Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +1 vs. Q3 2023
- Shares held
- 25.9M
- +1.23M (+5.0%) vs. Q3 2023
- Total value
- $198.8M
- +$893.7K (+0.5%) vs. Q3 2023
- New holders
- 14
- 42 more added
- Sold out
- 13
- 27 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,514,355 | $34.7M | 0.00% | +94,511+2.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 3,024,092 | $23.3M | 8.54% | +152,421+5.3% | Added |
| Royal Bank of Canada | 1,843,467 | $14.2M | 0.00% | −67,698−3.5% | Reduced |
| LPL Financial LLC | 1,443,350 | $11.1M | 0.01% | −45,223−3.0% | Reduced |
| Envestnet Asset Management Inc | 1,393,258 | $10.7M | 0.00% | +432,353+45.0% | Added |
| Invesco Ltd. | 1,234,664 | $9.49M | 0.00% | −20,480−1.6% | Reduced |
| Raymond James & Associates | 1,055,128 | $8.11M | 0.01% | +590,402+127.0% | Added |
| Penserra Capital Management LLC | 984,333 | $7.57M | 0.14% | +68,125+7.4% | Added |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $7.06M | 1.07% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 674,116 | $5.18M | 0.10% | +1,712+0.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 624,905 | $4.81M | 0.02% | +88,941+16.6% | Added |
| Commonwealth Equity Services, LLC | 578,293 | $4.45M | 0.01% | +41,539+7.7% | Added |
| Camelot Portfolios, LLC | 548,053 | $4.21M | 2.49% | +168,844+44.5% | Added |
| IHT Wealth Management, LLC | 509,630 | $3.92M | 0.17% | +10,420+2.1% | Added |
| Wells Fargo & Company | 458,043 | $3.52M | 0.00% | −21,956−4.6% | Reduced |
| Landscape Capital Management, L.L.C. | 397,800 | $3.06M | 0.27% | +118,094+42.2% | Added |
| Geneos Wealth Management Inc. | 385,175 | $2.96M | 0.15% | −21,128−5.2% | Reduced |
| Nations Financial Group Inc, | 380,882 | $2.93M | 0.27% | +5,352+1.4% | Added |
| HighTower Advisors, LLC | 342,067 | $2.62M | 0.00% | +17,190+5.3% | Added |
| Amundi | 367,181 | $2.57M | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 310,059 | $2.38M | 0.78% | −41,864−11.9% | Reduced |
| Advisor Group Holdings, Inc. | 285,341 | $2.19M | 0.00% | −134,334−32.0% | Reduced |
| Matisse Capital | 285,000 | $2.19M | 1.17% | +115,000+67.6% | Added |
| Advisor Resource Council | 221,064 | $1.70M | 0.20% | +221,064 | New |
| CNH Partners LLC | 212,709 | $1.64M | 0.07% | +22,181+11.6% | Added |
| Bokf, NA | 204,628 | $1.57M | 0.03% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 170,712 | $1.31M | 0.79% | +170,712 | New |
| Park Avenue Securities LLC | 150,400 | $1.16M | 0.02% | +19,980+15.3% | Added |
| Aristides Capital LLC | 134,616 | $1.04M | 0.52% | −30,000−18.2% | Reduced |
| Icon Advisers Inc | 128,733 | $990.0K | 0.23% | −43,700−25.3% | Reduced |
| Marks Group Wealth Management, Inc | 118,805 | $913.6K | 0.10% | 00.0% | Unchanged |
| Creative Planning | 105,714 | $812.9K | 0.00% | +105,714 | New |
| Janney Montgomery Scott LLC | 99,955 | $769.0K | 0.00% | +3,395+3.5% | Added |
| Prevail Innovative Wealth Advisors, LLC | 94,079 | $723.5K | 0.35% | +35,891+61.7% | Added |
| Truist Financial Corp | 88,253 | $678.7K | 0.00% | −2,945−3.2% | Reduced |
| Arete Wealth Advisors, LLC | 87,613 | $673.7K | 0.05% | −6,947−7.3% | Reduced |
| Qube Research & Technologies Ltd | 84,179 | $647.3K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 83,223 | $640.0K | 0.02% | −2,914−3.4% | Reduced |
| NWF Advisory Services Inc. | 81,400 | $626.0K | 0.12% | −7,700−8.6% | Reduced |
| Baird Financial Group, Inc. | 70,775 | $544.3K | 0.00% | +2,361+3.5% | Added |
| Samalin Investment Counsel, LLC | 51,463 | $395.8K | 0.20% | +18,512+56.2% | Added |
| Knightsbridge Asset Management, LLC | 50,559 | $388.8K | 0.11% | +1,485+3.0% | Added |
| Independent Financial Group, LLC | 46,568 | $358.1K | 0.02% | +7,025+17.8% | Added |
| SFI Advisors, LLC | 45,046 | $346.4K | 0.30% | +18,706+71.0% | Added |
| Lynx Capital Group Ltd | 44,166 | $339.6K | 0.25% | +44,166 | New |
| Marathon Trading Investment Management LLC | 42,500 | $326.8K | 0.06% | +42,500 | New |
| Envestnet Portfolio Solutions, Inc. | 40,981 | $315.1K | 0.00% | +10,033+32.4% | Added |
