Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +1 vs. Q3 2023
- Shares held
- 25.9M
- +1.23M (+5.0%) vs. Q3 2023
- Total value
- $198.8M
- +$893.7K (+0.5%) vs. Q3 2023
- New holders
- 14
- 42 more added
- Sold out
- 13
- 27 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $8 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 8 | $62 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $631 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 148 | $1.14K | 0.00% | +148 | New |
| Caldwell Sutter Capital, Inc. | 285 | $2.19K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $2.94K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 459 | $3.53K | 0.00% | −1,020−69.0% | Reduced |
| Concord Wealth Partners | 543 | $4.17K | 0.00% | +16+3.0% | Added |
| JNBA Financial Advisors | 642 | $4.94K | 0.00% | +18+2.9% | Added |
| GWM Advisors LLC | 811 | $6.24K | 0.00% | +804+11,485.7% | Added |
| IFP Advisors, Inc | 1,051 | $8.08K | 0.00% | +31+3.0% | Added |
| Raleigh Capital Management Inc. | 1,100 | $8.46K | 0.00% | +500+83.3% | Added |
| Bessemer Group Inc | 1,540 | $12.0K | 0.00% | +50+3.4% | Added |
| Byrne Asset Management LLC | 1,800 | $13.7K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,792 | $14.0K | 0.01% | +51+2.9% | Added |
| Bank of America Corp | 2,339 | $18.0K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $18.2K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 2,369 | $18.2K | 0.00% | −395−14.3% | Reduced |
| Advisory Services Network, LLC | 2,589 | $19.9K | 0.00% | +2,589 | New |
| Principal Securities, Inc. | 4,108 | $31.6K | 0.00% | +4,108 | New |
| US Bancorp | 4,403 | $33.9K | 0.00% | +4,403 | New |
| Spire Wealth Management | 7,758 | $57.9K | 0.00% | −1,829−19.1% | Reduced |
| Nomura Holdings Inc | 10,950 | $84.2K | 0.00% | +10,950 | New |
| Citadel Advisors LLC | 10,988 | $84.5K | 0.00% | −1,755−13.8% | Reduced |
| Comerica Bank | 13,146 | $101.1K | 0.00% | −802−5.7% | Reduced |
| Capital Investment Advisory Services, LLC | 13,168 | $101.3K | 0.01% | +986+8.1% | Added |
| Jackson Wealth Management, LLC | 13,237 | $102.0K | 0.01% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 14,602 | $112.3K | 0.02% | −3,331−18.6% | Reduced |
| Verition Fund Management LLC | 15,000 | $115.3K | 0.00% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 15,482 | $119.1K | 0.06% | +410+2.7% | Added |
| MML Investors Services, LLC | 15,913 | $122.0K | 0.00% | −65−0.4% | Reduced |
| Cresset Asset Management, LLC | 17,000 | $130.7K | 0.00% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $132.6K | 0.07% | 00.0% | Unchanged |
| Channel Wealth LLC | 17,505 | $134.6K | 0.06% | +1,000+6.1% | Added |
| CTC Alternative Strategies, Ltd. | 17,624 | $135.5K | 0.28% | +17,624 | New |
| Keystone Wealth Services, LLC | 17,726 | $136.3K | 0.05% | +509+3.0% | Added |
| Catalina Capital Group, LLC | 18,552 | $142.7K | 0.11% | +18,552 | New |
| CSS LLC | 22,072 | $169.7K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 22,200 | $170.7K | 0.14% | +496+2.3% | Added |
| Jane Street Group, LLC | 25,166 | $193.5K | 0.00% | −3,732−12.9% | Reduced |
| Private Advisor Group, LLC | 25,287 | $194.5K | 0.00% | +4,424+21.2% | Added |
| Scotia Capital Inc. | 26,796 | $206.0K | 0.00% | −9,526−26.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 27,479 | $211.3K | 0.00% | +2,488+10.0% | Added |
| MONECO Advisors, LLC | 27,491 | $211.4K | 0.04% | −17,420−38.8% | Reduced |
| Kestra Advisory Services, LLC | 27,729 | $213.2K | 0.00% | +2,579+10.3% | Added |
| Captrust Financial Advisors | 28,749 | $221.1K | 0.00% | −5,852−16.9% | Reduced |
| UBS Group AG | 29,231 | $224.8K | 0.00% | −339−1.1% | Reduced |
| Avantax Advisory Services, Inc. | 31,355 | $241.1K | 0.00% | +173+0.6% | Added |
| Cetera Investment Advisers | 31,419 | $241.6K | 0.00% | −5,891−15.8% | Reduced |
| Melfa Wealth Management, LLC | 31,849 | $244.9K | 0.23% | +78+0.2% | Added |
