Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Highland Opportunities & Income Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- −13 vs. Q4 2024
- Shares held
- 25.2M
- −3.01M (−10.7%) vs. Q4 2024
- Total value
- $131.1M
- −$15.4M (−10.5%) vs. Q4 2024
- New holders
- 9
- 27 more added
- Sold out
- 22
- 42 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1 | $7 | 0.00% | −9−90.0% | Reduced |
| AdvisorNet Financial, Inc | 1 | $7 | 0.00% | +1 | New |
| FMR LLC | 28 | $146 | 0.00% | +28 | New |
| Coldstream Capital Management Inc | 42 | $219 | 0.00% | +42 | New |
| MAI Capital Management | 59 | $307 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $426 | 0.00% | 00.0% | Unchanged |
| Mountain Hill Investment Partners Corp. | 116 | $601 | 0.00% | +3+2.7% | Added |
| Principal Securities, Inc. | 168 | $872 | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 171 | $889 | 0.00% | −289−62.8% | Reduced |
| CWM, LLC | 99 | $1.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $1.48K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 396 | $1.77K | 0.00% | −317−44.5% | Reduced |
| Sound Income Strategies, LLC | 382 | $1.99K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 488 | $2.54K | 0.00% | +488 | New |
| Asset Dedication, LLC | 571 | $2.97K | 0.00% | 00.0% | Unchanged |
| Inlight Wealth Management, LLC | 671 | $3.49K | 0.00% | +671 | New |
| Ameriflex Group, Inc. | 853 | $4.44K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,054 | $5.48K | 0.00% | −18,191−94.5% | Reduced |
| IFP Advisors, Inc | 1,158 | $6.02K | 0.00% | +25+2.2% | Added |
| Steward Partners Investment Advisory, LLC | 1,261 | $6.56K | 0.00% | −1,077−46.1% | Reduced |
| US Bancorp | 1,774 | $9.22K | 0.00% | +1,774 | New |
| Byrne Asset Management LLC | 1,800 | $9.36K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $12.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $15.6K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 5,270 | $27.4K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 6,452 | $33.6K | 0.00% | −1,047−14.0% | Reduced |
| Goldman Sachs Group Inc | 10,157 | $52.8K | 0.00% | −31,320−75.5% | Reduced |
| Capital Investment Advisory Services, LLC | 10,703 | $55.7K | 0.00% | +158+1.5% | Added |
| Bulldog Investors, LLP | 10,718 | $55.7K | 0.02% | −159,008−93.7% | Reduced |
| Koshinski Asset Management, Inc. | 11,625 | $60.5K | 0.01% | 00.0% | Unchanged |
| Post Resch Tallon Group Inc. | 12,121 | $61.9K | 0.06% | +13+0.1% | Added |
| Truist Financial Corp | 12,039 | $62.6K | 0.00% | −11,438−48.7% | Reduced |
| Stephens Inc | 12,943 | $67.3K | 0.00% | −901−6.5% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 14,827 | $77.1K | 0.00% | −3,337−18.4% | Reduced |
| Inscription Capital, LLC | 11,914 | $83.8K | 0.01% | +11,914 | New |
| Channel Wealth LLC | 16,722 | $87.0K | 0.03% | −340−2.0% | Reduced |
| One Charles Private Wealth Services, LLC | 17,248 | $89.7K | 0.03% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 19,700 | $102.4K | 0.03% | +412+2.1% | Added |
| MML Investors Services, LLC | 21,134 | $110.0K | 0.00% | +5,891+38.6% | Added |
| Jane Street Group, LLC | 21,306 | $110.8K | 0.00% | −61,828−74.4% | Reduced |
| Kestra Advisory Services, LLC | 23,070 | $120.0K | 0.00% | +367+1.6% | Added |
| National Asset Management, Inc. | 24,990 | $129.9K | 0.00% | −3,223−11.4% | Reduced |
| Sage Capital Management, LLC | 26,176 | $136.1K | 0.07% | −12,066−31.6% | Reduced |
| Kingsview Wealth Management, LLC | 26,791 | $139.3K | 0.00% | +2,187+8.9% | Added |
| Janney Montgomery Scott LLC | 27,102 | $141.0K | 0.00% | −30,183−52.7% | Reduced |
| Independent Financial Group, LLC | 28,605 | $148.7K | 0.01% | −1,871−6.1% | Reduced |
| Papamarkou Wellner Asset Management inc. | 30,000 | $149.4K | 0.10% | 00.0% | Unchanged |
| Calamos Advisors LLC | 28,904 | $150.3K | 0.00% | −24,839−46.2% | Reduced |
| Melfa Wealth Management, LLC | 29,135 | $151.5K | 0.10% | 00.0% | Unchanged |
| Icon Advisers Inc | 29,564 | $153.7K | 0.04% | −494,954−94.4% | Reduced |