| Rockefeller Capital Management L.P. | 40,863 | $314.2K | 0.00% | −4,041−9.0% | Reduced |
| Lido Advisors, LLC | 40,318 | $310.0K | 0.00% | +40,318 | New |
| Atria Wealth Solutions, Inc. | 39,258 | $301.9K | 0.00% | +12,933+49.1% | Added |
| MidWestOne Financial Group, Inc. | 36,578 | $281.3K | 0.05% | +36,578 | New |
| National Asset Management, Inc. | 33,208 | $255.4K | 0.01% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 32,662 | $251.2K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 32,086 | $246.7K | 0.00% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 31,849 | $244.9K | 0.23% | +78+0.2% | Added |
| Cetera Investment Advisers | 31,419 | $241.6K | 0.00% | −5,891−15.8% | Reduced |
| Avantax Advisory Services, Inc. | 31,355 | $241.1K | 0.00% | +173+0.6% | Added |
| UBS Group AG | 29,231 | $224.8K | 0.00% | −339−1.1% | Reduced |
| Captrust Financial Advisors | 28,749 | $221.1K | 0.00% | −5,852−16.9% | Reduced |
| Kestra Advisory Services, LLC | 27,729 | $213.2K | 0.00% | +2,579+10.3% | Added |
| MONECO Advisors, LLC | 27,491 | $211.4K | 0.04% | −17,420−38.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 27,479 | $211.3K | 0.00% | +2,488+10.0% | Added |
| Scotia Capital Inc. | 26,796 | $206.0K | 0.00% | −9,526−26.2% | Reduced |
| Private Advisor Group, LLC | 25,287 | $194.5K | 0.00% | +4,424+21.2% | Added |
| Jane Street Group, LLC | 25,166 | $193.5K | 0.00% | −3,732−12.9% | Reduced |
| Integrated Capital Management, Inc. | 22,200 | $170.7K | 0.14% | +496+2.3% | Added |
| CSS LLC | 22,072 | $169.7K | 0.01% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 18,552 | $142.7K | 0.11% | +18,552 | New |
| Keystone Wealth Services, LLC | 17,726 | $136.3K | 0.05% | +509+3.0% | Added |
| CTC Alternative Strategies, Ltd. | 17,624 | $135.5K | 0.28% | +17,624 | New |
| Channel Wealth LLC | 17,505 | $134.6K | 0.06% | +1,000+6.1% | Added |
| One Charles Private Wealth Services, LLC | 17,248 | $132.6K | 0.07% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 17,000 | $130.7K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,913 | $122.0K | 0.00% | −65−0.4% | Reduced |
| Beacon Financial Advisory LLC | 15,482 | $119.1K | 0.06% | +410+2.7% | Added |
| Verition Fund Management LLC | 15,000 | $115.3K | 0.00% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 14,602 | $112.3K | 0.02% | −3,331−18.6% | Reduced |
| Jackson Wealth Management, LLC | 13,237 | $102.0K | 0.01% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 13,168 | $101.3K | 0.01% | +986+8.1% | Added |
| Comerica Bank | 13,146 | $101.1K | 0.00% | −802−5.7% | Reduced |
| Citadel Advisors LLC | 10,988 | $84.5K | 0.00% | −1,755−13.8% | Reduced |
| Nomura Holdings Inc | 10,950 | $84.2K | 0.00% | +10,950 | New |
| Spire Wealth Management | 7,758 | $57.9K | 0.00% | −1,829−19.1% | Reduced |
| US Bancorp | 4,403 | $33.9K | 0.00% | +4,403 | New |
| Principal Securities, Inc. | 4,108 | $31.6K | 0.00% | +4,108 | New |
| Advisory Services Network, LLC | 2,589 | $19.9K | 0.00% | +2,589 | New |
| Blue Bell Private Wealth Management, LLC | 2,369 | $18.2K | 0.00% | −395−14.3% | Reduced |
| Creative Financial Designs Inc | 2,363 | $18.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,339 | $18.0K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,792 | $14.0K | 0.01% | +51+2.9% | Added |
| Byrne Asset Management LLC | 1,800 | $13.7K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,540 | $12.0K | 0.00% | +50+3.4% | Added |
| Raleigh Capital Management Inc. | 1,100 | $8.46K | 0.00% | +500+83.3% | Added |
| IFP Advisors, Inc | 1,051 | $8.08K | 0.00% | +31+3.0% | Added |
| GWM Advisors LLC | 811 | $6.24K | 0.00% | +804+11,485.7% | Added |
| JNBA Financial Advisors | 642 | $4.94K | 0.00% | +18+2.9% | Added |
| Concord Wealth Partners | 543 | $4.17K | 0.00% | +16+3.0% | Added |
| Northwestern Mutual Wealth Management Co | 459 | $3.53K | 0.00% | −1,020−69.0% | Reduced |
| Sound Income Strategies, LLC | 382 | $2.94K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $2.19K | 0.00% | 00.0% | Unchanged |