| Stephens Inc | 32,086 | $246.7K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 32,662 | $251.2K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 33,208 | $255.4K | 0.01% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 36,578 | $281.3K | 0.05% | +36,578 | New |
| Atria Wealth Solutions, Inc. | 39,258 | $301.9K | 0.00% | +12,933+49.1% | Added |
| Lido Advisors, LLC | 40,318 | $310.0K | 0.00% | +40,318 | New |
| Rockefeller Capital Management L.P. | 40,863 | $314.2K | 0.00% | −4,041−9.0% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 40,981 | $315.1K | 0.00% | +10,033+32.4% | Added |
| Marathon Trading Investment Management LLC | 42,500 | $326.8K | 0.06% | +42,500 | New |
| Lynx Capital Group Ltd | 44,166 | $339.6K | 0.25% | +44,166 | New |
| SFI Advisors, LLC | 45,046 | $346.4K | 0.30% | +18,706+71.0% | Added |
| Independent Financial Group, LLC | 46,568 | $358.1K | 0.02% | +7,025+17.8% | Added |
| Knightsbridge Asset Management, LLC | 50,559 | $388.8K | 0.11% | +1,485+3.0% | Added |
| Samalin Investment Counsel, LLC | 51,463 | $395.8K | 0.20% | +18,512+56.2% | Added |
| Baird Financial Group, Inc. | 70,775 | $544.3K | 0.00% | +2,361+3.5% | Added |
| NWF Advisory Services Inc. | 81,400 | $626.0K | 0.12% | −7,700−8.6% | Reduced |
| Kingsview Wealth Management, LLC | 83,223 | $640.0K | 0.02% | −2,914−3.4% | Reduced |
| Qube Research & Technologies Ltd | 84,179 | $647.3K | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 87,613 | $673.7K | 0.05% | −6,947−7.3% | Reduced |
| Truist Financial Corp | 88,253 | $678.7K | 0.00% | −2,945−3.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 94,079 | $723.5K | 0.35% | +35,891+61.7% | Added |
| Janney Montgomery Scott LLC | 99,955 | $769.0K | 0.00% | +3,395+3.5% | Added |
| Creative Planning | 105,714 | $812.9K | 0.00% | +105,714 | New |
| Marks Group Wealth Management, Inc | 118,805 | $913.6K | 0.10% | 00.0% | Unchanged |
| Icon Advisers Inc | 128,733 | $990.0K | 0.23% | −43,700−25.3% | Reduced |
| Aristides Capital LLC | 134,616 | $1.04M | 0.52% | −30,000−18.2% | Reduced |
| Park Avenue Securities LLC | 150,400 | $1.16M | 0.02% | +19,980+15.3% | Added |
| Sage Capital Management, LLC | 170,712 | $1.31M | 0.79% | +170,712 | New |
| Bokf, NA | 204,628 | $1.57M | 0.03% | 00.0% | Unchanged |
| CNH Partners LLC | 212,709 | $1.64M | 0.07% | +22,181+11.6% | Added |
| Advisor Resource Council | 221,064 | $1.70M | 0.20% | +221,064 | New |
| Matisse Capital | 285,000 | $2.19M | 1.17% | +115,000+67.6% | Added |
| Advisor Group Holdings, Inc. | 285,341 | $2.19M | 0.00% | −134,334−32.0% | Reduced |
| Bulldog Investors, LLP | 310,059 | $2.38M | 0.78% | −41,864−11.9% | Reduced |
| Amundi | 367,181 | $2.57M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 342,067 | $2.62M | 0.00% | +17,190+5.3% | Added |
| Nations Financial Group Inc, | 380,882 | $2.93M | 0.27% | +5,352+1.4% | Added |
| Geneos Wealth Management Inc. | 385,175 | $2.96M | 0.15% | −21,128−5.2% | Reduced |
| Landscape Capital Management, L.L.C. | 397,800 | $3.06M | 0.27% | +118,094+42.2% | Added |
| Wells Fargo & Company | 458,043 | $3.52M | 0.00% | −21,956−4.6% | Reduced |
| IHT Wealth Management, LLC | 509,630 | $3.92M | 0.17% | +10,420+2.1% | Added |
| Camelot Portfolios, LLC | 548,053 | $4.21M | 2.49% | +168,844+44.5% | Added |
| Commonwealth Equity Services, LLC | 578,293 | $4.45M | 0.01% | +41,539+7.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 624,905 | $4.81M | 0.02% | +88,941+16.6% | Added |
| Oppenheimer & Co Inc | 674,116 | $5.18M | 0.10% | +1,712+0.3% | Added |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $7.06M | 1.07% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 984,333 | $7.57M | 0.14% | +68,125+7.4% | Added |
| Raymond James & Associates | 1,055,128 | $8.11M | 0.01% | +590,402+127.0% | Added |
| Invesco Ltd. | 1,234,664 | $9.49M | 0.00% | −20,480−1.6% | Reduced |
| Envestnet Asset Management Inc | 1,393,258 | $10.7M | 0.00% | +432,353+45.0% | Added |