | 1.48% | +95,576+26.4% | Added |
| Oppenheimer & Co Inc | 457,394 | $2.38M | 0.04% | −24,076−5.0% | Reduced |
| RSM US Wealth Management LLC | 363,122 | $1.89M | 0.03% | −79,430−17.9% | Reduced |
| Nations Financial Group Inc, | 358,315 | $1.86M | 0.14% | +2,000+0.6% | Added |
| Commonwealth Equity Services, LLC | 332,418 | $1.73M | 0.00% | −96,129−22.4% | Reduced |
| Advisor Group Holdings, Inc. | 305,024 | $1.59M | 0.00% | −61,062−16.7% | Reduced |
| Park Avenue Securities LLC | 220,857 | $1.15M | 0.01% | +21,379+10.7% | Added |
| CF Capital LLC | 220,000 | $1.12M | 1.14% | −330,000−60.0% | Reduced |
| HighTower Advisors, LLC | 211,406 | $1.10M | 0.00% | −167,768−44.2% | Reduced |
| IHT Wealth Management, LLC | 206,950 | $1.08M | 0.03% | −195,155−48.5% | Reduced |
| NWF Advisory Services Inc. | 206,000 | $1.07M | 0.15% | +206,000 | New |
| Yakira Capital Management, Inc. | 149,435 | $777.1K | 0.32% | −54,813−26.8% | Reduced |
| Aristides Capital LLC | 133,496 | $694.2K | 0.26% | −17,410−11.5% | Reduced |
| GWM Advisors LLC | 117,733 | $612.2K | 0.00% | −6,313−5.1% | Reduced |
| Baird Financial Group, Inc. | 116,349 | $605.0K | 0.00% | +2,162+1.9% | Added |
| GatePass Capital, LLC | 109,800 | $571.0K | 0.43% | +67,300+158.4% | Added |
| AEGON USA Investment Management, LLC | 105,895 | $550.7K | 0.44% | −90,720−46.1% | Reduced |
| Samalin Investment Counsel, LLC | 96,013 | $499.3K | 0.20% | +22,400+30.4% | Added |
| Arlington Capital Management, Inc. | 89,674 | $466.3K | 0.35% | −6,568−6.8% | Reduced |
| SFI Advisors, LLC | 81,254 | $422.5K | 0.31% | +49,949+159.6% | Added |
| Cetera Investment Advisers | 65,292 | $339.5K | 0.00% | +8,128+14.2% | Added |
| Blue Bell Private Wealth Management, LLC | 62,773 | $326.4K | 0.06% | −10,204−14.0% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 61,852 | $321.6K | 0.00% | +1,966+3.3% | Added |
| Atria Wealth Solutions, Inc. | 55,129 | $286.7K | 0.00% | +120.0% | Added |
| Integrated Capital Management, Inc. | 53,426 | $277.8K | 0.22% | +10,479+24.4% | Added |
| Marex Group plc | 51,480 | $267.7K | 0.01% | −205,493−80.0% | Reduced |
| Ariadne Wealth Management, LP | 52,846 | $266.9K | 0.14% | +393+0.7% | Added |
| Concorde Asset Management, LLC | 54,900 | $265.7K | 0.14% | −1,900−3.3% | Reduced |
| Creative Planning | 46,178 | $240.1K | 0.00% | −4,576−9.0% | Reduced |
| MidWestOne Financial Group, Inc. | 36,578 | $190.2K | 0.03% | 00.0% | Unchanged |
| CSS LLC | 32,516 | $169.1K | 0.01% | +10,444+47.3% | Added |
| UBS Group AG | 32,119 | $167.0K | 0.00% | −45,741−58.7% | Reduced |
| Private Advisor Group, LLC | 30,060 | $156.3K | 0.00% | +4,867+19.3% | Added |
| Mariner, LLC | 30,042 | $156.2K | 0.00% | +30,042 | New |
| Icon Advisers Inc | 29,564 | $153.7K | 0.04% | −494,954−94.4% | Reduced |
| Melfa Wealth Management, LLC | 29,135 | $151.5K | 0.10% | 00.0% | Unchanged |
| Calamos Advisors LLC | 28,904 | $150.3K | 0.00% | −24,839−46.2% | Reduced |
| Papamarkou Wellner Asset Management inc. | 30,000 | $149.4K | 0.10% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 28,605 | $148.7K | 0.01% | −1,871−6.1% | Reduced |
| Janney Montgomery Scott LLC | 27,102 | $141.0K | 0.00% | −30,183−52.7% | Reduced |
| Kingsview Wealth Management, LLC | 26,791 | $139.3K | 0.00% | +2,187+8.9% | Added |
| Sage Capital Management, LLC | 26,176 | $136.1K | 0.07% | −12,066−31.6% | Reduced |