| Mariner, LLC | 30,042 | $156.2K | 0.00% | +30,042 | New |
| Private Advisor Group, LLC | 30,060 | $156.3K | 0.00% | +4,867+19.3% | Added |
| UBS Group AG | 32,119 | $167.0K | 0.00% | −45,741−58.7% | Reduced |
| CSS LLC | 32,516 | $169.1K | 0.01% | +10,444+47.3% | Added |
| MidWestOne Financial Group, Inc. | 36,578 | $190.2K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 46,178 | $240.1K | 0.00% | −4,576−9.0% | Reduced |
| Concorde Asset Management, LLC | 54,900 | $265.7K | 0.14% | −1,900−3.3% | Reduced |
| Ariadne Wealth Management, LP | 52,846 | $266.9K | 0.14% | +393+0.7% | Added |
| Marex Group plc | 51,480 | $267.7K | 0.01% | −205,493−80.0% | Reduced |
| Integrated Capital Management, Inc. | 53,426 | $277.8K | 0.22% | +10,479+24.4% | Added |
| Atria Wealth Solutions, Inc. | 55,129 | $286.7K | 0.00% | +120.0% | Added |
| Envestnet Portfolio Solutions, Inc. | 61,852 | $321.6K | 0.00% | +1,966+3.3% | Added |
| Blue Bell Private Wealth Management, LLC | 62,773 | $326.4K | 0.06% | −10,204−14.0% | Reduced |
| Cetera Investment Advisers | 65,292 | $339.5K | 0.00% | +8,128+14.2% | Added |
| SFI Advisors, LLC | 81,254 | $422.5K | 0.31% | +49,949+159.6% | Added |
| Arlington Capital Management, Inc. | 89,674 | $466.3K | 0.35% | −6,568−6.8% | Reduced |
| Samalin Investment Counsel, LLC | 96,013 | $499.3K | 0.20% | +22,400+30.4% | Added |
| AEGON USA Investment Management, LLC | 105,895 | $550.7K | 0.44% | −90,720−46.1% | Reduced |
| GatePass Capital, LLC | 109,800 | $571.0K | 0.43% | +67,300+158.4% | Added |
| Baird Financial Group, Inc. | 116,349 | $605.0K | 0.00% | +2,162+1.9% | Added |
| GWM Advisors LLC | 117,733 | $612.2K | 0.00% | −6,313−5.1% | Reduced |
| Aristides Capital LLC | 133,496 | $694.2K | 0.26% | −17,410−11.5% | Reduced |
| Yakira Capital Management, Inc. | 149,435 | $777.1K | 0.32% | −54,813−26.8% | Reduced |
| NWF Advisory Services Inc. | 206,000 | $1.07M | 0.15% | +206,000 | New |
| IHT Wealth Management, LLC | 206,950 | $1.08M | 0.03% | −195,155−48.5% | Reduced |
| HighTower Advisors, LLC | 211,406 | $1.10M | 0.00% | −167,768−44.2% | Reduced |
| CF Capital LLC | 220,000 | $1.12M | 1.14% | −330,000−60.0% | Reduced |
| Park Avenue Securities LLC | 220,857 | $1.15M | 0.01% | +21,379+10.7% | Added |
| Advisor Group Holdings, Inc. | 305,024 | $1.59M | 0.00% | −61,062−16.7% | Reduced |
| Commonwealth Equity Services, LLC | 332,418 | $1.73M | 0.00% | −96,129−22.4% | Reduced |
| Nations Financial Group Inc, | 358,315 | $1.86M | 0.14% | +2,000+0.6% | Added |
| RSM US Wealth Management LLC | 363,122 | $1.89M | 0.03% | −79,430−17.9% | Reduced |
| Oppenheimer & Co Inc | 457,394 | $2.38M | 0.04% | −24,076−5.0% | Reduced |
| Camelot Portfolios, LLC | 457,698 | $2.38M | 1.48% | +95,576+26.4% | Added |
| Landscape Capital Management, L.L.C. | 529,953 | $2.76M | 0.25% | −390,380−42.4% | Reduced |
| Matisse Capital | 583,387 | $3.03M | 1.60% | +74,387+14.6% | Added |
| LPL Financial LLC | 610,018 | $3.17M | 0.00% | −130,627−17.6% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $4.77M | 0.45% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 949,184 | $4.94M | 0.02% | +212,035+28.8% | Added |
| Geneos Wealth Management Inc. | 978,559 | $5.09M | 0.17% | +457,721+87.9% | Added |
| Royal Bank of Canada | 1,436,380 | $7.47M | 0.00% | −720,158−33.4% | Reduced |
| Envestnet Asset Management Inc | 1,724,764 | $8.97M | 0.00% | +8,124+0.5% | Added |
| Invesco Ltd. | 1,761,877 | $9.16M | 0.00% | −78,940−4.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,677,303 | $13.9M | 4.74% | −83,475−3.0% | Reduced |
| Morgan Stanley | 3,511,694 | $18.3M | 0.00% | +197,645+6.0% | Added |
| Raymond James Financial Inc | 4,023,301 | $20.9M | 0.01% | −118,708−2.9% | Reduced |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −169,300−100.0% | Sold out |
| Private Capital Management, LLC | 0 | $0 | 0.00% | −141,000−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −88,704−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −65,900−100.0% | Sold out |