| National Asset Management, Inc. | 24,990 | $129.9K | 0.00% | −3,223−11.4% | Reduced |
| Kestra Advisory Services, LLC | 23,070 | $120.0K | 0.00% | +367+1.6% | Added |
| Jane Street Group, LLC | 21,306 | $110.8K | 0.00% | −61,828−74.4% | Reduced |
| MML Investors Services, LLC | 21,134 | $110.0K | 0.00% | +5,891+38.6% | Added |
| Keystone Wealth Services, LLC | 19,700 | $102.4K | 0.03% | +412+2.1% | Added |
| One Charles Private Wealth Services, LLC | 17,248 | $89.7K | 0.03% | 00.0% | Unchanged |
| Channel Wealth LLC | 16,722 | $87.0K | 0.03% | −340−2.0% | Reduced |
| Inscription Capital, LLC | 11,914 | $83.8K | 0.01% | +11,914 | New |
| U.S. Capital Wealth Advisors, LLC | 14,827 | $77.1K | 0.00% | −3,337−18.4% | Reduced |
| Stephens Inc | 12,943 | $67.3K | 0.00% | −901−6.5% | Reduced |
| Truist Financial Corp | 12,039 | $62.6K | 0.00% | −11,438−48.7% | Reduced |
| Post Resch Tallon Group Inc. | 12,121 | $61.9K | 0.06% | +13+0.1% | Added |
| Koshinski Asset Management, Inc. | 11,625 | $60.5K | 0.01% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 10,718 | $55.7K | 0.02% | −159,008−93.7% | Reduced |
| Capital Investment Advisory Services, LLC | 10,703 | $55.7K | 0.00% | +158+1.5% | Added |
| Goldman Sachs Group Inc | 10,157 | $52.8K | 0.00% | −31,320−75.5% | Reduced |
| Comerica Bank | 6,452 | $33.6K | 0.00% | −1,047−14.0% | Reduced |
| Legacy Wealth Managment, LLC | 5,270 | $27.4K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $15.6K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $12.3K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $9.36K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 1,774 | $9.22K | 0.00% | +1,774 | New |
| Steward Partners Investment Advisory, LLC | 1,261 | $6.56K | 0.00% | −1,077−46.1% | Reduced |
| IFP Advisors, Inc | 1,158 | $6.02K | 0.00% | +25+2.2% | Added |
| Bank of America Corp | 1,054 | $5.48K | 0.00% | −18,191−94.5% | Reduced |
| Ameriflex Group, Inc. | 853 | $4.44K | 0.00% | 00.0% | Unchanged |
| Inlight Wealth Management, LLC | 671 | $3.49K | 0.00% | +671 | New |
| Asset Dedication, LLC | 571 | $2.97K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 488 | $2.54K | 0.00% | +488 | New |
| Sound Income Strategies, LLC | 382 | $1.99K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 396 | $1.77K | 0.00% | −317−44.5% | Reduced |
| Caldwell Sutter Capital, Inc. | 285 | $1.48K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 99 | $1.00K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 171 | $889 | 0.00% | −289−62.8% | Reduced |
| Principal Securities, Inc. | 168 | $872 | 0.00% | 00.0% | Unchanged |
| Mountain Hill Investment Partners Corp. | 116 | $601 | 0.00% | +3+2.7% | Added |
| Cedar Mountain Advisors, LLC | 82 | $426 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 59 | $307 | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 42 | $219 | 0.00% | +42 | New |
| FMR LLC | 28 | $146 | 0.00% | +28 | New |
| Wells Fargo & Company | 1 | $7 | 0.00% | −9−90.0% | Reduced |
| AdvisorNet Financial, Inc | 1 | $7 | 0.00% | +1 | New |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −169,300−100.0% | Sold out |
| Private Capital Management, LLC | 0 | $0 | 0.00% | −141,000−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −88,704−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −65,900−100.0% | Sold out |